SEC Form 4 · accession 0001246360-15-003221
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M DiPietro
Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Sep 30, 2015 | M | 2,046 | $0.00 | A | 51,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF2,F3 | $0.00 | Sep 30, 2015 | M | 2,046 | D | — | — | Common Shares | 2,046 | 2,045 | D |
Explanation of responses
- F1Acquisition of common shares resulting from the vesting of 25% of the restricted share units granted on February 11, 2015.
- F2Reflects vesting of restricted share units described above.
- F3Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.