SEC Form 4 · accession 0001477932-18-006043
Loop Industries, Inc. · LOOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sidney Mortimer Horn
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504678
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 14, 2018 | A | 10,205 | A | — | — | Common Stock | 10,205 | 10,205 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. common stock.
- F2The RSUs shall fully vest on June 28, 2018, subject to Reporting Person continuing to be a Director of the Board of Directors of Loop Industries, Inc. through such date.