SEC Form 4 · accession 0001144204-18-063922

Concrete Pumping Holdings, Inc. · BBCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 6, 2018

Accepted (ET)

Dec 10, 2018 · 9:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001703956

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 6, 2018	M	28,750	—	A	28,750	D
Class A Common Stock^F2	Dec 6, 2018	J	28,750	—	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F3	—	Dec 6, 2018	M	28,750	D	—	—	Class A Common Stock	28,750	0	D

F1Immediately prior to the consummation of the Concrete Pumping Holding, Inc.'s initial business combination on December 6, 2018 (the "business combination"), each outstanding share of Industrea Acquisition Corp.'s Class B common stock, par value $0.0001 per share (the "Founder Shares"), was converted into one share of the Industrea's Class A common stock, par value $0.0001 ("Industrea common stock"). The Reporting Person held 28,750 Founder Shares prior to the business combination, which were converted into 28,750 shares of Industrea common stock immediately prior to the business combination.
F2Upon consummation of the business combination, each share of outstanding Industrea common stock was exchanged for one share of the Concrete Pumping Holding, Inc.'s common stock, par value $0.0001 per share ("BBCP common stock"), and Industrea Acquisition Corp. became a wholly owned subsidiary of Concrete Pumping Holdings, Inc. The Reporting Person held 28,750 shares of Industrea common stock at the time of the business combination, which were exchanged for 28,750 shares of BBCP common stock upon consummation of the business combination.
F3The Founder Shares were convertible for shares of Industrea Acquisition Corp.'s Class A common stock as described under the heading "Description of Securities - Founder Shares" in Industrea Acquisition Corp.'s registration statement on Form S-1 (File No. 333-219053) and had no expiration date.