SEC Form 4 · accession 0001564618-18-000135
Independent Bank Group, Inc. · IBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Brooks
Officer — Chairman, CEO & President · Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001564618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2018 | X | 23,270 | $17.1875 | A | 818,816 | D | |
| Common Stock | holding | — | — | — | 40,000 | I | By Ryan Brooks Trust | |
| Common Stock | holding | — | — | — | 40,000 | I | By Reece Brooks Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $17.1875 | Dec 14, 2018 | X | 23,270 | D | Dec 23, 2008 | Dec 23, 2018 | Common Stock | 23,270 | 0 | D |
Explanation of responses
- F1Common Stock Warrant (Right to Buy)