SEC Form 4 · accession 0001593968-18-001606
Kadmon Holdings, Inc. · KDMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle Carver
Officer — Principal Accounting Officer
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 10:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001557142
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $2.47 | Dec 14, 2018 | A | 50,000 | A | Dec 14, 2019 | Dec 14, 2028 | Common Stock, par value $0.001 | 50,000 | 50,000 | D |
Explanation of responses
- F1Only represents derivative securities of this class.