SEC Form 4 · accession 0001703056-18-000096
ADT Inc. · ADT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracey R. Griffin
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 2:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703056
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 14, 2018 | A | 14,662 | A | Nov 9, 2019 | — | Common Stock | 14,662 | 14,662 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") was received as a grant under the ADT Inc. 2018 Omnibus Incentive Plan on December 14, 2018 for no consideration, and represents a contingent right to receive ADT Inc. common stock upon vesting and settlement. The RSUs will "cliff vest" as to 100% of the RSUs on November 9,2019, generally subject to the reporting person's continued service on the Board of Directors of ADT Inc.