SEC Form 4 · accession 0001437749-18-021838
Aeon Global Health Corp. · AGHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hanif A Roshan
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885074
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 6, 2018 | A | 128,571 | A | — | — | Common Stock | 128,571 | 128,571 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2The restricted stock units are scheduled to vest in full on the one-year anniversary of the grant date.