SEC Form 4 · accession 0001389050-18-000073
Archrock, Inc. · AROC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Bradley Childers
Officer — President and CEO · Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 11, 2018 · 12:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001389050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2018 | M | 109,258 | $6.25 | A | 1,019,903 | D | |
| Common Stock | Dec 10, 2018 | F | 88,754 | $9.05 | D | 931,149 | D | |
| Common Stock | holding | — | — | — | 1,176 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.25 | Dec 10, 2018 | M | 109,258 | D | Dec 12, 2014 | Dec 12, 2018 | Common Stock | 109,258 | 0 | D |