SEC Form 4 · accession 0001140361-18-044873

Chanticleer Holdings, Inc. · BURG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Larry Spitcaufsky

Director · 10% Owner

Period of report

Dec 13, 2017

Accepted (ET)

Dec 10, 2018 · 6:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001106838

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 18, 2018	W	10,000	$0.00	D	0	I	By Beverly Sue Spitcaufsky Trust
Common Stock^F1	Jan 18, 2018	W	5,000	$0.00	A	5,000	I	By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987
Common Stock^F1	Jan 18, 2018	W	5,000	$0.00	A	16,738	I	By Larry S. Spitcaufsky Trust
Common Stock^F3	Dec 13, 2017	A	4,689	$0.00	A	74,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 17, 2018	S	2,000	$3.35	D	102,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 21, 2018	S	1,000	$3.19	D	101,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 21, 2018	S	750	$3.25	D	100,939	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 25, 2018	S	475	$3.11	D	100,464	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 29, 2018	S	775	$3.02	D	99,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 29, 2018	S	448	$3.07	D	99,241	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 29, 2018	S	552	$3.08	D	98,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 30, 2018	S	1,000	$3.06	D	97,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	May 31, 2018	S	1,000	$3.03	D	96,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 4, 2018	S	1,000	$3.05	D	95,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 4, 2018	S	1,000	$3.04	D	94,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 4, 2018	S	1,000	$3.02	D	93,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 5, 2018	S	700	$3.21	D	92,989	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 5, 2018	S	1,300	$3.18	D	91,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 5, 2018	S	1,000	$3.16	D	90,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 5, 2018	S	1,000	$3.14	D	89,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 5, 2018	S	1,000	$3.12	D	88,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock^F2	Jun 5, 2018	S	1,000	$3.10	D	87,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock	Nov 19, 2018	P	1,262	$1.92	A	18,000	I	By Larry S. Spitcaufsky Trust
Common Stock	Nov 20, 2018	P	1,311	$1.84	A	19,311	I	By Larry S. Spitcaufsky Trust
Common Stock	Nov 26, 2018	P	689	$1.83	A	20,000	I	By Larry S. Spitcaufsky Trust
Common Stock	Nov 19, 2018	P	500	$1.90	A	5,500	I	By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987
Common Stock	Nov 23, 2018	P	406	$1.82	A	5,906	I	By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987
Common Stock	Dec 6, 2018	P	2,094	$1.76	A	8,000	I	By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987
Common Stock^F2	Dec 7, 2018	P	2,000	$1.84	A	89,689	I	By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (right to buy)^F1	$0.00	Jan 18, 2018	W	1,417	D	Jan 31, 2014	Jan 1, 2019	Common Stock	1,417	0	I
Warrants (right to buy)^F1	$0.00	Jan 18, 2018	W	1,417	D	Jan 31, 2014	Jan 1, 2019	Common Stock	1,417	0	I
Warrants (right to buy)^F1	$0.00	Jan 18, 2018	W	709	D	Jan 31, 2014	Jan 1, 2019	Common Stock	709	709	I
Warrants (right to buy)^F1	$0.00	Jan 18, 2018	W	709	D	Jan 31, 2014	Jan 1, 2019	Common Stock	709	709	I
Warrants (right to buy)^F1	$0.00	Jan 18, 2018	W	708	D	Jan 31, 2014	Jan 1, 2019	Common Stock	708	2,125	I
Warrants (right to buy)^F1	$0.00	Jan 18, 2018	W	708	D	Jan 31, 2014	Jan 1, 2019	Common Stock	708	2,125	I

Explanation of responses

F1The beneficiary of the Beverly Sue Spitcaufsky Trust passed away in December 2017, and the shares of common stock of the Issuer and the warrants to purchase shares of common stock of the Issuer owned by the Beverly Sue Spitcaufsky Trust were transferred, in equal parts, to Larry S. Spitcaufsky Trust and Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 on January 18, 2018.
F2This amount includes the 30,000 shares of common stock owned by Larry Steve Spitcausfky TTEE Larry S Spitcaufsky Family Tru U/A DTD 08/23/1995 reported on the Form 4 filed by the Reporting Person on May 11, 2018. The Larry Steve Spitcausfky TTEE Larry S Spitcaufsky Family Tru U/A DTD 08/23/1995 is the same trust as the Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88, though using a differently styled name. The amount indicated shows the cumulative shares owned by the trust.
F3Shares acquired pursuant to the Issuer's director compensation policy, which permits directors to elect to receive shares of common stock of the Issuer in lieu of receiving their quarterly retainer in cash.