Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 11, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

324 filings · trading day Dec 11, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 6, 2018 JForm 4 →	Dec 10, 4:27 pm EST	AMC Networks Inc.AMCX	Charles F Dolan +3Executive Chairman, Director, 10% Owner	803,666	$57.50	$46,210,795	126,250	—
Dec 6, 2018 JForm 4 →	Dec 10, 4:26 pm EST	AMC Networks Inc.AMCX	Charles F. Dolan 2016 Grantor Retained Annuity Trust #1A +1Other	401,833	$57.50	$23,105,398	0	—
Dec 6, 2018 JForm 4 →	Dec 10, 4:27 pm EST	AMC Networks Inc.AMCX	Brian Sweeney +1Director	401,833	$57.50	$23,105,398	763,807	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:17 pm EST	Johnson Controls International plcJCI	George OliverChairman & CEO	427,158	$33.39	$14,262,806	427,158	—	amended
Dec 6, 2018 AForm 4 →	Dec 10, 9:21 pm EST	LAM RESEARCH CORPLRCX	Timothy ArcherPresident and CEO	71,430	$145.73	$10,409,494	71,430	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:14 pm EST	Johnson Controls International plcJCI	Brian J StiefExecutive VP and CFO	120,638	$33.39	$4,028,103	120,638	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:11 pm EST	Johnson Controls International plcJCI	Joseph A WalickiVice President & President, PS	118,345	$33.39	$3,951,540	118,345	—
Dec 7, 2018 MForm 4 →	Dec 11, 3:39 pm EST	EQUITY LIFESTYLE PROPERTIES INCELS	Samuel ZellChairman of the Board, Director	200,000	$18.85	$3,770,000	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:16 pm EST	Johnson Controls International plcJCI	Rodney M RushingPres. Bldg Solutions, North Am	89,928	$33.39	$3,002,696	89,928	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:20 pm EST	Johnson Controls International plcJCI	Jeffrey M WilliamsVP & Pres Bldg Sol EMEA LatAm	89,928	$33.39	$3,002,696	89,928	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:23 pm EST	Johnson Controls International plcJCI	Visal LengVP & Pres, APAC B.Solutions	67,446	$33.39	$2,252,022	67,446	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:22 pm EST	Johnson Controls International plcJCI	Lynn C MinellaVice President, CHRO	58,453	$33.39	$1,951,746	58,453	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:28 pm EST	CABOT MICROELECTRONICS CORPCCMP	Scott D BeamerVice President and CFO	9,152	$101.73	$931,033	9,152	—
Dec 10, 2018 AForm 4 →	Dec 11, 3:41 pm EST	MONMOUTH REAL ESTATE INVESTMENT CORPMNR	Kevin S. MillerChief Financial Officer, Director	55,000	$13.64	$750,200	55,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:13 pm EST	Johnson Controls International plcJCI	Robert M VanHimbergenVP Corporate Controller	20,683	$33.39	$690,605	20,683	—
Dec 10, 2018 AForm 4 →	Dec 11, 11:54 am EST	MONMOUTH REAL ESTATE INVESTMENT CORPMNR	Allison NagelbergLegal Counsel	45,000	$13.64	$613,800	45,000	—
Sep 28, 2010 AForm 4 →	Dec 10, 2018, 6:52 pm EST	LEE ENTERPRISES, INCLEE	Mary E JunckDir. & Executive Chairman, Director	165,000	$2.57	$424,050	165,000	—	late
Dec 10, 2018 AForm 4 →	Dec 11, 3:56 pm EST	MONMOUTH REAL ESTATE INVESTMENT CORPMNR	Katie RytterController	30,000	$13.64	$409,200	30,000	—
Jan 18, 2018 WForm 4 →	Dec 10, 6:13 pm EST	Chanticleer Holdings, Inc.BURG	Larry SpitcaufskyDirector, 10% Owner	5,668	$62.50	$354,250	2,125	—	late
Dec 6, 2018 MForm 4 →	Dec 10, 4:52 pm EST	ASTRONICS CORPATRO	Peter J GundermannPRESIDENT/CEO, Director	100,095	$2.85	$285,271	0	—
Sep 28, 2010 AForm 4 →	Dec 10, 2018, 6:53 pm EST	LEE ENTERPRISES, INCLEE ENT	Kevin MowbrayDir., President & CEO, Director	135,800	$1.72	$233,806	80,000	—	late
Dec 7, 2018 JForm 4 →	Dec 10, 5:19 pm EST	LIQUIDITY SERVICES INCLQDT	William P Angrick IIIChairman of the Board and CEO, Director, 10% Owner	27,512	$6.99	$192,309	9,170	—
Dec 11, 2018 AForm 4 →	Dec 11, 3:43 pm EST	WINMARK CORPWINA	Mark L WilsonDirector	800	$156.00	$124,800	800	—
Dec 11, 2018 AForm 4 →	Dec 11, 3:46 pm EST	WINMARK CORPWINA	Paul C ReyeltsDirector	800	$156.00	$124,800	800	—
Dec 11, 2018 AForm 4 →	Dec 11, 3:47 pm EST	WINMARK CORPWINA	Kirk A MackenzieDirector	800	$156.00	$124,800	800	—
Dec 11, 2018 AForm 4 →	Dec 11, 3:50 pm EST	WINMARK CORPWINA	Jenele C GrassleDirector	800	$156.00	$124,800	800	—
Dec 11, 2018 AForm 4 →	Dec 11, 3:56 pm EST	WINMARK CORPWINA	Lawrence A BarbettaDirector	800	$156.00	$124,800	800	—
Dec 7, 2018 AForm 4 →	Dec 11, 10:22 am EST	ESPEY MFG & ELECTRONICS CORPESP	Patrick Thomas Enright Jr.President and CEO, Director	4,000	$27.21	$108,840	27,200	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:44 pm EST	NORFOLK SOUTHERN CORPNSC	Steven F LeerDirector	575	$155.01	$89,070	72,885	—
Dec 7, 2018 AForm 4 →	Dec 11, 10:18 am EST	ESPEY MFG & ELECTRONICS CORPESP	David A OneilExecutive VP/CFO, Director	2,500	$27.21	$68,025	17,675	—
Dec 7, 2018 AForm 4 →	Dec 11, 10:23 am EST	ESPEY MFG & ELECTRONICS CORPESP	Peggy A MurphyCorporate Secretary	2,500	$27.21	$68,025	14,700	—
Dec 7, 2018 AForm 4 →	Dec 11, 10:21 am EST	ESPEY MFG & ELECTRONICS CORPESP	Paul J CorrDirector	2,400	$27.21	$65,304	16,800	—	amended
Mar 1, 2014 AForm 4 →	Dec 10, 2018, 6:50 pm EST	LEE ENTERPRISES, INCLEE ENT	James A. GreenVice President - Digital	51,250	$1.20	$61,500	51,250	—	late
Dec 6, 2018 MForm 4 →	Dec 10, 5:28 pm EST	ACME UNITED CORPACU	Richmond Y Holden Jr.Director	4,963	$11.99	$59,509	21,000	—
Dec 7, 2018 AForm 4 →	Dec 11, 10:16 am EST	ESPEY MFG & ELECTRONICS CORPESP	Alvin O SaboDirector	2,000	$27.21	$54,420	15,200	—	amended
Dec 7, 2018 AForm 4 →	Dec 11, 10:16 am EST	ESPEY MFG & ELECTRONICS CORPESP	Barry PinsleyDirector	2,000	$27.21	$54,420	15,000	—	amended
Dec 7, 2018 AForm 4 →	Dec 11, 10:17 am EST	ESPEY MFG & ELECTRONICS CORPESP	Carl HelmetagDirector	2,000	$27.21	$54,420	15,000	—	amended
Dec 7, 2018 AForm 4 →	Dec 11, 10:19 am EST	ESPEY MFG & ELECTRONICS CORPESP	Howard M PinsleyDirector	2,000	$27.21	$54,420	12,000	—	amended
Dec 7, 2018 AForm 4 →	Dec 11, 10:20 am EST	ESPEY MFG & ELECTRONICS CORPESP	Michael W WoolDirector	2,000	$27.21	$54,420	12,500	—	amended
Dec 7, 2018 AForm 4 →	Dec 11, 10:25 am EST	ESPEY MFG & ELECTRONICS CORPESP	Roger Nicholas Sexauer IIDirector	2,000	$27.21	$54,420	2,000	—	amended
Dec 7, 2018 AForm 4 →	Dec 11, 10:20 am EST	ESPEY MFG & ELECTRONICS CORPESP	Katrina Leonore SparanoAsst. Treasurer	1,950	$27.21	$53,060	13,200	—
Dec 6, 2018 MForm 4 →	Dec 10, 4:51 pm EST	ASTRONICS CORPATRO	David C BurneyVP-FINANCE, CFO	17,276	$2.85	$49,237	0	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:43 pm EST	NORFOLK SOUTHERN CORPNSC	Daniel A CarpDirector	225	$154.76	$34,790	36,923	—
Dec 7, 2018 JForm 4 →	Dec 10, 5:17 pm EST	LIQUIDITY SERVICES INCLQDT	James M RalloPresident RSCG and CAG	4,785	$6.99	$33,447	1,595	—
Dec 7, 2018 JForm 4 →	Dec 10, 5:19 pm EST	LIQUIDITY SERVICES INCLQDT	Jorge CelayaEVP & Chief Financial Officer	4,751	$6.99	$33,209	1,584	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:44 pm EST	NORFOLK SOUTHERN CORPNSC	Michael D LockhartDirector	199	$155.02	$30,805	24,905	—
Dec 7, 2018 JForm 4 →	Dec 10, 5:18 pm EST	LIQUIDITY SERVICES INCLQDT	Roger GravleyPresident, GovDeals & CIO	3,910	$6.99	$27,331	1,303	—
Dec 10, 2018 MForm 4 →	Dec 11, 11:39 am EST	AMERICAN SOFTWARE INCAMSWA	James C EdenfieldExecutive Chairman	2,800	$8.97	$25,116	9,200	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:01 pm EST	Sleep Number CorpSNBR	Barbara Ruth MatasDirector	663	$37.72	$25,000	6,921	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:00 pm EST	Sleep Number CorpSNBR	Kathleen L NedorostekDirector	563	$37.72	$21,250	14,593	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:43 pm EST	NORFOLK SOUTHERN CORPNSC	Thomas D Bell Jr.Director	102	$154.56	$15,733	19,768	—
Dec 7, 2018 PForm 4 →	Dec 11, 3:28 pm EST	OLD NATIONAL BANCORP /IN/ONB	Linda Elaine WhiteDirector	860	$17.44	$14,998	63,290	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:43 pm EST	NORFOLK SOUTHERN CORPNSC	Wesley G BushDirector	90	$155.06	$13,882	10,706	—
Dec 7, 2018 PForm 4 →	Dec 11, 3:27 pm EST	OLD NATIONAL BANCORP /IN/ONB	Ryan C KitchellDirector	753	$17.44	$13,132	3,660	—
Dec 7, 2018 JForm 4 →	Dec 10, 5:18 pm EST	LIQUIDITY SERVICES INCLQDT	Mark A ShafferVP, Gen. Counsel & Secretary	1,295	$6.99	$9,052	431	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:23 pm EST	KELLOGG COK	Steven A CahillaneChairman, Pres. & CEO/Trustee, Director, 10% Owner	146	$60.84	$8,906	3,361	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:44 pm EST	NORFOLK SOUTHERN CORPNSC	Amy E MilesDirector	41	$154.56	$6,327	7,949	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:44 pm EST	NORFOLK SOUTHERN CORPNSC	Martin H. NesbittDirector	41	$154.56	$6,327	7,949	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:44 pm EST	NORFOLK SOUTHERN CORPNSC	John R ThompsonDirector	41	$154.56	$6,327	7,949	—
Dec 7, 2018 PForm 4 →	Dec 11, 3:27 pm EST	OLD NATIONAL BANCORP /IN/ONB	Tom SalmonDirector	330	$17.44	$5,755	2,477	—
Dec 7, 2018 AForm 4 →	Dec 10, 5:18 pm EST	CENTURYLINK, INCCTL	Michael James RobertsDirector	207	$17.60	$3,643	6,945	—
Dec 10, 2018 AForm 4 →	Dec 11, 3:07 pm EST	FRANKLIN RESOURCES INCBEN	Mark C PigottDirector	94	$32.05	$3,000	44,771	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:43 pm EST	NORFOLK SOUTHERN CORPNSC	Mitchell E DanielsDirector	13	$154.56	$1,953	2,454	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:44 pm EST	NORFOLK SOUTHERN CORPNSC	Marcela E DonadioDirector	13	$154.56	$1,953	2,454	—
Dec 10, 2018 AForm 4 →	Dec 11, 3:12 pm EST	FRANKLIN RESOURCES INCBEN	Peter K BarkerDirector	47	$32.05	$1,500	19,102	—
Dec 10, 2018 AForm 4 →	Dec 11, 2:44 pm EST	NORFOLK SOUTHERN CORPNSC	Jennifer F. ScanlonDirector	5	$154.56	$811	1,019	—
Dec 7, 2018 MForm 4 →	Dec 10, 4:02 pm EST	TOLL BROTHERS INCTOL	Douglas C. Yearley Jr.Chief Executive Officer, Director	7,500	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:02 pm EST	Dine Brands Global, Inc.DIN	John C CywinskiPresident, Applebee's	28,575	—	—	28,575	—
Dec 7, 2018 MForm 4 →	Dec 10, 4:04 pm EST	HORTON D R INC /DE/DHI	Michael J MurrayEVP and COO	32,000	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 10, 4:08 pm EST	EMCOR GROUP INCEME	Jerry E RyanDirector	13,000	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 10, 4:09 pm EST	bluebird bio, Inc.BLUE	Philip D GregoryChief Scientific Officer	600	—	—	14,000	—
Dec 6, 2018 ACMForm 4 →	Dec 10, 4:09 pm EST	VEEVA SYSTEMS INCVEEV	Timothy S CabralChief Financial Officer	110,000	—	—	5,691	—
Dec 6, 2018 MForm 4 →	Dec 10, 4:11 pm EST	VEEVA SYSTEMS INCVEEV	Gordon RitterDirector	40,000	—	—	0	—
Dec 7, 2018 MForm 4 →	Dec 10, 4:11 pm EST	TOLL BROTHERS INCTOL	Carl B MarbachDirector	17,000	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:14 pm EST	CohBar, Inc.CWBR	Philippe CalaisInterim Chief Executive Office, Director	96,000	—	—	96,000	—
Nov 30, 2018 PForm 4 →	Dec 10, 4:14 pm EST	Precision Therapeutics Inc.AIPT	Carl I. SchwartzChief Executive Officer, Director	221,292	—	—	221,292	—	late
Dec 6, 2018 MForm 4 →	Dec 10, 4:15 pm EST	Burlington Stores, Inc.BURL	Fred HandChief Customer Officer	3,287	—	—	22,000	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:16 pm EST	FORWARD AIR CORPFWRD	C Robert CampbellDirector	16	—	—	617	—
Dec 6, 2018 CForm 4 →	Dec 10, 4:17 pm EST	SMARTSHEET INCSMAR	Insight Holdings Group, LLC +810% Owner	1,400,000	—	—	7,134,997	—	amended
Dec 6, 2018 AForm 4 →	Dec 10, 4:18 pm EST	Madison Square Garden CoMSG	Charles F Dolan +1Director, 10% Owner	416	—	—	2,193	—
Dec 7, 2018 MForm 4 →	Dec 10, 4:19 pm EST	CarGurus, Inc.CARG	Oliver Ian ChrzanChief Technology Officer	5,300	—	—	46,474	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:20 pm EST	Madison Square Garden CoMSG	Charles P DolanDirector	416	—	—	2,193	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:21 pm EST	Madison Square Garden CoMSG	Kristin A Dolan +1Director	416	—	—	2,193	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:21 pm EST	LEMAITRE VASCULAR INCLMAT	George W LeMaitreChairman and CEO, Director, 10% Owner	36	—	—	47	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:22 pm EST	Madison Square Garden CoMSG	Thomas Charles DolanDirector	416	—	—	2,193	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:23 pm EST	Madison Square Garden CoMSG	Marianne Dolan WeberDirector	416	—	—	1,564	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:24 pm EST	Madison Square Garden CoMSG	Brian Sweeney +1Director	416	—	—	2,193	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:25 pm EST	Madison Square Garden CoMSG	Frank BiondiDirector	416	—	—	1,564	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:26 pm EST	Madison Square Garden CoMSG	Joseph LhotaDirector	416	—	—	929	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:26 pm EST	LEMAITRE VASCULAR INCLMAT	Joseph P Pellegrino Jr.Chief Financial Officer, Director	12	—	—	15	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:27 pm EST	Madison Square Garden CoMSG	Richard D ParsonsDirector	416	—	—	2,193	—
Dec 7, 2018 MForm 4 →	Dec 10, 4:28 pm EST	Karyopharm Therapeutics Inc.KPTI	Sharon ShachamPresident & CSO	12,500	—	—	27,857	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:28 pm EST	LEMAITRE VASCULAR INCLMAT	David B RobertsPresident and Director, Director	12	—	—	15	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:28 pm EST	Madison Square Garden CoMSG	Alan D SchwartzDirector	416	—	—	2,193	—
Dec 10, 2018 MForm 4 →	Dec 10, 4:29 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Stephen P MawerDirector	5,208	—	—	15,625	—
Dec 7, 2018 MForm 4 →	Dec 10, 4:29 pm EST	Karyopharm Therapeutics Inc.KPTI	Michael KauffmanChief Executive Officer, Director	12,500	—	—	27,857	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:30 pm EST	Madison Square Garden CoMSG	Vincent TeseDirector	416	—	—	2,193	—
Dec 6, 2018 MForm 4 →	Dec 10, 4:30 pm EST	AMERICAN TOWER CORP /MA/AMT	Thomas A BartlettEVP and CFO	20,000	—	—	51,203	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:30 pm EST	LEMAITRE VASCULAR INCLMAT	Trent G KamkeSenior V. P., Operations	5	—	—	5	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:31 pm EST	Madison Square Garden CoMSG	Scott M SperlingDirector	416	—	—	2,193	—
Dec 10, 2018 MForm 4 →	Dec 10, 4:31 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Fred M Fehsenfeld Jr.Director	5,208	—	—	15,625	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:32 pm EST	Madison Square Garden CoMSG	Nelson PeltzDirector	416	—	—	2,193	—
Dec 10, 2018 MForm 4 →	Dec 10, 4:33 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Daniel J SajkowskiDirector	5,208	—	—	15,625	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:34 pm EST	Aeon Global Health Corp.AGHC	Mustafa ChaganiDirector	30,000	—	—	30,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:34 pm EST	Aeon Global Health Corp.AGHC	Charles C. Lucas IIIDirector	30,000	—	—	30,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:34 pm EST	Aeon Global Health Corp.AGHC	Varinder Singh RathoreDirector	30,000	—	—	30,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:34 pm EST	Aeon Global Health Corp.AGHC	Hanif A RoshanChairman and CEO, Director, 10% Owner	128,571	—	—	128,571	—
Dec 10, 2018 MForm 4 →	Dec 10, 4:34 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Robert E FunkDirector	5,208	—	—	15,625	—
Dec 10, 2018 MForm 4 →	Dec 10, 4:36 pm EST	Calumet Specialty Products Partners, L.P.CLMT	James S CarterDirector	5,208	—	—	15,625	—
Dec 6, 2018 CMForm 4 →	Dec 10, 4:36 pm EST	ZUORA INCZUO	Marc DiouanePresident	391,500	—	—	477,899	—
Dec 10, 2018 MForm 4 →	Dec 10, 4:37 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Amy M SchumacherDirector	5,208	—	—	15,625	—
Dec 7, 2018 MForm 4 →	Dec 10, 4:38 pm EST	LANDS' END, INC.LE	Gill Brown HongEVP, CMO & Head of Intl.	1,644	—	—	15,207	—
Dec 6, 2018 MForm 4 →	Dec 10, 4:39 pm EST	Audentes Therapeutics, Inc.BOLD	Matthew R PattersonChief Executive Officer, Director	40,000	—	—	31,702	—
Dec 10, 2018 MForm 4 →	Dec 10, 4:39 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Daniel L SheetsDirector	1,302	—	—	3,906	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:40 pm EST	RADIAN GROUP INCRDN	Howard Bernard CulangDirector	9	—	—	1,063	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:40 pm EST	RADIAN GROUP INCRDN	Herbert WenderDirector	8	—	—	1,003	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:41 pm EST	RADIAN GROUP INCRDN	David Charles CarneyDirector	9	—	—	1,098	—
Oct 12, 2018 MForm 4 →	Dec 10, 4:41 pm EST	Calumet Specialty Products Partners, L.P.CLMT	Christopher H BohnertChief Accounting Officer	7,000	—	—	14,000	—	late
Dec 6, 2018 MForm 4 →	Dec 10, 4:41 pm EST	Pure Storage, Inc.PSTG	Timothy RiittersChief Financial Officer	20,500	—	—	834,000	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:42 pm EST	RADIAN GROUP INCRDN	Steve HopkinsDirector	9	—	—	1,063	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:43 pm EST	TORO COTTC	Jody M ChristyVice President, BOSS	5,400	—	—	5,400	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:46 pm EST	TORO COTTC	Amy E DahlVP, HR & Distributor Devel.	16,200	—	—	16,200	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:49 pm EST	APPIAN CORPAPPN	Robert Charles KramerGeneral Manager, Director	85,310	—	—	125,310	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:50 pm EST	TORO COTTC	Timothy P DordellVP, Secretary, General Counsel	21,600	—	—	21,600	—
Dec 7, 2018 DForm 4 →	Dec 10, 4:51 pm EST	APPIAN CORPAPPN	Matthew W CalkinsCEO and President, Director, 10% Owner	383,897	—	—	1,444,183	—
Dec 6, 2018 MForm 4 →	Dec 10, 4:53 pm EST	CHEVRON CORPCVX	R. Hewitt PateVP and General Counsel	11,607	—	—	0	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:54 pm EST	TORO COTTC	Blake M GramsVP, Global Operations	11,400	—	—	11,400	—
Dec 7, 2018 AForm 4 →	Dec 10, 4:58 pm EST	TORO COTTC	Bradley A HamiltonGroup VP, Comm, Intl & Irrig	21,600	—	—	21,600	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:59 pm EST	Qurate Retail, Inc.QRTEA	Richard N BartonDirector	15,820	—	—	15,820	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:59 pm EST	Qurate Retail, Inc.QRTEA	Fiona P DiasDirector	4,914	—	—	4,914	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:59 pm EST	Qurate Retail, Inc.QRTEA	Malcolm Ian Grant GilchristDirector	15,820	—	—	15,820	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:59 pm EST	Qurate Retail, Inc.QRTEA	Evan Daniel MaloneDirector	4,914	—	—	4,914	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:59 pm EST	Qurate Retail, Inc.QRTEA	David E RapleyDirector	10,367	—	—	7,910	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:59 pm EST	Qurate Retail, Inc.QRTEA	Larry E RomrellDirector	15,820	—	—	15,820	—
Dec 6, 2018 AForm 4 →	Dec 10, 4:59 pm EST	Qurate Retail, Inc.QRTEA	Mark C VadonDirector	4,914	—	—	4,914	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:00 pm EST	Qurate Retail, Inc.QRTEA	Andrea L WongDirector	15,820	—	—	15,820	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Greg DoughertyChief Executive Officer	604,967	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Michael H FernicolaChief Accounting Officer	80,314	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 10, 5:00 pm EST	ExlService Holdings, Inc.EXLS	Clyde W OstlerDirector	5,648	—	—	2,380	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Pete J ManganChief Financial Officer	300,625	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Lisa PaulEVP of Human Resources	201,250	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Adam CarterChief Commercial Officer	253,750	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	David TeichmannEVP, GC, & Corp. Sec.	287,500	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Yves Le MaitrePres., Optical Connect. Bus.	343,751	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Thomas Gordon Beck MasonPresident, IPB	228,751	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Marissa T PetersonDirector	17,046	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:00 pm EST	OCLARO, INC.OCLR	Joel A Smith IIIDirector	26,215	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:01 pm EST	OCLARO, INC.OCLR	Walter JankovicPres., Optical Connectivity	250,000	—	—	0	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:01 pm EST	OCLARO, INC.OCLR	Edward B CollinsDirector	22,881	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:01 pm EST	Liberty Broadband CorpLBRDA	J David WargoDirector	6,505	—	—	6,505	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:01 pm EST	Liberty Broadband CorpLBRDA	John E Welsh IIIDirector	3,253	—	—	3,253	—
Dec 7, 2018 AForm 4 →	Dec 10, 5:01 pm EST	TORO COTTC	Richard M OlsonChairman & CEO, Director	137,100	—	—	137,100	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:01 pm EST	Liberty Broadband CorpLBRDA	Richard R GreenDirector	940	—	—	940	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:02 pm EST	Liberty TripAdvisor Holdings, Inc.LTRPA	J David WargoDirector	23,739	—	—	23,739	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:02 pm EST	Liberty TripAdvisor Holdings, Inc.LTRPA	Larry E RomrellDirector	11,870	—	—	11,870	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:02 pm EST	Liberty TripAdvisor Holdings, Inc.LTRPA	Chris MuellerDirector	6,806	—	—	6,806	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:02 pm EST	Liberty TripAdvisor Holdings, Inc.LTRPA	Michael J MaloneDirector	23,739	—	—	23,739	—
Nov 28, 2018 MForm 4 →	Dec 10, 5:03 pm EST	ROCKET PHARMACEUTICALS, INC.RCKT	David P SouthwellDirector	65,625	—	—	0	—	late
Dec 7, 2018 MForm 4 →	Dec 10, 5:04 pm EST	CYBEROPTICS CORPCYBE	Subodh K KulkarniPresident and CEO, Director	17,500	—	—	17,500	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:04 pm EST	TREVENA INCTRVN	Robert T YoderSr. VP, Chief Business Officer	100,000	—	—	100,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:04 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sean MiddletonPres - Cognizant Accelerator	6,293	—	—	6,293	—
Dec 10, 2018 DForm 4 →	Dec 10, 5:05 pm EST	OCLARO, INC.OCLR	Craig CocchiChief Operating Officer	211,250	—	—	0	—
Dec 7, 2018 AForm 4 →	Dec 10, 5:07 pm EST	TORO COTTC	Renee J PetersonVP, Treasurer & CFO	33,400	—	—	33,400	—
Dec 7, 2018 AForm 4 →	Dec 10, 5:10 pm EST	TORO COTTC	Darren L RedetzkeVP, International Business	10,800	—	—	10,800	—
Dec 4, 2018 DForm 4 →	Dec 10, 5:10 pm EST	JetPay CorpJTPY	Peter B DavidsonVice Chairman	125,000	—	—	0	—	late
Dec 6, 2018 AForm 4 →	Dec 10, 5:11 pm EST	Liberty Media CorpLSXMA	Robert R BennettDirector	3,170	—	—	1,738	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:11 pm EST	Liberty Media CorpLSXMA	David E RapleyDirector	6,988	—	—	3,020	—
Dec 4, 2018 DForm 4 →	Dec 10, 5:11 pm EST	JetPay CorpJTPY	Gregory M KrzemienChief Financial Officer	300,000	—	—	0	—	late
Dec 6, 2018 AForm 4 →	Dec 10, 5:11 pm EST	Liberty Media CorpLSXMA	Brian DeevyDirector	10,806	—	—	6,039	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:11 pm EST	Liberty Media CorpLSXMA	Malcolm Ian Grant GilchristDirector	10,806	—	—	6,039	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:11 pm EST	Liberty Media CorpLSXMA	Evan Daniel MaloneDirector	10,806	—	—	6,039	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:11 pm EST	Liberty Media CorpLSXMA	Larry E RomrellDirector	10,806	—	—	6,039	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:12 pm EST	Liberty Media CorpLSXMA	Andrea L WongDirector	10,806	—	—	6,039	—
Dec 7, 2018 MForm 4 →	Dec 10, 5:13 pm EST	TELEFLEX INCTFX	Thomas E PowellExecutive Vice President & CFO	3,500	—	—	7,124	—	amended
Dec 7, 2018 AForm 4 →	Dec 10, 5:13 pm EST	TORO COTTC	Richard W RodierVP, Commercial	9,000	—	—	9,000	—
Dec 4, 2018 DForm 4 →	Dec 10, 5:14 pm EST	JetPay CorpJTPY	Diane FaroChief Executive Officer, Director	600,000	—	—	0	—	late
Dec 7, 2018 AForm 4 →	Dec 10, 5:16 pm EST	TORO COTTC	Kurt D SvendsenVP, Information Services	7,200	—	—	7,200	—
Dec 6, 2018 CForm 4 →	Dec 10, 5:17 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	53,684,851	—
Dec 6, 2018 MForm 4 →	Dec 10, 5:17 pm EST	SendGrid, Inc.SEND	Craig KaesSVP of Engineering	15,391	—	—	272,618	—
Dec 6, 2018 MForm 4 →	Dec 10, 5:20 pm EST	SendGrid, Inc.SEND	Yanagawa Leandra FishmanSVP of Sales & Cust. Success	10,000	—	—	217,847	—
Dec 10, 2018 MForm 4 →	Dec 10, 5:21 pm EST	NATIONAL FUEL GAS CONFG	Karen M CamioloController	10,000	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 10, 5:27 pm EST	Floor & Decor Holdings, Inc.FND	George Vincent WestDirector	140,000	—	—	665,193	—
Dec 6, 2018 MForm 4 →	Dec 10, 5:31 pm EST	JACOBS ENGINEERING GROUP INC /DE/JEC	Peter J RobertsonDirector	4,000	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 10, 5:36 pm EST	CODEXIS INCCDXS	John J NicolsPresident and CEO, Director	80,000	—	—	230,457	—
Dec 10, 2018 MForm 4 →	Dec 10, 5:38 pm EST	CABOT MICROELECTRONICS CORPCCMP	Ananth NamanVP & Chief Technology Officer	6,039	—	—	6,411	—
Dec 7, 2018 MForm 4 →	Dec 10, 5:40 pm EST	Aeglea BioTherapeutics, Inc.AGLE	Anthony G. QuinnPresident & CEO, Director	171,890	—	—	144,950	—
Dec 5, 2018 MForm 4 →	Dec 10, 5:43 pm EST	BG Staffing, Inc.BGSF	Dan HollenbachCFO and Secretary	3,500	—	—	7,979	—	late
Dec 6, 2018 AForm 4 →	Dec 10, 5:46 pm EST	ESSEX PROPERTY TRUST INCESS	John F. BurkartSr. Executive Vice President	17,716	—	—	17,716	—
Dec 6, 2018 MForm 4 →	Dec 10, 5:48 pm EST	INSULET CORPPODD	Shacey PetrovicPresident and COO	6,834	—	—	51,468	—
Dec 7, 2018 CForm 4 →	Dec 10, 5:50 pm EST	Blue Apron Holdings, Inc.APRN	Ilia M PapasChief Technology Officer	133,333	—	—	5,481,577	—	amended
Dec 6, 2018 AForm 4 →	Dec 10, 5:52 pm EST	ESSEX PROPERTY TRUST INCESS	Michael J SchallPresident and CEO	31,264	—	—	31,264	—
Dec 7, 2018 MForm 4 →	Dec 10, 5:54 pm EST	CYBEROPTICS CORPCYBE	Jeffrey A. BertelsenCFO and COO	7,400	—	—	7,400	—
Dec 6, 2018 AForm 4 →	Dec 10, 5:58 pm EST	ESSEX PROPERTY TRUST INCESS	John FariasSenior Vice President and CAO	4,169	—	—	4,169	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:03 pm EST	ESSEX PROPERTY TRUST INCESS	Angela L. KleimanExecutive Vice President & CFO	14,694	—	—	14,694	—
Dec 7, 2018 AForm 4 →	Dec 10, 6:05 pm EST	Civitas Solutions, Inc.CIVI	Gina L. MartinSee Remarks	9,841	—	—	9,841	—
Dec 7, 2018 AForm 4 →	Dec 10, 6:05 pm EST	Civitas Solutions, Inc.CIVI	Jeffrey Michael CohenChief Information Officer	9,496	—	—	9,496	—
Dec 7, 2018 AForm 4 →	Dec 10, 6:06 pm EST	Civitas Solutions, Inc.CIVI	Brett I CohenChief Operating Officer	21,006	—	—	21,006	—
Dec 7, 2018 AForm 4 →	Dec 10, 6:06 pm EST	Civitas Solutions, Inc.CIVI	Bruce F. NardellaPresident and CEO, Director	66,183	—	—	66,183	—
Dec 6, 2018 MForm 4 →	Dec 10, 6:09 pm EST	ALASKA COMMUNICATIONS SYSTEMS GROUP INCALSK	Leonard SteinbergSVP, Legal/Reg/Gov & Corp Sec.	924	—	—	29,652	—
Dec 7, 2018 AForm 4 →	Dec 10, 6:09 pm EST	Civitas Solutions, Inc.CIVI	Maria McGeeChief Human Resources Officer	9,669	—	—	9,669	—
Dec 7, 2018 AForm 4 →	Dec 10, 6:11 pm EST	Civitas Solutions, Inc.CIVI	Dwight D. RobsonSee Remarks	8,633	—	—	8,633	—
Dec 7, 2018 AForm 4 →	Dec 10, 6:11 pm EST	Civitas Solutions, Inc.CIVI	Denis M. HollerChief Financial Officer	12,949	—	—	12,949	—
Dec 7, 2018 AForm 4 →	Dec 10, 6:14 pm EST	Civitas Solutions, Inc.CIVI	Gerald J. Morrissey Jr.Chief Quality Officer	8,287	—	—	8,287	—
Dec 8, 2018 MForm 4 →	Dec 10, 6:15 pm EST	HARMONIC INCHLIT	Sanjay KalraChief Financial Officer	4,167	—	—	25,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:16 pm EST	CRA INTERNATIONAL, INC.CRAI	Chad M HolmesCFO, EVP and Treasurer	6,637	—	—	2,212	—
Dec 7, 2018 MForm 4 →	Dec 10, 6:17 pm EST	iRhythm Technologies, Inc.IRTC	David A VortEVP, Sales	4,500	—	—	90,794	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:17 pm EST	CRA INTERNATIONAL, INC.CRAI	Paul A MalehPresident and CEO, Director	22,759	—	—	7,586	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:18 pm EST	CRA INTERNATIONAL, INC.CRAI	Jonathan D YellinEVP and General Counsel	4,267	—	—	1,422	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:18 pm EST	Johnson Controls International plcJCI	William C JacksonVP & Pres Global Products BT&S	124,055	—	—	124,055	—
Dec 6, 2018 AForm 4 →	Dec 10, 6:19 pm EST	Johnson Controls International plcJCI	John DonofrioExec VP & General Counsel	89,928	—	—	89,928	—
Dec 6, 2018 MForm 4 →	Dec 10, 6:22 pm EST	CLOROX CO /DE/CLX	Denise GarnerSVP - Chief Innovation Officer	19,510	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 10, 6:38 pm EST	OMNICELL, IncOMCL	Peter J. KuipersExecutive V P& CFO	5,574	—	—	1,884	—
Nov 12, 2018 AForm 4/A →	Dec 10, 6:40 pm EST	Equitrans Midstream CorpETRN	David L PorgesDirector	299,180	—	—	61,910	—
Nov 12, 2018 AForm 4/A →	Dec 10, 6:42 pm EST	Equitrans Midstream CorpETRN	Charlene PetrelliSr VP & Chief Admin Officer	67,133	—	—	12,667	—
Dec 7, 2018 AMForm 4 →	Dec 10, 6:51 pm EST	FAIR ISAAC CORPFICO	James M WehmannExecutive Vice President	52,215	—	—	5,300	—
Dec 7, 2018 AMForm 4 →	Dec 10, 6:52 pm EST	FAIR ISAAC CORPFICO	Michael J PungEVP & CFO	42,895	—	—	4,417	—
Dec 8, 2018 AMForm 4 →	Dec 10, 6:52 pm EST	FAIR ISAAC CORPFICO	Michael S LeonardCAO and Vice President	3,786	—	—	1,590	—
Dec 7, 2018 AMForm 4 →	Dec 10, 6:52 pm EST	FAIR ISAAC CORPFICO	Stuart WellsExecutive Vice President	50,998	—	—	5,300	—
Dec 6, 2018 MForm 4 →	Dec 10, 6:53 pm EST	HMS HOLDINGS CORPHMSY	Semone NeumanEVP, Coordination of Benefits	100,000	—	—	0	—
Dec 7, 2018 MForm 4 →	Dec 10, 6:53 pm EST	HMS HOLDINGS CORPHMSY	Teresa SouthEVP HR, Chief Admin. Officer	2,700	—	—	15,043	—
Dec 7, 2018 AMForm 4 →	Dec 10, 6:53 pm EST	FAIR ISAAC CORPFICO	Richard DealExecutive Vice President	40,429	—	—	4,417	—
Dec 7, 2018 AMForm 4 →	Dec 10, 6:53 pm EST	FAIR ISAAC CORPFICO	Wayne Elliot HuyardExecutive Vice President	51,752	—	—	5,300	—
Dec 7, 2018 AMForm 4 →	Dec 10, 6:54 pm EST	FAIR ISAAC CORPFICO	William J LansingPresident and CEO, Director	192,218	—	—	54,095	—
Dec 7, 2018 AMForm 4 →	Dec 10, 6:54 pm EST	FAIR ISAAC CORPFICO	Mark R ScadinaEVP, Gen. Counsel & Sec.	63,054	—	—	7,367	—
Dec 6, 2018 AForm 4 →	Dec 10, 7:00 pm EST	Mirati Therapeutics, Inc.MRTX	Jamie ChristensenEVP, Chief Scientific Officer	30,000	—	—	30,000	—
Dec 7, 2018 MForm 4 →	Dec 10, 7:01 pm EST	NATIONAL HEALTH INVESTORS INCNHI	Roger R HopkinsChief Accounting Officer	50,000	—	—	0	—
Dec 7, 2018 MForm 4 →	Dec 10, 7:04 pm EST	NATIONAL HEALTH INVESTORS INCNHI	D. Eric MendelsohnCEO and President	41,666	—	—	0	—
Dec 7, 2018 AForm 4 →	Dec 10, 7:09 pm EST	GOLD RESOURCE CORPGORO	Jason D. ReidCEO and President, Director	250,000	—	—	250,000	—
Dec 6, 2018 MForm 4 →	Dec 10, 7:13 pm EST	NEOPHOTONICS CORPNPTN	Elizabeth Lynne EbySVP, CFO	46,125	—	—	138,375	—
Dec 10, 2018 MForm 4 →	Dec 10, 7:13 pm EST	VISTA GOLD CORPVGZ	John M ClarkDirector	30,000	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 10, 7:16 pm EST	VISTA GOLD CORPVGZ	William Durand EpplerDirector	30,000	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 10, 7:19 pm EST	VISTA GOLD CORPVGZ	Michael B RichingsExec. Chairman, Director	37,500	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 10, 7:21 pm EST	VISTA GOLD CORPVGZ	Tracy Austin StevensonDirector	30,000	—	—	0	—
Dec 10, 2018 SForm 4 →	Dec 10, 7:28 pm EST	Live Nation Entertainment, Inc.LYV	Liberty Media CorpDirector, 10% Owner	—	—	—	—	—
Dec 7, 2018 MForm 4 →	Dec 10, 7:32 pm EST	VOCERA COMMUNICATIONS, INC.VCRA	Brent D. LangChairman, President & CEO, Director	10,000	—	—	4,500	—
Dec 6, 2018 MForm 4 →	Dec 10, 8:02 pm EST	TherapeuticsMD, Inc.TXMD	Daniel A CartwrightCFO	40,000	—	—	180,000	—
Dec 6, 2018 CForm 4 →	Dec 10, 8:03 pm EST	SMARTSHEET INCSMAR	James N WhiteDirector	4,802,017	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 10, 8:03 pm EST	TherapeuticsMD, Inc.TXMD	Robert G FinizioCEO, Director	184,000	—	—	184,910	—
Dec 6, 2018 AForm 4 →	Dec 10, 8:04 pm EST	Mirati Therapeutics, Inc.MRTX	Aaron I. DavisDirector	25,000	—	—	25,000	—
Dec 6, 2018 MForm 4 →	Dec 10, 8:46 pm EST	AMGEN INCAMGN	Tyler JacksDirector	20,000	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:07 pm EST	Douglas Emmett IncDEI	Jordan L KaplanChief Exec Officer, President, Director	295,620	—	—	295,620	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:08 pm EST	Douglas Emmett IncDEI	Christopher H AndersonDirector	5,913	—	—	5,913	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:09 pm EST	Douglas Emmett IncDEI	Leslie E BiderDirector	6,316	—	—	6,316	—
Dec 6, 2018 MForm 4 →	Dec 10, 9:10 pm EST	Xenon Pharmaceuticals Inc.XENE	Mohammad AzabDirector	3,086	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:12 pm EST	Axonics Modulation Technologies, Inc.AXNX	Shahzad MalikDirector	5,000	—	—	5,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:12 pm EST	Douglas Emmett IncDEI	Dan A EmmettChairman of the Board, Director	3,360	—	—	3,360	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:13 pm EST	Axonics Modulation Technologies, Inc.AXNX	John George PetrovichDirector	5,000	—	—	5,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:13 pm EST	Douglas Emmett IncDEI	David T FeinbergDirector	5,913	—	—	5,913	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:14 pm EST	Douglas Emmett IncDEI	Mona GislerCFO	9,245	—	—	9,245	—
Dec 6, 2018 MForm 4 →	Dec 10, 9:15 pm EST	Concrete Pumping Holdings, Inc.BBCP	Thomas K Armstrong Jr.Director	28,750	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:15 pm EST	Douglas Emmett IncDEI	Jordan L KaplanChief Exec Officer, President, Director	295,620	—	—	295,620	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:15 pm EST	Axonics Modulation Technologies, Inc.AXNX	Robert E McNamaraDirector	5,000	—	—	5,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:16 pm EST	Douglas Emmett IncDEI	Thomas E O'HernDirector	6,518	—	—	6,518	—
Dec 6, 2018 MForm 4 →	Dec 10, 9:17 pm EST	Concrete Pumping Holdings, Inc.BBCP	David A B BrownDirector	28,750	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:17 pm EST	Douglas Emmett IncDEI	Kenneth M PanzerChief Operating Officer, Director	295,620	—	—	295,620	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:17 pm EST	Axonics Modulation Technologies, Inc.AXNX	Bakker Juliet TammenomsDirector, 10% Owner	5,000	—	—	5,000	—
Dec 6, 2018 MForm 4 →	Dec 10, 9:17 pm EST	Concrete Pumping Holdings, Inc.BBCP	Brian HodgesDirector	28,750	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:17 pm EST	Axonics Modulation Technologies, Inc.AXNX	Erik AmbleDirector	5,000	—	—	5,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:17 pm EST	Douglas Emmett IncDEI	William E Simon Jr.Director	6,316	—	—	6,316	—
Dec 6, 2018 MForm 4 →	Dec 10, 9:18 pm EST	Concrete Pumping Holdings, Inc.BBCP	Gerard F. RooneyDirector	28,750	—	—	0	—
Dec 6, 2018 MForm 4 →	Dec 10, 9:19 pm EST	Concrete Pumping Holdings, Inc.BBCP	David Graham HallDirector	28,750	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:19 pm EST	Axonics Modulation Technologies, Inc.AXNX	Geoff PardoDirector, 10% Owner	5,000	—	—	5,000	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:21 pm EST	Douglas Emmett IncDEI	Kevin Andrew CrummyChief Investment Officer	51,062	—	—	51,062	—
Dec 6, 2018 JMForm 4 →	Dec 10, 9:21 pm EST	Concrete Pumping Holdings, Inc.BBCP	Industrea Alexandria LLC +510% Owner	5,606,250	—	—	0	—
Dec 6, 2018 JMForm 4 →	Dec 10, 9:22 pm EST	Concrete Pumping Holdings, Inc.BBCP	Argand Partners Fund, LP +410% Owner	5,606,250	—	—	0	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:25 pm EST	Douglas Emmett IncDEI	Virginia McFerranDirector	5,913	—	—	5,913	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:32 pm EST	Concrete Pumping Holdings, Inc.BBCP	Iain HumphriesCFO and Secretary, Director	249,287	—	—	249,287	—
Dec 6, 2018 AForm 4 →	Dec 10, 9:33 pm EST	Concrete Pumping Holdings, Inc.BBCP	Bruce F. YoungChief Executive Officer, Director	1,196,580	—	—	1,196,580	—
Dec 10, 2018 AForm 4 →	Dec 11, 8:38 am EST	Sarepta Therapeutics, Inc.SRPT	Mary Ann GrayDirector	8,612	—	—	2,901	—
Dec 10, 2018 MForm 4 →	Dec 11, 8:53 am EST	WATTS WATER TECHNOLOGIES INCWTS	Elie MelhemPresident- APAC, M. East, Afr.	8,000	—	—	3,534	—
Dec 7, 2018 MForm 4 →	Dec 11, 9:39 am EST	KROGER COKR	Robert D BeyerDirector	13,000	—	—	0	—
Dec 7, 2018 MForm 4 →	Dec 11, 9:40 am EST	KROGER COKR	Robert W ClarkSenior Vice President	14,500	—	—	0	—
Dec 7, 2018 MForm 4 →	Dec 11, 10:32 am EST	SCOTTS MIRACLE-GRO COSMG	Michael C LukemirePresident and COO	13,363	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 11:18 am EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	300,000	—	—	650,000	—
Dec 7, 2018 MForm 4 →	Dec 11, 11:33 am EST	PPL CorpPPL	Joanne H RaphaelSVP, GC & Corp Sec	22,410	—	—	0	—
Dec 7, 2018 MForm 4 →	Dec 11, 11:41 am EST	Ascena Retail Group, Inc.ASNA	Brian E LynchPresident & COO	6,074	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 12:19 pm EST	Archrock, Inc.AROC	D Bradley ChildersPresident and CEO, Director	109,258	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 12:26 pm EST	A. H. Belo CorpAHC	John A BeckertDirector	33,977	—	—	0	—
Dec 9, 2019 MForm 4 →	Dec 11, 2018, 12:34 pm EST	AMN HEALTHCARE SERVICES INCAMN	Susan R SalkaPresident and CEO, Director	11,042	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 12:53 pm EST	A. H. Belo CorpAHC	Louis E CalderaDirector	33,977	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:07 pm EST	A. H. Belo CorpAHC	Ronald D McCrayDirector	33,977	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:08 pm EST	A. H. Belo CorpAHC	Tyree B MillerDirector	33,977	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:09 pm EST	A. H. Belo CorpAHC	John P PuernerDirector	33,977	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:09 pm EST	A. H. Belo CorpAHC	Nicole G SmallDirector	33,977	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:20 pm EST	TFS Financial CORPTFSL	III Ben S StefanskiSecretarry, Director	3,600	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:25 pm EST	TFS Financial CORPTFSL	John RingenbachDirector	3,600	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:27 pm EST	A. H. Belo CorpAHC	Mary K MurraySVP/CFO, Treas. & Asst. Sec'y	25,697	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:29 pm EST	A. H. Belo CorpAHC	Michael J. WilsonDallas Morning News Editor	8,676	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:30 pm EST	A. H. Belo CorpAHC	Christine E LarkinSVP/General Counsel, Secretary	17,131	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:30 pm EST	TFS Financial CORPTFSL	William C MulliganDirector	3,600	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:31 pm EST	A. H. Belo CorpAHC	Julie Kaye HoaglandSVP/Chief People Officer	7,831	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:32 pm EST	A. H. Belo CorpAHC	Timothy Michael StorerPresident/Belo + Company	97,087	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:34 pm EST	A. H. Belo CorpAHC	Grant MoiseEVP/Publisher Dallas Morning N	31,640	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:35 pm EST	A. H. Belo CorpAHC	Michael Joseph OharaSVP/CIO	12,848	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:35 pm EST	TFS Financial CORPTFSL	Robert A FialaDirector	3,600	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:38 pm EST	TFS Financial CORPTFSL	Martin J CohenDirector	3,600	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:41 pm EST	TFS Financial CORPTFSL	Anthony J AsherDirector	3,600	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:45 pm EST	TFS Financial CORPTFSL	Terrence R OzanDirector	3,600	—	—	0	—
Dec 10, 2018 MForm 4 →	Dec 11, 1:51 pm EST	BSB Bancorp, Inc.BLMT	Robert M MahoneyPresident and CEO, Director	17,379	—	—	8,305	—
Dec 10, 2018 MForm 4 →	Dec 11, 2:02 pm EST	A. H. Belo CorpAHC	Robert W DecherdChairman, President & CEO, Director	25,618	—	—	0	—
Dec 8, 2018 DForm 4 →	Dec 11, 2:04 pm EST	SYNOPSYS INCSNPS	Sudhindra KankanwadiVP and Corporate Controller	2,679	—	—	2,693	—
Dec 10, 2018 MForm 4 →	Dec 11, 2:04 pm EST	A. H. Belo CorpAHC	James M Moroney IIIDirector	177,274	—	—	0	—
Dec 8, 2018 DForm 4 →	Dec 11, 2:04 pm EST	SYNOPSYS INCSNPS	Chi-Foon ChanCo-CEO & President, Director	24,699	—	—	15,322	—
Dec 7, 2018 DMForm 4 →	Dec 11, 2:05 pm EST	SYNOPSYS INCSNPS	Joseph W LoganEVP, Sales & Corp Marketing	32,825	—	—	8,282	—
Dec 8, 2018 DForm 4 →	Dec 11, 2:05 pm EST	SYNOPSYS INCSNPS	Trac PhamCFO	7,007	—	—	4,554	—
Dec 8, 2018 DForm 4 →	Dec 11, 2:06 pm EST	SYNOPSYS INCSNPS	John F Runkel Jr.General Counsel &	5,785	—	—	3,126	—
Dec 7, 2018 MForm 4 →	Dec 11, 2:06 pm EST	Cytosorbents CorpCTSO	Phillip P. ChanPresident and CEO, Director	89,337	—	—	0	—
Dec 8, 2018 DForm 4 →	Dec 11, 2:06 pm EST	SYNOPSYS INCSNPS	Aart De GeusChairman of the Board & Co-CEO, Director	24,699	—	—	15,322	—
Dec 7, 2018 MForm 4 →	Dec 11, 2:15 pm EST	SONOCO PRODUCTS COSON	Allan H McLelandVP Human Resources	5,784	—	—	11,746	—
Dec 7, 2018 AForm 4 →	Dec 11, 2:22 pm EST	TE Connectivity Ltd.TEL	Terrence R CurtinChief Exec. Officer & Director, Director	4	—	—	571	—
Dec 7, 2018 AForm 4 →	Dec 11, 2:22 pm EST	TE Connectivity Ltd.TEL	John S JenkinsEVP & General Counsel	31	—	—	5,131	—
Dec 7, 2018 AForm 4 →	Dec 11, 2:22 pm EST	TE Connectivity Ltd.TEL	Steven T MerktPresident, Transportation Sol.	181	—	—	30,282	—
Dec 7, 2018 AForm 4 →	Dec 11, 2:22 pm EST	TE Connectivity Ltd.TEL	Heath A MittsEVP & Chief Financial Officer	239	—	—	40,031	—
Dec 7, 2018 AForm 4 →	Dec 11, 2:22 pm EST	TE Connectivity Ltd.TEL	Kevin N RockPresident, Industrial Solution	70	—	—	11,635	—
Dec 7, 2018 AForm 4 →	Dec 11, 2:22 pm EST	TE Connectivity Ltd.TEL	Joan WainwrightPres., Channel & Customer Exp.	54	—	—	9,069	—
Dec 10, 2018 MForm 4 →	Dec 11, 3:23 pm EST	NICOLET BANKSHARES INCNCBS	Ann Kuchera LawsonChief Financial Officer	4,000	—	—	6,500	—
Dec 7, 2018 AForm 4 →	Dec 11, 3:42 pm EST	LYDALL INC /DE/LDL	Paul A MaroldPresident, Lydall PM	22,430	—	—	22,430	—
Dec 7, 2018 AForm 4 →	Dec 11, 3:46 pm EST	LYDALL INC /DE/LDL	Scott M DeakinPresident, Lydall TAS	13,805	—	—	13,805	—
Dec 7, 2018 AForm 4 →	Dec 11, 3:47 pm EST	LYDALL INC /DE/LDL	Dale G BarnhartPresident & CEO, Director	82,805	—	—	82,805	—
Dec 7, 2018 AForm 4 →	Dec 11, 3:49 pm EST	LYDALL INC /DE/LDL	Randall B GonzalesEXEC VP & CFO	31,055	—	—	31,055	—
Dec 10, 2018 MForm 4 →	Dec 11, 3:49 pm EST	FRP HOLDINGS, INC.FRPH	John D Milton Jr.Executive VP & CFO	3,000	—	—	4,500	—
Dec 7, 2018 AForm 4 →	Dec 11, 3:50 pm EST	LYDALL INC /DE/LDL	Joseph A. AbbruzziPresident, Lydall TNW	22,430	—	—	22,430	—
Dec 7, 2018 AForm 4 →	Dec 11, 3:51 pm EST	LYDALL INC /DE/LDL	Chad A. McDanielS.VP, General Counsel & CAO, 10% Owner	27,605	—	—	27,605	—
Dec 7, 2018 AForm 4 →	Dec 11, 3:58 pm EST	ENTERPRISE FINANCIAL SERVICES CORPEFSC	S Turner KeeneEVP, Chief Financial Officer	2,313	—	—	2,313	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.