SEC Form 4 · accession 0001174947-18-001446
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alvin O Sabo
Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 10:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | holding | — | — | — | 6,300 | D | ||
| Common Stock - $.33 1/3 par valueF1 | holding | — | — | — | 10,649 | I | see note | |
| Common Stock - $.33 1/3 par valueF2 | holding | — | — | — | 1,310 | I | see note |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.21 | Dec 7, 2018 | A | 2,000 | A | Dec 7, 2020 | Dec 7, 2028 | Common Stock | 2,000 | 15,200 | D |
Explanation of responses
- F1IRA Account
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.