SEC Form 4 · accession 0001246360-15-003443
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M DiPietro
Director
Period of report
Oct 29, 2015
Accepted (ET)
Nov 2, 2015 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Oct 29, 2015 | P | 100 | $6.14 | A | 51,866 | D | |
| Common Shares | Oct 29, 2015 | P | 300 | $6.15 | A | 52,166 | D | |
| Common Shares | Oct 29, 2015 | P | 1,200 | $6.16 | A | 53,366 | D | |
| Common Shares | Oct 29, 2015 | P | 3,286 | $6.17 | A | 56,652 | D | |
| Common Shares | Oct 29, 2015 | P | 4,400 | $6.1699 | A | 61,052 | D | |
| Common Shares | Oct 30, 2015 | P | 714 | $6.12 | A | 61,766 | D |
Table II — derivative securities
No Table II lines on this filing.