SEC Form 4 · accession 0001246360-15-003790
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn H Tongue
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 7, 2015 | A | 11,320 | $5.73 | A | 11,320 | I | By Deerhaven Fund, LP |
| Common Shares | holding | — | — | — | 124,815 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares are owned directly by Deerhaven Fund, LP, a limited partnership of which Deerhaven Capital Management, LLC is the general partner. The reporting person is the managing member of Deerhaven Capital Management, LLC. The reporting person disclaims beneficial ownership of the reported securities.