Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 18, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

258 filings · trading day Dec 18, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 18, 2018 DForm 4 →	Dec 18, 11:18 am EST	CAMBIUM LEARNING GROUP, INC.ABCD	John F CampbellCEO, Director	510,000	$11.65	$5,942,500	0	—
Dec 13, 2018 PForm 4 →	Dec 17, 5:24 pm EST	Schultze Special Purpose Acquisition Corp.SAMA	Schultze Special Purpose Acquisition Sponsor, LLC10% Owner	4,150,000	$1.00	$4,150,000	4,150,000	—
Dec 13, 2018 PForm 4 →	Dec 17, 5:26 pm EST	Schultze Special Purpose Acquisition Corp.SAMA	George J SchultzeChairman, CEO and President, Director, 10% Owner	4,150,000	$1.00	$4,150,000	4,150,000	—
Dec 18, 2018 DForm 4 →	Dec 18, 11:15 am EST	CAMBIUM LEARNING GROUP, INC.ABCD	Carolyn GetridgeDirector	100,000	$13.20	$1,320,000	0	—
Dec 18, 2018 DForm 4 →	Dec 18, 11:17 am EST	CAMBIUM LEARNING GROUP, INC.ABCD	Barbara BensonChief Financial Officer	109,400	$10.77	$1,178,756	0	—
Dec 18, 2018 DForm 4 →	Dec 18, 11:17 am EST	CAMBIUM LEARNING GROUP, INC.ABCD	Paul FonteChief Technology Officer	103,400	$10.77	$1,113,436	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:39 pm EST	ASTRONICS CORPATRO	Peter J GundermannPRESIDENT/CEO, Director	34,790	$31.57	$1,098,320	34,790	—
Dec 18, 2018 DForm 4 →	Dec 18, 11:16 am EST	CAMBIUM LEARNING GROUP, INC.ABCD	Jeffery Scott McWhorterGeneral Counsel	62,783	$9.26	$581,184	0	—
Dec 17, 2018 MForm 4 →	Dec 18, 12:37 pm EST	AMERICAN SOFTWARE INCAMSWA	H Allan DowPresident	68,194	$7.96	$542,824	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:42 pm EST	ASTRONICS CORPATRO	James MulatoOther	11,570	$31.57	$365,265	11,570	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:57 pm EST	GMS Inc.GMS	H Douglas GoforthVP, CFO & Treasurer	25,000	$12.31	$307,750	102,134	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:41 pm EST	ASTRONICS CORPATRO	Mark PeabodyVP Astronics Advanced Electron	9,280	$31.57	$292,970	9,280	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:50 pm EST	ASTRONICS CORPATRO	David C BurneyVP-FINANCE, CFO	8,410	$31.57	$265,504	8,410	—
Dec 14, 2018 AForm 4 →	Dec 18, 11:24 am EST	Kadmon Holdings, Inc.KDMN	Steven N. GordonExec VP, GC, Chief Admin, Comp	100,000	$2.47	$247,000	100,000	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:58 pm EST	ASTRONICS CORPATRO	James S KramerExecutive Vice President	7,060	$31.57	$222,884	7,060	—
Dec 14, 2018 MForm 4 →	Dec 17, 4:42 pm EST	HARMONIC INCHLIT	Susan SwensonDirector	30,000	$4.24	$127,200	0	—
Dec 14, 2018 AForm 4 →	Dec 18, 10:10 am EST	Kadmon Holdings, Inc.KDMN	John L RyanExecutive Vice President, CMO	50,000	$2.47	$123,500	50,000	—
Dec 14, 2018 AForm 4 →	Dec 18, 10:27 am EST	Kadmon Holdings, Inc.KDMN	Kyle CarverPrincipal Accounting Officer	50,000	$2.47	$123,500	50,000	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:16 pm EST	PRUDENTIAL FINANCIAL INCPRU	Scott SleysterExecutive Vice President	843	$82.74	$69,750	80,111	—
Dec 13, 2018 PForm 4 →	Dec 17, 5:35 pm EST	Magnolia Oil & Gas CorpMGY	Stephen I ChazenChairman, President & CEO, Director	30,000	$2.95	$59,000	151,952	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:40 pm EST	PRUDENTIAL FINANCIAL INCPRU	Karl J KrapekDirector	520	$82.74	$43,025	1,542	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:15 pm EST	ESTEE LAUDER COMPANIES INCEL	Irvine O Hockaday Jr.Director	324	$130.30	$42,208	76,820	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:27 pm EST	PRUDENTIAL FINANCIAL INCPRU	Thomas J Baltimore Jr.Director	504	$82.74	$41,701	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:00 pm EST	PRUDENTIAL FINANCIAL INCPRU	John R Strangfeld Jr.Director	469	$82.74	$38,805	44,628	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:29 pm EST	ESTEE LAUDER COMPANIES INCEL	Lynn ForesterDirector	281	$130.30	$36,586	67,520	—
Dec 14, 2018 JForm 4 →	Dec 18, 3:59 pm EST	BALL CorpBLL	Theodore M SolsoDirector	677	$48.53	$32,852	131,076	—
Dec 14, 2018 JForm 4 →	Dec 18, 3:59 pm EST	BALL CorpBLL	Robert W AlspaughDirector	635	$48.53	$30,830	38,009	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:54 pm EST	PRUDENTIAL FINANCIAL INCPRU	Stephen PelletierExecutive Vice President	359	$82.74	$29,704	34,166	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:41 pm EST	PRUDENTIAL FINANCIAL INCPRU	Gilbert F CasellasDirector	334	$82.74	$27,635	1,542	—
Dec 14, 2018 AForm 4 →	Dec 18, 11:26 am EST	MCCORMICK & CO INCMKC	Margaret M Preston VDirector	148	$151.57	$22,500	10,532	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:30 pm EST	ESTEE LAUDER COMPANIES INCEL	Barry S SternlichtDirector	171	$130.30	$22,242	38,341	—
Dec 17, 2018 AForm 4 →	Dec 18, 12:47 pm EST	LEGGETT & PLATT INCLEG	Scott S DouglasSVP-Gen. Counsel and Secretary	2,753	$7.26	$19,987	2,753	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:15 pm EST	ESTEE LAUDER COMPANIES INCEL	Paul J FribourgDirector	137	$130.30	$17,835	31,854	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:31 pm EST	PRUDENTIAL FINANCIAL INCPRU	Martina HundmejeanDirector	209	$82.74	$17,293	1,542	—
Dec 17, 2018 AForm 4 →	Dec 18, 2:31 pm EST	NEXTERA ENERGY INCNEE	Sherry S BarratDirector	88	$175.65	$15,457	14,594	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:36 pm EST	PRUDENTIAL FINANCIAL INCPRU	Douglas A ScovannerDirector	163	$82.74	$13,487	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:34 pm EST	PRUDENTIAL FINANCIAL INCPRU	Christine A PoonDirector	146	$82.74	$12,080	1,542	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:46 pm EST	CABOT CORPCBT	Cabot Juan EnriquezDirector	259	$43.77	$11,328	34,587	—
Dec 14, 2018 AForm 4 →	Dec 18, 11:25 am EST	MCCORMICK & CO INCMKC	Jacques TapieroDirector	59	$151.57	$9,000	904	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:08 pm EST	ESTEE LAUDER COMPANIES INCEL	Charlene BarshefskyDirector	59	$130.30	$7,741	18,064	—
Dec 17, 2018 AForm 4 →	Dec 18, 2:49 pm EST	NEXTERA ENERGY INCNEE	James Lawrence CamarenDirector	44	$175.65	$7,729	7,160	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:28 pm EST	ESTEE LAUDER COMPANIES INCEL	Richard D ParsonsDirector	56	$130.30	$7,297	5,813	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:44 pm EST	PRUDENTIAL FINANCIAL INCPRU	Peter R LighteDirector	79	$82.74	$6,536	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:45 pm EST	PRUDENTIAL FINANCIAL INCPRU	George PazDirector	79	$82.74	$6,536	1,542	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:48 pm EST	PRUDENTIAL FINANCIAL INCPRU	Michael TodmanDirector	79	$82.74	$6,536	1,542	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:12 pm EST	ESTEE LAUDER COMPANIES INCEL	Rose Marie BravoDirector	48	$130.30	$6,210	14,490	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:32 pm EST	PRUDENTIAL FINANCIAL INCPRU	Sandra PianaltoDirector	75	$82.74	$6,206	1,542	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:45 pm EST	CABOT CORPCBT	Sean D KeohanePresident and CEO, Director	136	$43.77	$5,948	18,160	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:43 pm EST	CABOT CORPCBT	Brian A BerubeSVP, General Counsel	131	$43.77	$5,727	17,486	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:31 pm EST	ESTEE LAUDER COMPANIES INCEL	Richard F ZanninoDirector	30	$130.30	$3,856	8,996	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:14 pm EST	ESTEE LAUDER COMPANIES INCEL	Wei Sun ChristiansonDirector	27	$130.30	$3,504	8,178	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:47 pm EST	CABOT CORPCBT	Matthais L. WolfgruberDirector	61	$43.77	$2,667	8,143	—
Dec 14, 2018 AForm 4 →	Dec 17, 5:25 pm EST	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	64	$40.47	$2,589	1,238	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:44 pm EST	CABOT CORPCBT	Hobart KalksteinSenior Vice President	26	$43.77	$1,135	3,464	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:44 pm EST	CABOT CORPCBT	James Patrick KellyVice President and Controller	24	$43.77	$1,053	3,216	—
Dec 14, 2018 AForm 4 →	Dec 17, 5:25 pm EST	FULLER H B COFUL	David W. MoormanVP, Operations Excellence	15	$40.47	$605	295	—
Dec 14, 2018 PForm 4 →	Dec 17, 8:38 pm EST	Rosehill Resources Inc.ROSE	Robert Colby WillifordVice President of Land	1,000	$0.40	$400	3,000	—
Dec 13, 2018 AForm 4 →	Dec 17, 7:06 pm EST	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	1	$196.13	$289	90	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:46 pm EST	CABOT CORPCBT	Erica McLaughlinSenior Vice President, CFO	6	$43.77	$270	825	—
Dec 14, 2018 AForm 4 →	Dec 17, 5:25 pm EST	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	6	$40.47	$257	1,461	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:16 pm EST	ESTEE LAUDER COMPANIES INCEL	Jennifer HymanDirector	2	$130.30	$241	564	—
Dec 17, 2018 AForm 4 →	Dec 18, 3:30 pm EST	ESTEE LAUDER COMPANIES INCEL	Jennifer TejadaDirector	2	$130.30	$241	564	—
Dec 17, 2018 AForm 4 →	Dec 18, 11:55 am EST	Prologis, Inc.PLD	Hamid R MoghadamChairman & CEO, Director	4,862	$0.01	$49	1,305,886	—
Dec 17, 2018 AForm 4 →	Dec 18, 11:49 am EST	Prologis, Inc.PLD	Gary E AndersonCEO, Europe and Asia	1,264	$0.01	$13	411,243	—
Dec 14, 2018 AMForm 4 →	Dec 18, 11:53 am EST	Prologis, Inc.PLD	Michael S CurlessChief Investment Officer	51,264	$0.01	$13	458,441	—
Dec 17, 2018 AForm 4 →	Dec 18, 11:56 am EST	Prologis, Inc.PLD	Edward S NekritzChief Legal Off./Gen. Counsel	1,264	$0.01	$13	628,651	—
Dec 17, 2018 AForm 4 →	Dec 18, 11:57 am EST	Prologis, Inc.PLD	Eugene F ReillyCEO, The Americas	1,264	$0.01	$13	681,689	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:02 pm EST	Teladoc Health, Inc.TDOC	Mark HirschhornExecutive VP, COO and CFO	7,343	—	—	102,352	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:02 pm EST	REGENERON PHARMACEUTICALS INCREGN	George YancopoulosPresident and Chief Scientific, Director	244,048	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:05 pm EST	ASPEN GROUP, INC.ASPU	Janet M GillChief Accounting Officer	50,000	—	—	50,000	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:05 pm EST	Solid Biosciences Inc.SLDB	Robert Luther HuffinesDirector	8,165	—	—	8,165	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:05 pm EST	Solid Biosciences Inc.SLDB	Matthew Bennett ArnoldDirector	8,165	—	—	8,165	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:06 pm EST	Solid Biosciences Inc.SLDB	Sukumar NagendranDirector	17,240	—	—	17,240	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:07 pm EST	Solid Biosciences Inc.SLDB	Martin I FreedDirector	16,331	—	—	16,331	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:08 pm EST	Solid Biosciences Inc.SLDB	Juan Andrey ZarurDirector	10,000	—	—	10,000	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:08 pm EST	Hyatt Hotels CorpH	Joan BottariniSee Remarks	3,712	—	—	3,712	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:09 pm EST	Solid Biosciences Inc.SLDB	Rajeev M. ShahDirector	8,165	—	—	8,165	—
Dec 14, 2018 MForm 4 →	Dec 17, 4:11 pm EST	LENNOX INTERNATIONAL INCLII	Chris KoselVP-Corp Controller and CAO	506	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:12 pm EST	Solid Biosciences Inc.SLDB	Lynne Marie SullivanDirector	8,165	—	—	8,165	—
Dec 14, 2018 MForm 4 →	Dec 17, 4:15 pm EST	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	6,974	—	—	20,922	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:15 pm EST	ASPEN GROUP, INC.ASPU	Joseph L. SevelyChief Financial Officer	180,000	—	—	180,000	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:16 pm EST	Replimune Group, Inc.REPL	Pamela EspositoChief Business Officer	87,000	—	—	109,162	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:16 pm EST	Loop Industries, Inc.LOOP	Sidney Mortimer HornDirector	10,205	—	—	10,205	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:18 pm EST	BAXTER INTERNATIONAL INCBAX	John D ForsythDirector	1,500	—	—	2,820	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:19 pm EST	SYSTEMAX INCSYX	Thomas Eugene ClarkVice President & CFO	15,000	—	—	35,000	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:20 pm EST	SYSTEMAX INCSYX	Robert DooleyPresident, Industrial Prod GRP	29,652	—	—	20,348	—
Dec 11, 2018 AForm 4 →	Dec 17, 4:20 pm EST	ACURA PHARMACEUTICALS, INCACUR	James F EmighVP Corporate Development	80,000	—	—	20,000	—	late
Dec 13, 2018 MForm 4 →	Dec 17, 4:21 pm EST	BAXTER INTERNATIONAL INCBAX	Carole J ShapazianDirector	4,110	—	—	0	—
Dec 11, 2018 AForm 4 →	Dec 17, 4:21 pm EST	ACURA PHARMACEUTICALS, INCACUR	Albert W BrzeczkoVP Pharmaceutical Sciences APT	136,000	—	—	34,000	—	late
Dec 11, 2018 AForm 4 →	Dec 17, 4:22 pm EST	ACURA PHARMACEUTICALS, INCACUR	Peter A ClemensSenior VP & CFO	160,000	—	—	40,000	—	late
Dec 11, 2018 AForm 4 →	Dec 17, 4:23 pm EST	ACURA PHARMACEUTICALS, INCACUR	Robert A SeiserVP, Controller & Treasurer	80,000	—	—	20,000	—	late
Dec 11, 2018 AForm 4 →	Dec 17, 4:24 pm EST	ACURA PHARMACEUTICALS, INCACUR	Robert B JonesPresident & CEO	200,000	—	—	50,000	—	late
Dec 14, 2018 AForm 4 →	Dec 17, 4:25 pm EST	ARENA PHARMACEUTICALS INCARNA	Manmeet Singh SoniDirector	5,000	—	—	2,500	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:26 pm EST	PhaseBio Pharmaceuticals IncPHAS	Edmund HarriganDirector	68,966	—	—	68,966	—
Dec 17, 2018 MForm 4 →	Dec 17, 4:27 pm EST	G1 Therapeutics, Inc.GTHX	Rajesh MalikCh. Medical Officer & SVP R&D	3,776	—	—	65,519	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:29 pm EST	HMS HOLDINGS CORPHMSY	William C LuciaChairman, President and CEO, Director	12,174	—	—	7,599	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:29 pm EST	HMS HOLDINGS CORPHMSY	Jeffrey Scott ShermanEVP, CFO, and Treasurer	11,502	—	—	50,209	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:29 pm EST	FREQUENCY ELECTRONICS INCFEIM	Oleandro ManciniSr. Vice President	6,000	—	—	89,000	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:29 pm EST	HMS HOLDINGS CORPHMSY	Douglas M. WilliamsPresident, Markets and Product	18,238	—	—	39,393	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:29 pm EST	HMS HOLDINGS CORPHMSY	Teresa SouthEVP HR, Chief Admin. Officer	12,510	—	—	54,198	—
Dec 17, 2018 MForm 4 →	Dec 17, 4:34 pm EST	LEGGETT & PLATT INCLEG	Tammy M TrentSVP - Chief Accounting Officer	329	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:35 pm EST	BWX Technologies, Inc.BWXT	Jan BertschDirector	59	—	—	477	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:36 pm EST	ENDRA Life Sciences Inc.NDRA	Francois Roger MichelonChief Executive Officer, Director	125,000	—	—	125,000	—
Dec 14, 2018 MForm 4 →	Dec 17, 4:36 pm EST	Western Union COWU	Roberto G MendozaDirector	18,709	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:36 pm EST	BWX Technologies, Inc.BWXT	John A FeesDirector	84	—	—	1,097	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:37 pm EST	Western Union COWU	Betsy D HoldenDirector	8,504	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:38 pm EST	BWX Technologies, Inc.BWXT	Gerhard F BurbachDirector	5	—	—	9	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:38 pm EST	ENDRA Life Sciences Inc.NDRA	Michael Milos ThorntonChief Technology Officer	125,000	—	—	125,000	—
Dec 14, 2018 MForm 4 →	Dec 17, 4:39 pm EST	Western Union COWU	Michael MilesDirector	8,504	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:39 pm EST	BWX Technologies, Inc.BWXT	James M JaskaDirector	25	—	—	110	—
Dec 14, 2018 MForm 4 →	Dec 17, 4:39 pm EST	EMCORE CORPEMKR	Albert LuSr. V.P. of Engineering	2,118	—	—	21,054	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:40 pm EST	ENDRA Life Sciences Inc.NDRA	David R. WellsChief Financial Officer	35,000	—	—	35,000	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:41 pm EST	BWX Technologies, Inc.BWXT	Kenneth J KriegDirector	25	—	—	110	—
Dec 17, 2018 MForm 4 →	Dec 17, 4:42 pm EST	Verisk Analytics, Inc.VRSK	Scott G StephensonCEO and President, Director	32,031	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:43 pm EST	BWX Technologies, Inc.BWXT	Robb A. LeMastersDirector	49	—	—	322	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:44 pm EST	BWX Technologies, Inc.BWXT	Richard Willard MiesDirector	105	—	—	1,190	—
Dec 15, 2018 MForm 4 →	Dec 17, 4:44 pm EST	Guidewire Software, Inc.GWRE	Curtis SmithChief Financial Officer	468	—	—	7,032	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:46 pm EST	BWX Technologies, Inc.BWXT	Robert L NardelliDirector	59	—	—	477	—
Dec 13, 2018 MForm 4 →	Dec 17, 4:46 pm EST	CONSTELLATION PHARMACEUTICALS INCCNST	Adrian SenderowiczChief Medical Officer	15,884	—	—	65,866	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:46 pm EST	Solid Biosciences Inc.SLDB	Adam KoppelDirector	8,165	—	—	8,165	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:47 pm EST	BWX Technologies, Inc.BWXT	Charles W Pryor Jr.Director	30	—	—	156	—
Dec 15, 2018 MForm 4 →	Dec 17, 4:48 pm EST	Guidewire Software, Inc.GWRE	Marcus RyuCEO and President, Director	19,694	—	—	14,343	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:49 pm EST	ARCHER DANIELS MIDLAND COADM	Alan L BoeckmannDirector	325	—	—	43,620	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:50 pm EST	ARCHER DANIELS MIDLAND COADM	Michael S BurkeDirector	11	—	—	1,486	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:50 pm EST	ARCHER DANIELS MIDLAND COADM	Terrell K CrewsDirector	211	—	—	28,307	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:50 pm EST	ARCHER DANIELS MIDLAND COADM	Pierre DufourDirector	180	—	—	24,175	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:50 pm EST	ARCHER DANIELS MIDLAND COADM	Donald E FelsingerDirector	411	—	—	55,175	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:50 pm EST	ARCHER DANIELS MIDLAND COADM	Suzan F. HarrisonDirector	40	—	—	5,350	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:50 pm EST	ARCHER DANIELS MIDLAND COADM	Patrick J MooreDirector	423	—	—	56,722	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:50 pm EST	ARCHER DANIELS MIDLAND COADM	Francisco J SanchezDirector	124	—	—	16,582	—
Dec 15, 2018 MForm 4 →	Dec 17, 4:51 pm EST	Guidewire Software, Inc.GWRE	Priscilla HungChief Operating Officer	3,898	—	—	8,438	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:52 pm EST	ARCHER DANIELS MIDLAND COADM	Debra A. SandlerDirector	67	—	—	8,980	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:52 pm EST	ARCHER DANIELS MIDLAND COADM	Daniel ShihDirector	168	—	—	22,512	—
Dec 14, 2018 AForm 4 →	Dec 17, 4:52 pm EST	ARCHER DANIELS MIDLAND COADM	Kelvin R WestbrookDirector	370	—	—	49,647	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:54 pm EST	Liberty Tax, Inc.TAX	Patrick A CozzaDirector	15,693	—	—	13,889	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:55 pm EST	Liberty Tax, Inc.TAX	Thomas HerskovitsDirector	15,693	—	—	13,889	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:55 pm EST	Liberty Tax, Inc.TAX	Lawrence MillerDirector	15,693	—	—	13,889	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:56 pm EST	Liberty Tax, Inc.TAX	George William Minner Jr.Director	15,693	—	—	13,889	—
Dec 13, 2018 AMForm 4 →	Dec 17, 4:57 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Robert R HammondDirector	3,504	—	—	0	—
Dec 13, 2018 AMForm 4 →	Dec 17, 4:57 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Alexander Von FurstenbergDirector	3,504	—	—	0	—
Dec 13, 2018 AMForm 4 →	Dec 17, 4:59 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Gregg L EnglesDirector	3,504	—	—	0	—
Dec 13, 2018 AMForm 4 →	Dec 17, 4:59 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Scott W SchoelzelDirector	3,504	—	—	0	—
Dec 16, 2018 AForm 4 →	Dec 17, 4:59 pm EST	SCIENTIFIC GAMES CORPSGMS	James C KennedyEVP & Grp Chief Exec Lottery	15,000	—	—	15,000	—
Dec 13, 2018 AForm 4 →	Dec 17, 4:59 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Stephen M BrettDirector	1,837	—	—	1,837	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:00 pm EST	Neurotrope, Inc.NTRP	Jonathan SchechterDirector	9,375	—	—	1,562	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:01 pm EST	Neurotrope, Inc.NTRP	Ivan P. GergelDirector	7,813	—	—	7,813	—
Dec 14, 2018 AForm 4 →	Dec 17, 5:01 pm EST	Neurotrope, Inc.NTRP	Charles S. RyanChief Executive Officer, Director	79,097	—	—	79,097	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:03 pm EST	ExlService Holdings, Inc.EXLS	Ajay AyyappanSVP & Gen Counsel/Corp. Sec'y.	4,484	—	—	4,484	—
Dec 13, 2018 MForm 4 →	Dec 17, 5:05 pm EST	Broadcom Inc.AVGO	Charlie B KawwasSVP & Chief Sales Officer	10,000	—	—	40,000	—
Dec 15, 2018 MForm 4 →	Dec 17, 5:07 pm EST	Guidewire Software, Inc.GWRE	Steven P. SherryChief Sales Officer	4,574	—	—	7,969	—
Dec 13, 2018 MForm 4 →	Dec 17, 5:09 pm EST	PGT Innovations, Inc.PGTI	Rodney HershbergerDirector	70,272	—	—	601,754	—
Dec 15, 2018 MForm 4 →	Dec 17, 5:10 pm EST	Guidewire Software, Inc.GWRE	James Winston KingChief Admin Officer, Gen Couns	3,171	—	—	6,094	—
Dec 15, 2018 MForm 4 →	Dec 17, 5:12 pm EST	Guidewire Software, Inc.GWRE	Michael PolelleChief Delivery Officer	2,729	—	—	4,688	—
Dec 13, 2018 MForm 4 →	Dec 17, 5:13 pm EST	Broadcom Inc.AVGO	Thomas H. KrauseChief Financial Officer	22,500	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:15 pm EST	Okta, Inc.OKTA	Shellye L ArchambeauDirector	5,203	—	—	5,203	—
Dec 13, 2018 AForm 4 →	Dec 17, 5:19 pm EST	Solid Biosciences Inc.SLDB	Adam Leo StoneDirector	8,165	—	—	8,165	—
Dec 13, 2018 MForm 4 →	Dec 17, 5:24 pm EST	MAXIM INTEGRATED PRODUCTS INCMXIM	Bryan PreeshlSENIOR VICE PRESIDENT	5,000	—	—	8,736	—
Dec 17, 2018 MForm 4 →	Dec 17, 5:25 pm EST	DAVEY TREE EXPERT COno symbol	Dan A JoyVP/GM Comm'l Landscape Srvs	7,200	—	—	0	—	amended
Feb 22, 2018 AForm 4 →	Dec 17, 5:26 pm EST	ITRON INC /WA/ITRI	Joan S HooperSr. VP & CFO	10,058	—	—	10,058	—	late
Dec 17, 2018 JMForm 4 →	Dec 17, 5:30 pm EST	DAVEY TREE EXPERT COno symbol	Thea R. SearsVice President & Controller	4,292	—	—	6,000	—
Sep 20, 2018 MForm 4 →	Dec 17, 5:33 pm EST	Magnolia Oil & Gas CorpMGY	Timothy D. YangEVP - General Counsel & Sec	100,000	—	—	0	—	late
Dec 13, 2018 MForm 4 →	Dec 17, 5:49 pm EST	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	5,625	—	—	169,766	—
Dec 14, 2018 CForm 4 →	Dec 17, 5:51 pm EST	Goosehead Insurance, Inc.GSHD	Mark & Robyn Jones Descendants Trust 201410% Owner	49,081	—	—	13,256,764	—
Dec 14, 2018 CForm 4 →	Dec 17, 5:53 pm EST	Goosehead Insurance, Inc.GSHD	Mark Evan JonesCEO, Director, 10% Owner	49,081	—	—	15,043,168	—
Dec 14, 2018 CMForm 4 →	Dec 17, 5:53 pm EST	Alteryx, Inc.AYX	Christopher M LalSVP, GC & Corp. Secretary	2,385	—	—	0	—
Dec 14, 2018 CForm 4 →	Dec 17, 5:54 pm EST	Goosehead Insurance, Inc.GSHD	Robyn Mary Elizabeth JonesDirector, 10% Owner	49,081	—	—	15,043,168	—
Dec 17, 2018 MForm 4 →	Dec 17, 5:57 pm EST	Dave & Buster's Entertainment, Inc.PLAY	John MulleadySVP, RE & Dev	7,500	—	—	20,955	—
Dec 13, 2018 MForm 4 →	Dec 17, 5:59 pm EST	SBA COMMUNICATIONS CORPSBAC	Brian D LazarusSVP & Chief Accounting Officer	16,921	—	—	20,561	—
Dec 13, 2018 MForm 4 →	Dec 17, 6:03 pm EST	SBA COMMUNICATIONS CORPSBAC	Kevin L BeebeDirector	10,000	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 17, 6:18 pm EST	Expedia Group, Inc.EXPE	Susan C AtheyDirector	671	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 17, 6:18 pm EST	Expedia Group, Inc.EXPE	Alexander Von FurstenbergDirector	671	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 17, 6:19 pm EST	LANTRONIX INCLTRX	Jeremy WhitakerChief Financial Officer	1,250	—	—	8,750	—
Dec 12, 2018 MForm 4 →	Dec 17, 6:20 pm EST	Edwards Lifesciences CorpEW	Donald E Bobo Jr.CVP,Strategy/Corp Development	5,500	—	—	17,100	—	late
Dec 14, 2018 XForm 4 →	Dec 17, 6:26 pm EST	Independent Bank Group, Inc.IBTX	David R BrooksChairman, CEO & President, Director	23,270	—	—	0	—
Dec 14, 2018 XForm 4 →	Dec 17, 6:27 pm EST	Independent Bank Group, Inc.IBTX	Vincent J Viola10% Owner	93,091	—	—	0	—
Dec 13, 2018 AForm 4 →	Dec 17, 6:38 pm EST	Liberty Tax, Inc.TAX	Matthew E AvrilDirector	15,693	—	—	13,889	—
Dec 13, 2018 AForm 4 →	Dec 17, 6:39 pm EST	Liberty Tax, Inc.TAX	Andrew M LaurenceDirector	23,539	—	—	20,833	—
Dec 13, 2018 AForm 4 →	Dec 17, 6:48 pm EST	Liberty Tax, Inc.TAX	Brian Randall KahnDirector, 10% Owner	15,693	—	—	13,889	—
Dec 14, 2018 MForm 4 →	Dec 17, 7:07 pm EST	OP BancorpOPBK	Steve K. ParkChief Credit Officer	25,000	—	—	45,000	—
Dec 4, 2018 AForm 4 →	Dec 17, 7:15 pm EST	ProPhase Labs, Inc.PRPH	Monica L. BradyChief Accounting Officer	50,000	—	—	50,000	—	late
Dec 13, 2018 MForm 4 →	Dec 17, 7:16 pm EST	VAIL RESORTS INCMTN	John RedmondDirector	296	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 17, 7:36 pm EST	CONTROL4 CORPCTRL	Susan CashenSVP of Marketing	5,022	—	—	10,038	—
Dec 17, 2018 MForm 4 →	Dec 17, 7:54 pm EST	ORACLE CORPORCL	Hector Garcia-MolinaDirector	3,750	—	—	31,875	—
Dec 15, 2018 MForm 4 →	Dec 17, 7:54 pm EST	Axos Financial, Inc.AX	Derrick WalshSVP, Chief Accounting Officer	799	—	—	9,034	—
Dec 17, 2018 MForm 4 →	Dec 17, 7:58 pm EST	LIGAND PHARMACEUTICALS INCLGND	Charles S BerkmanSVP, Gen. Counsel & Secretary	3,400	—	—	244	—
Dec 13, 2018 MForm 4 →	Dec 17, 8:04 pm EST	DOCUSIGN INCDOCU	Reginald D. DavisGeneral Counsel and Secretary	148,933	—	—	251,067	—
Dec 17, 2018 MForm 4 →	Dec 17, 8:10 pm EST	Guidewire Software, Inc.GWRE	Craig ConwayDirector	200	—	—	400	—
Dec 14, 2018 AForm 4 →	Dec 17, 8:27 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	Jennifer CarverChief Operating Officer	108	—	—	108	—
Dec 14, 2018 AForm 4 →	Dec 17, 8:28 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	James RolkeChief Scientific Officer	70	—	—	70	—
Dec 14, 2018 AForm 4 →	Dec 17, 8:28 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	George F TidmarshPresident, CEO & Secretary, Director	112	—	—	112	—
Dec 14, 2018 AForm 4 →	Dec 17, 8:29 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	Dennis MulroyChief Financial Officer	28	—	—	28	—
Dec 14, 2018 AForm 4 →	Dec 17, 8:30 pm EST	LA JOLLA PHARMACEUTICAL COLJPC	Lakhmir S ChawlaChief Medical Officer	17	—	—	17	—
Dec 12, 2018 CForm 4 →	Dec 17, 8:41 pm EST	RingCentral IncRNG	Vladimir Shmunis +5CEO & Chairman, Director, 10% Owner	10,000	—	—	5,883,107	—	late
Dec 17, 2018 MForm 4 →	Dec 18, 6:06 am EST	PURE CYCLE CORPPCYO	Arthur G Epker IIIDirector	2,500	—	—	0	—
Dec 14, 2018 AForm 4 →	Dec 18, 8:43 am EST	PTC THERAPEUTICS, INC.PTCT	Emma ReeveDirector	15,167	—	—	1,167	—
Dec 14, 2018 AForm 4 →	Dec 18, 8:46 am EST	PTC THERAPEUTICS, INC.PTCT	Stephanie OkeyDirector	15,167	—	—	1,167	—
Dec 14, 2018 MForm 4 →	Dec 18, 8:55 am EST	CAREER EDUCATION CORPCECO	John Robert KlineSVP, AIU	4,060	—	—	4,060	—
Dec 15, 2018 MForm 4 →	Dec 18, 9:55 am EST	HUMANA INCHUM	Cynthia H ZipperleSVP, Chief Acct Officer & Cont	1,838	—	—	603	—
Dec 15, 2018 MForm 4 →	Dec 18, 9:57 am EST	HUMANA INCHUM	Brian A KaneChief Financial Officer	4,004	—	—	1,863	—
Dec 15, 2018 MForm 4 →	Dec 18, 10:38 am EST	HUMANA INCHUM	Bruce D BroussardPresident & CEO, Director	20,233	—	—	6,829	—
Dec 17, 2018 MForm 4 →	Dec 18, 11:12 am EST	Meridian Bancorp, Inc.EBSB	Mark L AbbateEVP, Treasurer and CFO	6,996	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 18, 11:48 am EST	HUMANA INCHUM	Roy A BeveridgeChief Medical Officer	2,277	—	—	683	—
Dec 15, 2018 MForm 4 →	Dec 18, 11:50 am EST	HUMANA INCHUM	Samir DeshpandeChief Risk Officer	310	—	—	621	—
Dec 14, 2018 MForm 4 →	Dec 18, 11:52 am EST	Inogen IncINGN	Raymond HuggenbergerDirector	8,500	—	—	65,300	—
Dec 14, 2018 AForm 4 →	Dec 18, 12:29 pm EST	TEAM INCTISI	Susan M. BallExecutive Vice President & CFO	15,832	—	—	15,832	—
Dec 17, 2018 MForm 4 →	Dec 18, 12:49 pm EST	ORACLE CORPORCL	Renee Jo JamesDirector	586	—	—	586	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:11 pm EST	ENBRIDGE INCENB	Catherine Lynne WilliamsDirector	552	—	—	41,994	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:13 pm EST	ENBRIDGE INCENB	Dan C TutcherDirector	1,995	—	—	104,960	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:15 pm EST	ENBRIDGE INCENB	Pamela L CarterDirector	552	—	—	4,954	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:16 pm EST	ENBRIDGE INCENB	Michael E J PhelpsDirector	552	—	—	3,308	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:19 pm EST	ENBRIDGE INCENB	Marcel Rosaire CoutuDirector	1,917	—	—	19,586	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:21 pm EST	ENBRIDGE INCENB	Charles W FischerDirector	1,065	—	—	34,891	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:24 pm EST	ENBRIDGE INCENB	Clarence P Cazalot Jr.Director	1,007	—	—	6,821	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:26 pm EST	ENBRIDGE INCENB	Gregory L EbelDirector	2,014	—	—	13,929	—
Dec 17, 2018 MForm 4 →	Dec 18, 1:27 pm EST	YUM BRANDS INCYUM	David W GibbsPresident, CFO	8,343	—	—	8,343	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:28 pm EST	ENBRIDGE INCENB	James Herbert EnglandDirector	582	—	—	69,162	—
Dec 14, 2018 AForm 4 →	Dec 18, 1:31 pm EST	ENBRIDGE INCENB	Darkes V Maureen KempstonDirector	1,995	—	—	34,886	—
Dec 17, 2018 MForm 4 →	Dec 18, 1:37 pm EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	200,000	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 1:49 pm EST	ENBRIDGE INCENB	Byron C NeilesSee Remarks	64,000	—	—	0	—
Dec 14, 2018 AForm 4 →	Dec 18, 2:04 pm EST	ADT Inc.ADT	Tracey R. GriffinDirector	14,662	—	—	14,662	—
Dec 14, 2018 MForm 4 →	Dec 18, 2:50 pm EST	AMERICAN STATES WATER COAWR	Eva G TangSr. Vice President & CFO	600	—	—	0	—
Dec 18, 2018 AForm 4 →	Dec 18, 2:55 pm EST	Babcock & Wilcox Enterprises, Inc.BW	Henry E BartoliChief Strategy Officer, Director	843,500	—	—	843,500	—
Dec 11, 2018 AForm 4 →	Dec 18, 2:56 pm EST	SIGMATRON INTERNATIONAL INCSGMA	James E. BarnesExecutive V.P. of Operations	8,000	—	—	35,200	—	late
Dec 15, 2018 FMForm 4 →	Dec 18, 3:06 pm EST	Cardtronics plcCATM	Joseph Bradley NolanEVP Global Product & Marketing	1,145	—	—	7,122	—
Dec 15, 2018 FMForm 4 →	Dec 18, 3:08 pm EST	Cardtronics plcCATM	Edward H WestChief Executive Officer, Director	15,446	—	—	282,533	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Tashtego S ElwynPresident - RJA	6,102	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey P JulienCFO, Executive VP - Fin	5,551	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jennifer C AckartSVP, Controller	551	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Bella Loykhter AllaireExecutive Vice President-RJA	5,217	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	James E BunnCo-Pres-GlobEq&Inv Banking-RJA	16,648	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	John C Carson Jr.President	6,192	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	George CataneseChief Risk Officer	1,493	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Scott A CurtisPresident, PCG	4,541	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Steven M RaneyPresident & CEO RJBank	2,250	—	—	0	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jonathan N SantelliEVP, Gen Counsel, Secy	860	—	—	860	—
Dec 14, 2018 AForm 4 →	Dec 18, 3:09 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jodi PerryPresident, ICD for RJFS	225	—	—	225	—
Dec 17, 2018 MForm 4 →	Dec 18, 3:13 pm EST	CITIZENS & NORTHERN CORPCZNC	Shelley L D'HaeneEVP	635	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:14 pm EST	CITIZENS & NORTHERN CORPCZNC	Tracy Ellen WatkinsExecutive Vice President	420	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:15 pm EST	CITIZENS & NORTHERN CORPCZNC	Harold F Hoose IIIExecutive Vice President	2,650	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 18, 3:18 pm EST	HUMANA INCHUM	Elizabeth D BierbowerSegment President	1,784	—	—	745	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:29 pm EST	BUCKEYE PARTNERS, L.P.BPL	Mark S EsselmanSVP, Global Human Resources	5,458	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:32 pm EST	BUCKEYE PARTNERS, L.P.BPL	William J HollisSVP	10,280	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:33 pm EST	BUCKEYE PARTNERS, L.P.BPL	Robert A MaleckyEVP	11,994	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:34 pm EST	BUCKEYE PARTNERS, L.P.BPL	Khalid A MuslihEVP	13,278	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 18, 3:35 pm EST	HUMANA INCHUM	Jody L BilneyChief Consumer Officer	3,208	—	—	963	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:36 pm EST	BUCKEYE PARTNERS, L.P.BPL	Todd J RussoSVP and General Counsel	6,854	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 18, 3:36 pm EST	HUMANA INCHUM	Christopher H. HunterSeg President, Group Business	2,600	—	—	1,025	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:38 pm EST	BUCKEYE PARTNERS, L.P.BPL	Joseph SaugerSVP, GMT Operations and Eng.	6,854	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:39 pm EST	BUCKEYE PARTNERS, L.P.BPL	Clark C. SmithChair, CEO and President, Director	13,706	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:41 pm EST	BUCKEYE PARTNERS, L.P.BPL	Keith St ClairEVP and CFO	12,850	—	—	0	—
Dec 14, 2018 MForm 4 →	Dec 18, 3:46 pm EST	INTUIT INCINTU	Laura A FennellEVP, People and Places	1,168	—	—	506	—
Dec 15, 2018 MForm 4 →	Dec 18, 3:49 pm EST	DSW Inc.DSW	William L JordanEVP, Chief Admin Officer	2,957	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 18, 3:49 pm EST	DSW Inc.DSW	Jared A. PoffSVP & CFO	1,626	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 18, 3:50 pm EST	DSW Inc.DSW	Roger RawlinsChief Executive Officer, Director	36,110	—	—	0	—
Dec 15, 2018 MForm 4 →	Dec 18, 3:50 pm EST	DSW Inc.DSW	Jay L SchottensteinExecutive Chairman, Director, 10% Owner	9,674	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:50 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey A DowdleCAO & President, Asset Mgmt.	4,804	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:51 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Paul C ReillyChief Executive Officer, Director	49,999	—	—	0	—
Dec 14, 2018 AMForm 4 →	Dec 18, 3:53 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA	9,046	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.