SEC Form 4 · accession 0001246360-15-000092

JMP GROUP LLC · JMP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2014

Accepted (ET)

Jan 5, 2015 · 3:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001302350

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1,F2	Dec 31, 2014	M	5,201	$0.00	A	43,639	D
Common Shares^F3	Dec 31, 2014	M	1,987	$0.00	A	45,626	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F4,F5,F6	—	Dec 31, 2014	M	5,201	D	—	—	Common Shares	5,201	1,987	D
Restricted Stock Unit^F4,F5,F6	—	Dec 31, 2014	M	1,987	D	—	—	Common Shares	1,987	0	D

F1On January 1, 2015, JMP Group Inc., a Delaware corporation (JMP Inc.) merged with an into and JMP Merger Corp., a Delaware Corporation and wholly owned subsidiary of JMP Group LLC ( JMP LLC), with JMP LLC as the successor issuer to JMP Inc. pursuant to Rule 12g-3(a) under the Securities Exchange Act of 1934, as amended.
F2Acquisition of common shares resulting from the vesting of 100% of the company performance restricted stock units granted on February 8, 2012.
F3Acquisition of common shares resulting from the vesting of 25% of the restricted stock units granted on March 20, 2014.
F4Each unit represents a right to receive one share of common stock or an amount equal to the fair market value of one share of common stock on the applicable vesting date.
F5Reflects vesting of restricted stock units described above.
F6Restricted stock units expire upon vesting or termination of service on the board of directors and its committees (as applicable).