SEC Form 4/A · accession 0001174947-19-000145
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alvin O Sabo
Director
Period of report
Dec 7, 2018
Accepted (ET)
Feb 11, 2019 · 9:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.21 | Dec 7, 2018 | A | 1,842 | A | Dec 7, 2020 | Dec 7, 2028 | Common Stock | 1,842 | 15,042 | D |
Remarks
Aggregate grant of stock options made to non-employee directors on December 7, 2018 exceeded limitation under the Issuer's 2017 Stock Option and Restricted Stock Plan. The Issuer's Board of Directors has approved, and the reporting person has consented to a reduction in the number of shares subject to options granted on December 7, 2018.