SEC Form 4 · accession 0001174947-18-001451
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Leonore Sparano
Officer — Asst. Treasurer
Period of report
Dec 7, 2018
Accepted (ET)
Dec 11, 2018 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | holding | — | — | — | 4,966 | I | ESOP Trust | |
| Common Stock - $.33 1/3 par value | holding | — | — | — | 345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.21 | Dec 7, 2018 | A | 1,950 | A | Dec 7, 2020 | Dec 7, 2028 | Common Stock | 1,950 | 13,200 | D |