SEC Form 4 · accession 0001246360-15-003673

JMP GROUP LLC · JMP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 1, 2015

Accepted (ET)

Dec 3, 2015 · 3:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001302350

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F2	Dec 1, 2015	M	10,231	$0.00	A	305,325	D
Common Shares^F3	Dec 1, 2015	M	18,407	$0.00	A	323,732	D
Common Shares^F7	Dec 1, 2015	F	9,604	$6.19	D	314,128	D
Common Shares^F8	Dec 1, 2015	F	5,338	$6.19	D	308,790	D
Common Shares^F1	holding	—	—		—	946,782	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Share Unit^F4,F5	$0.00	Dec 1, 2015	M	18,407	D	Dec 1, 2015	Dec 1, 2015	Common Shares	18,407	92,957	D
Restricted Share Unit^F4,F6	$0.00	Dec 1, 2015	M	10,231	D	Dec 1, 2015	Dec 1, 2015	Common Shares	10,231	82,726	D

F1Held by the Johnson Revocable Trust, UAD 07/02/97.
F2Acquisition of common shares resulting from the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.
F3Acquisition of common shares resulting from the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
F4Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
F5The issuer and the reporting person mutually agreed to accelerate the vesting date for the remaining 50% of the Deferred Restricted Share Units granted on February 11, 2014, from December 31, 2015, to December 1, 2015.
F6The issuer and the reporting person mutually agreed to accelerate the vesting date for the 50% of the Deferred Restricted Share Units granted on February 4, 2015, from December 31, 2015, to December 1, 2015.
F7Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of the remaining 50% of the restricted share units granted on February 11, 2014.
F8Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting and delivery of 50% of the restricted share units granted on February 4, 2015.