SEC Form 4 · accession 0001209191-18-061762
AMC Global Media Inc. · AMCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Helen A Dolan
10% Owner · Other
Charles F Dolan
Officer — Executive Chairman · Director · 10% Owner · Other
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514991
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Apr 20, 2018 | G | 57,031 | $0.00 | D | 0 | D | |
| Class A Common StockF1,F3,F4 | Apr 20, 2018 | G | 57,031 | $0.00 | A | 109,274 | I | By CFD 2009 Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3,F7,F5 | — | Dec 6, 2018 | J | 335,414 | D | — | — | Class A Common Stock | 335,414 | 0 | I |
| Class B Common StockF3,F4,F5 | — | Dec 6, 2018 | J | 335,414 | A | — | — | Class A Common Stock | 335,414 | 637,557 | I |
| Class B Common StockF8,F9,F5 | — | Dec 6, 2018 | J | 66,419 | D | — | — | Class A Common Stock | 66,419 | 0 | I |
| Class B Common StockF9,F10,F5 | — | Dec 6, 2018 | J | 66,419 | A | — | — | Class A Common Stock | 66,419 | 126,250 | I |
Explanation of responses
- F1Gift.
- F10Helen A. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust.
- F2Securities held directly by Mr. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan.
- F3Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F4Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust.
- F5AMC Networks Inc. Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into AMC Networks Inc. Class A Common Stock (the "Class A Common Stock") of the Issuer.
- F6Withdrawal of shares pursuant to substitution of assets provision of trust.
- F7These securities were owned solely by the Charles F. Dolan 2016 Grantor Retained Annuity Trust #1A. Charles F. Dolan is the sole trustee and beneficiary of the trust.
- F8These securities were owned solely by the Helen A. Dolan 2016 Grantor Retained Annuity Trust #1A. Helen A. Dolan is the sole trustee and beneficiary of the trust.
- F9Charles F. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.