SEC Form 4 · accession 0001026608-18-000048
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richmond Y Holden Jr.
Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | M | 963 | $10.83 | A | 16,213 | D | |
| Common StockF1 | Dec 6, 2018 | D | 963 | $14.90 | D | 15,250 | D | |
| Common Stock | Dec 6, 2018 | M | 4,000 | $12.27 | A | 19,250 | D | |
| Common StockF1 | Dec 6, 2018 | D | 4,000 | $14.90 | D | 15,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $10.83 | Dec 6, 2018 | M | 963 | D | Apr 24, 2012 | Apr 23, 2022 | Common Stock | 963 | 25,000 | D |
| Employee Stock Option | $12.27 | Dec 6, 2018 | M | 4,000 | D | Apr 23, 2013 | Apr 22, 2023 | Common Stock | 4,000 | 21,000 | D |
Explanation of responses
- F1The exercise of the subject option was effected on a net cash settlement basis in a transaction directly with the issuer not involving the actual issuance of any shares of the underlying common stock.