SEC Form 4 · accession 0001206256-18-000006
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole J Shapazian
Director
Period of report
Dec 13, 2018
Accepted (ET)
Dec 17, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Dec 13, 2018 | M | 4,110 | $39.83 | A | 13,958 | D | |
| Common Stock, $1 par value | Dec 13, 2018 | S | 4,110 | $66.69 | D | 9,848 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,120 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $39.83 | Dec 13, 2018 | M | 4,110 | A | May 5, 2015 | May 6, 2024 | Common Stock,$1 Par value | 4,110 | 0 | D |