SEC Form 4 · accession 0001262931-18-000002
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Forsyth
Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Dec 13, 2018 | M | 1,500 | $24.27 | A | 31,640 | D | |
| Common Stock, $1 par value | Dec 13, 2018 | S | 1,500 | $67.02 | D | 30,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $24.27 | Dec 13, 2018 | M | 1,500 | A | May 4, 2011 | May 4, 2020 | Common Stock, $1 par value | 1,500 | 2,820 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Forsyth with respect to certain vested stock options granted by Baxter International Inc. to Mr. Forsyth