SEC Form 4 · accession 0001246360-15-000147

JMP GROUP LLC · JMP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, JMP Securities · Director

Period of report

Dec 31, 2014

Accepted (ET)

Jan 5, 2015 · 7:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001302350

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F2	Dec 31, 2014	M	10,016	$0.00	A	227,581	D
Common Shares^F3	Dec 31, 2014	M	10,729	$0.00	A	238,310	D
Common Shares^F4	Dec 31, 2014	M	73,472	$0.00	A	311,782	D
Common Shares^F8	Dec 31, 2014	M	36,257	$0.00	D	275,525	D
Common Shares^F1	holding	—	—		—	445,301	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F5,F6,F7	—	Dec 31, 2014	M	73,472	D	—	—	Common Shares	86,475	117,950	D
Restricted Stock Unit^F5,F6,F7	—	Dec 31, 2014	M	10,016	D	—	—	Common Shares	10,016	107,934	D
Restricted Stock Unit^F5,F6,F7	—	Dec 31, 2014	M	10,729	D	—	—	Common Shares	10,729	97,205	D

F1Held by the Lehmann Trust dtd 3/4/2009.
F2Reflects the vesting of the final 50% of the deferred restricted stock units granted on February 11, 2013.
F3Reflects the vesting of 50% of the deferred restricted stock units granted on February 11, 2014.
F4Acquisition of common shares resulting from the vesting of 100% of the company performance restricted stock units granted on February 8, 2012.
F5Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
F6Reflects vesting of restricted stock units described above.
F7Restricted stock units expire upon vesting.
F8Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting of the restricted stock units described above.