SEC Form 4 · accession 0001127602-18-036515
LEGGETT & PLATT INC · LEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott S Douglas
Officer — SVP-Gen. Counsel and Secretary
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000058492
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2018 | G | 550 | $0.00 | D | 33,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F1 | $36.33 | Dec 17, 2018 | A | 2,753 | A | Mar 15, 2020 | Dec 16, 2028 | Common Stock | 2,753 | 2,753 | D |
Explanation of responses
- F1Reflects an option under the Issuer's Deferred Compensation Program exempt under Rule 16b-3. The Reporting Person elected to receive option shares in lieu of a portion of his 2019 salary (in the amount of $20,000) which is fixed and determinable on the grant date only conditioned on the passage of time and continued employment. If the Reporting Person receives a bonus under the Key Officers Incentive Plan and/or a payment under the Retirement K Excess Program for 2019 (each to be determined in 2020), he will amend this Form 4 reporting additional option shares within 2 business days from when the additional number of option shares becomes fixed and determinable.