SEC Form 4 · accession 0001127602-18-035663
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas C. Yearley Jr.
Officer — Chief Executive Officer · Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2018 | M | 7,500 | $21.70 | A | 253,244 | D | |
| Common Stock | Dec 7, 2018 | S | 7,400 | $33.5913 | D | 245,844 | D | |
| Common Stock | Dec 7, 2018 | S | 100 | $33.5577 | D | 245,744 | D | |
| Common Stock | holding | — | — | — | 1,547 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $21.70 | Dec 7, 2018 | M | 7,500 | D | Dec 20, 2009 | Dec 20, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Exercisable 25% on each December 20, 2009, 2010, 2011 and 2012.