SEC Form 4 · accession 0001246360-15-003403

JMP GROUP LLC · JMP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director · 10% Owner

Period of report

Oct 26, 2015

Accepted (ET)

Oct 28, 2015 · 5:35 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001302350

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F3,F4	Oct 26, 2015	P	5,243	$6.1495	A	2,743,748	I	By Jolson 1991 Trust
Common Shares^F3,F5	Oct 27, 2015	P	7,300	$6.1369	A	2,751,048	I	By Jolson 1991 Trust
Common Shares^F3,F4	Oct 28, 2015	P	1,600	$6.1436	A	2,752,648	I	By Jolson 1991 Trust
Common Shares^F1	holding	—	—		—	75,000	I	By Foundation
Common Shares	holding	—	—		—	64,702	D
Common Shares^F2	holding	—	—		—	1,392,487	I	By Jolson 1996 Trust

No Table II lines on this filing.

F1Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
F2Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
F3Reflects the acquisition of common shares pursuant to Rule 10b5-1 Purchase Plan of the Reporting Person.
F4The range of prices for the common shares is from $6.13 to $6.15. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5The range of prices for the common shares is from $6.11 to $6.15. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.