SEC Form 4 · accession 0001246360-16-004004
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M DiPietro
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 31, 2015 | M | 2,045 | $0.00 | A | 63,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF2 | $0.00 | Dec 31, 2015 | M | 2,045 | D | Dec 31, 2015 | Dec 31, 2015 | Common Shares | 2,045 | 0 | D |
Explanation of responses
- F1Acquisition of common shares resulting from the vesting of 25% of the restricted share units granted on February 11, 2015.
- F2Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.