SEC Form 4 · accession 0001225208-18-016706
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M. Williams
Officer — President, Markets and Product
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2018 | M | 15,246 | $16.77 | A | 88,431 | D | |
| Common Stock | Dec 13, 2018 | M | 2,092 | $16.64 | A | 90,523 | D | |
| Common StockF1 | Dec 13, 2018 | S | 17,338 | $34.6428 | D | 73,185 | D | |
| Common Stock | Dec 14, 2018 | M | 900 | $16.64 | A | 74,085 | D | |
| Common StockF2 | Dec 14, 2018 | S | 900 | $34.1366 | D | 73,185 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F3 | $16.77 | Dec 13, 2018 | M | 15,246 | D | — | Mar 3, 2022 | Common Stock | 15,246 | 0 | D |
| Nonqualified Stock Option (Right to Buy)F4 | $16.64 | Dec 13, 2018 | M | 2,092 | D | — | May 13, 2022 | Common Stock | 2,092 | 40,293 | D |
| Nonqualified Stock Option (Right to Buy)F4 | $16.64 | Dec 14, 2018 | M | 900 | D | — | May 13, 2022 | Common Stock | 900 | 39,393 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.30 to $35.28, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.33, inclusive.
- F3One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.
- F4One-half of the option vested in three equal installments on May 13, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on May 13, 2017 and one-third vested on May 13, 2018.