SEC Form 4 · accession 0001209191-18-063038
DOCUSIGN, INC. · DOCU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reginald D. Davis
Officer — General Counsel and Secretary
Period of report
Nov 15, 2018
Accepted (ET)
Dec 17, 2018 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001261333
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2018 | F | 159,031 | $40.37 | D | 256,059 | D | |
| Common Stock | Dec 13, 2018 | M | 148,933 | $12.19 | A | 404,992 | D | |
| Common StockF3 | Dec 13, 2018 | S | 187,698 | $42.51 | D | 217,294 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $12.19 | Dec 13, 2018 | M | 148,933 | D | — | Sep 10, 2024 | Common Stock | 148,933 | 251,067 | D |
Explanation of responses
- F1Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting and settlement of restricted stock units.
- F2The transaction was effected pursuant to a Rule 10b5-1 plan.
- F3The shares were sold at prices ranging from $42.14 to $42.81. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Twenty-Five percent of the shares subject to the option vested on 8/4/15 and the balance of the shares vested in equal monthly installments thereafter for 36 months.