Company · CIK 0001281895 · SIC 2834 — Pharmaceutical Preparations · Nasdaq
ROCKET PHARMACEUTICALS, INC. · RCKT
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2026 SForm 4 → | Sep 15, 8:27 pm EDT | Martin WilsonGeneral Counsel | 75,364 | $3.40 | $256,464 | 598,489 | −11.2% | |
| Aug 18, 2026 SForm 4 → | Aug 20, 5:30 pm EDT | Martin WilsonGeneral Counsel | 631 | $3.38 | $2,133 | 673,853 | −0.09% | |
| Aug 18, 2026 SForm 4 → | Aug 20, 5:25 pm EDT | Gaurav ShahCEO | 2,293 | $3.38 | $7,753 | 1,056,594 | −0.22% | |
| Aug 13, 2026 SForm 4 → | Aug 17, 5:52 pm EDT | Gaurav ShahCEO | 2,837 | $3.38 | $9,592 | 1,058,887 | −0.27% | |
| Aug 13, 2026 SForm 4 → | Aug 17, 5:50 pm EDT | Martin WilsonGeneral Counsel | 3,493 | $3.38 | $11,810 | 674,484 | −0.52% | |
| Aug 11, 2026 SForm 4 → | Aug 13, 4:15 pm EDT | Christopher James StevensChief Operating Officer | 36,658 | $3.50 | $128,266 | 505,784 | −6.76% | |
| Aug 11, 2026 SForm 4 → | Aug 13, 4:15 pm EDT | Sarbani ChaudhuriSee Remarks | 4,701 | $3.50 | $16,449 | 262,809 | −1.76% | |
| Aug 3, 2026 AForm 4 → | Aug 5, 8:49 pm EDT | Christopher James StevensChief Operating Officer | 73,313 | — | — | 542,442 | — | |
| Aug 3, 2026 JForm 4 → | Aug 5, 8:45 pm EDT | David P SouthwellDirector | 150,000 | — | — | 204,522 | — | |
| Jun 18, 2026 AForm 4 → | Jul 6, 8:00 pm EDT | Roderick WongDirector, 10% Owner | 27,832 | — | — | 75,499 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 8:00 pm EDT | Peter FongDirector | 22,862 | — | — | 76,195 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 7:59 pm EDT | Mikael DolstenDirector | 22,862 | — | — | 67,082 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 7:59 pm EDT | Fady Ibraham MalikDirector | 22,862 | — | — | 52,862 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 7:59 pm EDT | David P SouthwellDirector | 22,862 | — | — | 54,522 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 7:59 pm EDT | Carsten BoessDirector | 22,862 | — | — | 52,862 | — | late |
| Mar 1, 2019 SForm 4 → | Mar 5, 7:23 pm EST | Gaurav ShahSee Remarks, Director | 74,900 | $17.17 | $1,286,272 | 686,950 | −9.83% | plan? |
| Dec 28, 2018 AForm 4 → | Dec 28, 5:43 pm EST | Roderick Wong +2Director, 10% Owner | 100,000 | $13.93 | $1,393,000 | 16,507,319 | — | plan? |
| Dec 20, 2018 MForm 4 → | Dec 21, 5:00 pm EST | Kinnari PatelChief Operating Officer | 55,869 | $1.21 | $67,601 | 55,869 | — | plan? |
| Dec 13, 2018 SForm 4 → | Dec 14, 9:06 pm EST | David P SouthwellDirector | 38,768 | $15.19 | $588,886 | 95,160 | −28.9% | plan? |
| Dec 6, 2018 SForm 4 → | Dec 10, 5:03 pm EST | David P SouthwellDirector | 57,732 | $15.13 | $873,458 | 133,928 | −30.1% | plan? |
| Dec 6, 2018 PForm 4 → | Dec 10, 5:01 pm EST | Kinnari PatelChief Operating Officer | 5,675 | $14.98 | $85,012 | 5,675 | — | plan? |
| Nov 28, 2018 MForm 4 → | Dec 10, 5:03 pm EST | David P SouthwellDirector | 153,125 | — | — | 191,660 | — | plan? late |
| Nov 27, 2018 AForm 4 → | Nov 29, 6:02 pm EST | Roderick Wong +2Director, 10% Owner | 967,742 | $15.50 | $15,000,001 | 16,407,319 | — | plan? |
| Aug 1, 2018 SForm 4 → | Aug 3, 7:03 pm EDT | Naveen YalamanchiDirector | 637 | $22.00 | $14,014 | 113,641 | −0.56% | plan? |
| Apr 2, 2018 MForm 4 → | Apr 2, 8:18 pm EDT | David P SouthwellDirector | 21,875 | — | — | 38,535 | — | plan? |
| Sep 14, 2017 MForm 4 → | Sep 18, 4:35 pm EDT | Dale RitterVice President, Finance | 12,500 | — | — | 19,827 | — | plan? |
| Jan 6, 2017 PForm 4 → | Jan 9, 5:54 pm EST | David P SouthwellPresident and CEO, Director | 60,000 | $1.75 | $105,000 | 62,765 | +2,170% | plan? |
| Jan 4, 2017 JForm 4 → | Jan 6, 5:03 pm EST | DEVON PARK BIOVENTURES LP +210% Owner | 3,253,566 | — | — | 0 | — | plan? |
| May 13, 2016 PForm 4 → | May 17, 6:50 pm EDT | J Martin CarrollDirector | 10,000 | $9.03 | $90,294 | 10,000 | — | plan? |
| Nov 16, 2015 JForm 4 → | Nov 18, 6:02 pm EST | Rho Ventures IV Holdings LLC +110% Owner | 242,794 | — | — | 0 | — | plan? |
| Jul 14, 2015 MForm 4 → | Jul 16, 8:46 pm EDT | Devon Park Associates, L.P. +210% Owner | 9,857 | $4.34 | $42,799 | 3,253,566 | — | plan? |
| Feb 23, 2015 PForm 4 → | Feb 25, 8:36 pm EST | Pitango Venture Capital Principals Fund IV, L.P. +310% Owner | 212,375 | $6.00 | $1,274,250 | 1,292,584 | +19.7% | plan? |
| Feb 23, 2015 CForm 4 → | Feb 25, 8:36 pm EST | Pitango Venture Capital Principals Fund IV, L.P. +310% Owner | 885,567 | — | — | 1,080,209 | — | plan? |
| Feb 23, 2015 PForm 4 → | Feb 25, 6:19 pm EST | Argeris N KarabelasDirector, 10% Owner | 603,832 | $6.00 | $3,622,992 | 2,277,139 | +36.1% | plan? |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:19 pm EST | Argeris N KarabelasDirector, 10% Owner | 1,458,205 | — | — | 1,673,307 | — | plan? |
| Feb 23, 2015 PForm 4 → | Feb 25, 6:16 pm EST | CARE CAPITAL II LLC +510% Owner | 603,832 | $6.00 | $3,622,992 | 2,277,139 | +36.1% | plan? |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:16 pm EST | CARE CAPITAL II LLC +510% Owner | 1,458,205 | — | — | 1,673,307 | — | plan? |
| Feb 23, 2015 PForm 4 → | Feb 25, 6:15 pm EST | RHO VENTURES IV QP LP +910% Owner | 958,226 | $6.00 | $5,749,356 | 2,870,584 | +50.1% | plan? |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:15 pm EST | RHO VENTURES IV QP LP +910% Owner | 1,679,322 | — | — | 1,912,358 | — | plan? |
| Feb 23, 2015 PForm 4 → | Feb 25, 6:12 pm EST | Devang Kantesaria10% Owner | 814,166 | $6.00 | $4,884,996 | 3,243,709 | +33.5% | plan? |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:12 pm EST | Devang Kantesaria10% Owner | 2,429,543 | — | — | 2,429,543 | — | plan? |
| Feb 23, 2015 PForm 4 → | Feb 25, 6:11 pm EST | DEVON PARK BIOVENTURES LP +210% Owner | 814,166 | $6.00 | $4,884,996 | 3,243,709 | +33.5% | plan? |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:11 pm EST | DEVON PARK BIOVENTURES LP +210% Owner | 2,429,543 | — | — | 2,429,543 | — | plan? |
| Feb 23, 2015 PForm 4 → | Feb 25, 6:10 pm EST | MedImmune Ventures, Inc.10% Owner | 416,667 | $6.00 | $2,500,002 | 1,917,906 | +27.8% | plan? |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:10 pm EST | MedImmune Ventures, Inc.10% Owner | 1,312,327 | — | — | 1,501,239 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2026 AForm 4 → | Aug 5, 8:49 pm EDT | Christopher James StevensChief Operating Officer | 101,428 | — | — | 101,428 | — | |
| Jun 18, 2026 AForm 4 → | Jul 6, 8:00 pm EDT | Roderick WongDirector, 10% Owner | 78,960 | — | — | 78,960 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 8:00 pm EDT | Peter FongDirector | 64,860 | — | — | 64,860 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 7:59 pm EDT | Mikael DolstenDirector | 64,860 | — | — | 64,860 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 7:59 pm EDT | Fady Ibraham MalikDirector | 64,860 | — | — | 64,860 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 7:59 pm EDT | David P SouthwellDirector | 64,860 | — | — | 64,860 | — | late |
| Jun 18, 2026 AForm 4 → | Jul 6, 7:59 pm EDT | Carsten BoessDirector | 64,860 | — | — | 64,860 | — | late |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:55 pm EST | David P SouthwellDirector | 30,000 | — | — | 30,000 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:48 pm EST | Jonathan David SchwartzChief Medical Officer | 75,000 | — | — | 75,000 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:40 pm EST | Pedro P GranadilloDirector | 30,000 | — | — | 30,000 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:38 pm EST | Carsten BoessDirector | 30,000 | — | — | 30,000 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:35 pm EST | Gotham MakkerDirector | 34,666 | $9.96 | $46,473 | 4,666 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:34 pm EST | John MilitelloSee Remarks | 20,000 | — | — | 20,000 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:33 pm EST | Naveen YalamanchiDirector | 30,000 | — | — | 30,000 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:32 pm EST | Roderick WongDirector, 10% Owner | 40,500 | — | — | 40,500 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:29 pm EST | Gaurav ShahSee Remarks, Director | 315,700 | — | — | 315,700 | — | |
| Jan 28, 2019 AForm 4 → | Jan 30, 6:29 pm EST | Kinnari PatelChief Operating Officer | 180,000 | — | — | 180,000 | — | |
| Dec 20, 2018 MForm 4 → | Dec 21, 5:00 pm EST | Kinnari PatelChief Operating Officer | 55,869 | — | — | 111,738 | — | |
| Nov 28, 2018 MForm 4 → | Dec 10, 5:03 pm EST | David P SouthwellDirector | 65,625 | — | — | 0 | — | late |
| Aug 27, 2018 JForm 4 → | Aug 29, 6:48 pm EDT | RTW INVESTMENTS, LP +210% Owner | 2 | — | — | 1 | — | |
| Jun 25, 2018 AForm 4 → | Jun 28, 2:21 pm EDT | John MilitelloSee Remarks | 10,000 | — | — | 10,000 | — | late |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:21 pm EDT | Roderick WongDirector, 10% Owner | 47,000 | — | — | 47,000 | — | |
| Mar 29, 2018 AMForm 4 → | Apr 2, 8:18 pm EDT | David P SouthwellDirector | 61,875 | — | — | 65,625 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:17 pm EDT | Naveen YalamanchiDirector | 40,000 | — | — | 40,000 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:16 pm EDT | Pedro P GranadilloDirector | 40,000 | — | — | 40,000 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:13 pm EDT | Carsten BoessDirector | 40,000 | — | — | 40,000 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:12 pm EDT | Gaurav ShahSee Remarks, Director | 395,000 | — | — | 395,000 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:12 pm EDT | Gotham MakkerDirector | 43,300 | $14.09 | $46,497 | 3,300 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:08 pm EDT | Kinnari PatelChief Operating Officer | 175,000 | — | — | 175,000 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:08 pm EDT | John MilitelloSee Remarks | 10,000 | — | — | 10,000 | — | |
| Mar 29, 2018 AForm 4 → | Apr 2, 8:07 pm EDT | Jonathan David SchwartzChief Medical Officer | 60,000 | — | — | 60,000 | — | |
| Jun 20, 2017 AForm 4 → | Jun 21, 4:11 pm EDT | Timothy J BarberichDirector | 45,000 | — | — | 45,000 | — | |
| Jun 20, 2017 AForm 4 → | Jun 21, 4:07 pm EDT | Carsten BoessDirector | 45,000 | — | — | 45,000 | — | |
| Jun 20, 2017 AForm 4 → | Jun 21, 4:06 pm EDT | Paul G HowesDirector | 45,000 | — | — | 45,000 | — | |
| Jun 20, 2017 AForm 4 → | Jun 21, 4:06 pm EDT | Gary M. PhillipsDirector | 45,000 | — | — | 45,000 | — | |
| Jun 20, 2017 AForm 4 → | Jun 21, 4:05 pm EDT | J Martin CarrollDirector | 45,000 | — | — | 45,000 | — | |
| Jun 20, 2017 AForm 4 → | Jun 21, 4:05 pm EDT | Patrick MachadoDirector | 45,000 | — | — | 45,000 | — | |
| Jun 20, 2017 AForm 4 → | Jun 21, 4:05 pm EDT | Richard N. SpiveyDirector | 45,000 | — | — | 45,000 | — | |
| Jan 23, 2017 AForm 4 → | Jan 24, 4:31 pm EST | David P SouthwellPresident and CEO, Director | 700,000 | — | — | 350,000 | — | |
| Jan 23, 2017 AForm 4 → | Jan 24, 4:31 pm EST | Rudolf A BaumgartnerSee Remarks | 295,000 | — | — | 175,000 | — | |
| Jan 17, 2017 MForm 4 → | Sep 18, 4:35 pm EDT | Dale RitterVice President, Finance | 12,500 | — | — | 37,500 | — | late |
| Jan 17, 2017 AForm 4 → | Jan 19, 4:31 pm EST | Dale RitterVice President, Finance | 50,000 | — | — | 50,000 | — | |
| Sep 28, 2016 AForm 4 → | Sep 29, 7:46 am EDT | Timothy J BarberichDirector | 24,000 | — | — | 24,000 | — | |
| Aug 17, 2016 AForm 4 → | Aug 18, 7:43 am EDT | Patrick MachadoDirector | 24,000 | — | — | 24,000 | — | |
| Jun 23, 2016 AForm 4 → | Jun 27, 4:07 pm EDT | Gary M. PhillipsDirector | 12,000 | — | — | 12,000 | — | |
| Jun 23, 2016 AForm 4 → | Jun 27, 4:06 pm EDT | Carsten BoessDirector | 12,000 | — | — | 12,000 | — | |
| Jun 23, 2016 AForm 4 → | Jun 27, 4:05 pm EDT | J Martin CarrollDirector | 63,000 | — | — | 51,000 | — | |
| Jun 23, 2016 AForm 4 → | Jun 27, 4:05 pm EDT | Paul G HowesDirector | 12,000 | — | — | 12,000 | — | |
| Jun 23, 2016 AForm 4 → | Jun 27, 4:05 pm EDT | Richard N. SpiveyDirector | 12,000 | — | — | 12,000 | — | |
| Apr 1, 2016 AForm 4 → | Apr 4, 5:39 pm EDT | J Martin CarrollDirector | 24,000 | — | — | 24,000 | — | |
| Mar 22, 2016 AForm 4 → | Mar 24, 8:55 pm EDT | Dale RitterVice President, Finance | 40,000 | — | — | 40,000 | — | |
| Mar 22, 2016 AForm 4 → | Mar 24, 8:52 pm EDT | Rudolph BaumgartnerSee Remarks | 165,000 | — | — | 165,000 | — | |
| Mar 22, 2016 AForm 4 → | Mar 24, 8:49 pm EDT | William K. McVicarSee Remarks | 135,000 | — | — | 135,000 | — | |
| Mar 22, 2016 AForm 4 → | Mar 24, 8:46 pm EDT | David P SouthwellSee Remarks, Director | 215,000 | — | — | 215,000 | — | |
| Jan 11, 2016 AForm 4 → | Jan 12, 5:35 pm EST | Carsten BoessDirector | 24,000 | — | — | 24,000 | — | |
| Oct 13, 2015 AForm 4 → | Oct 13, 5:16 pm EDT | Gary M. PhillipsDirector | 24,000 | — | — | 24,000 | — | |
| Jul 16, 2015 AForm 4 → | Jul 20, 4:07 pm EDT | Richard N. SpiveyDirector | 24,000 | — | — | 24,000 | — | |
| Jul 14, 2015 MForm 4 → | Jul 16, 8:46 pm EDT | Devon Park Associates, L.P. +210% Owner | 9,857 | — | — | 0 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 5:46 pm EDT | CARE CAPITAL II LLC +510% Owner | 12,000 | $5.03 | $60,360 | 21,857 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:08 pm EDT | David P SouthwellSee Remarks, Director | 150,000 | $5.03 | $754,500 | 548,497 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:08 pm EDT | Isai PeimerDirector | 12,000 | $5.03 | $60,360 | 21,857 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:07 pm EDT | Martin VogelbaumDirector | 12,000 | $5.03 | $60,360 | 21,857 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:07 pm EDT | Dale RitterVice President, Finance | 25,000 | $5.03 | $125,750 | 68,982 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:06 pm EDT | Argeris N KarabelasDirector, 10% Owner | 12,000 | $5.03 | $60,360 | 21,857 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:06 pm EDT | William K. McVicarSee Remarks | 75,000 | $5.03 | $377,250 | 276,094 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:06 pm EDT | Paul G HowesDirector | 12,000 | $5.03 | $60,360 | 28,017 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:05 pm EDT | Rudolph BaumgartnerSee Remarks | 75,000 | $5.03 | $377,250 | 276,615 | — | |
| Jun 24, 2015 AForm 4 → | Jun 26, 4:05 pm EDT | Ittai HarelDirector | 12,000 | $5.03 | $60,360 | 21,857 | — | |
| Feb 23, 2015 CForm 4 → | Feb 25, 8:36 pm EST | Pitango Venture Capital Principals Fund IV, L.P. +310% Owner | 2,902,095 | — | — | 0 | — | |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:19 pm EST | Argeris N KarabelasDirector, 10% Owner | 4,459,658 | — | — | 0 | — | |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:16 pm EST | CARE CAPITAL II LLC +510% Owner | 4,459,658 | — | — | 0 | — | |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:15 pm EST | RHO VENTURES IV QP LP +910% Owner | 5,561,168 | — | — | 0 | — | |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:12 pm EST | Devang Kantesaria10% Owner | 8,059,663 | — | — | 0 | — | |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:11 pm EST | DEVON PARK BIOVENTURES LP +210% Owner | 8,059,663 | — | — | 0 | — | |
| Feb 23, 2015 CForm 4 → | Feb 25, 6:10 pm EST | MedImmune Ventures, Inc.10% Owner | 4,352,243 | — | — | 0 | — |