SEC Form 4 · accession 0001144204-18-064955
ExlService Holdings, Inc. · EXLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ajay Ayyappan
Officer — SVP & Gen Counsel/Corp. Sec'y.
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001297989
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 13, 2018 | A | 4,484 | A | — | — | Common Stock, par value $0.001 per share | 4,484 | 4,484 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock upon settlement.
- F2The restricted stock units will vest in four equal annual installments, beginning on December 13, 2019. Vesting will be accelerated upon certain events including upon a "Change in Control" (as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan).
Remarks
Mr. Oseni is the Company's Head of Administration and Accounts.