Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 30, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

106 filings · trading day Oct 30, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 27, 2017 AForm 4 →	Oct 30, 2:37 pm EDT	AXT INCAXTI	Morris S YoungChief Executive Officer, Director	89,797	$9.50	$853,072	1,118,693	—
Oct 26, 2017 MForm 4 →	Oct 30, 3:10 pm EDT	WASTE MANAGEMENT INCWM	James C Fish Jr.Pres, Chief Executive Officer	13,629	$56.24	$766,427	40,888	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:20 pm EDT	HARLEY DAVIDSON INCHOG	Matthew S LevatichPresident & CEO, Director	19,447	$39.04	$759,211	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:05 pm EDT	ENZO BIOCHEM INCENZ	Elazar RabbaniCEO, Chn. of the Brd. and Sec., Director	159,091	$3.00	$477,273	260,754	—
Oct 27, 2017 MForm 4 →	Oct 30, 3:41 pm EDT	UNITED BANKSHARES INC/WVUBSI	Richard M Adams Jr.President	10,000	$37.35	$373,500	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:06 pm EDT	ENZO BIOCHEM INCENZ	Barry W WeinerPresident, CFO, Treasurer, PAO, Director	112,500	$3.00	$337,500	215,596	—
Oct 27, 2017 AForm 4 →	Oct 30, 2:35 pm EDT	AXT INCAXTI	Gary L FischerVP, CFO & Corporate Secretary	34,203	$9.50	$324,929	410,888	—
Oct 25, 2017 MForm 4 →	Oct 30, 2:02 pm EDT	SYNALLOY CORPSYNL	Craig C BramCEO & President, Director	25,632	$11.55	$296,050	56,710	—	late
Oct 26, 2017 AForm 4 →	Oct 30, 9:23 am EDT	SCOTTS MIRACLE-GRO COSMG	James HagedornChairman and CEO, Director, 10% Owner	901	$99.60	$89,765	90,470	—
Oct 26, 2017 MForm 4 →	Oct 30, 1:02 pm EDT	USANA HEALTH SCIENCES INCUSNA	Gilbert A FullerDirector	3,000	$28.81	$86,430	0	—
Oct 25, 2017 JForm 4 →	Oct 27, 4:16 pm EDT	KVH INDUSTRIES INC \DE\KVHI	Jennifer Louise BakerChief Accounting Officer	7,468	$11.45	$85,509	2,500	—
Oct 25, 2017 MForm 4 →	Oct 27, 6:19 pm EDT	Q2 Holdings, Inc.QTWO	John E BreedenEVP, Operations	10,000	$8.35	$83,500	37,717	—
Oct 27, 2017 MForm 4 →	Oct 30, 3:08 pm EDT	AMERICAN SOFTWARE INCAMSWA	H Allan DowPresident	10,000	$8.18	$81,800	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 4:54 pm EDT	CURTISS WRIGHT CORPCW	Paul J FerdenziVice President	2,651	$29.88	$79,212	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 4:54 pm EDT	CURTISS WRIGHT CORPCW	Harry JakubowitzVP & Treasurer	1,908	$29.88	$57,011	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 2:21 pm EDT	WASHINGTON TRUST BANCORP INCWASH	Dennis L AlgiereSVP Ch Comp Off/Dir Com Affair	950	$55.65	$52,868	0	—
Oct 25, 2017 JForm 4 →	Oct 27, 4:18 pm EDT	KVH INDUSTRIES INC \DE\KVHI	Van Heyningen Martin KitsCEO/Chairman of the Board, Director	4,464	$11.45	$51,113	1,232	—
Oct 30, 2017 SForm 4 →	Oct 30, 2:45 pm EDT	Armour Residential REIT, Inc.ARR	James R MountainChief Financial Officer	2,000	$25.04	$50,074	0	—
Oct 20, 2017 PForm 4/A →	Oct 27, 4:47 pm EDT	NEW JERSEY MINING CONJMC	John SwallowPresident & CEO, Director, 10% Owner	250,000	$0.20	$50,000	2,650,000	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:27 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	William B PlummerDirector	278	$54.05	$15,047	47,300	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:26 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Matthew S KissnerInterim CEO, Director	200	$54.05	$10,823	34,022	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:26 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Raymond W McDanielDirector	166	$54.05	$8,992	28,266	—
Oct 5, 2017 AForm 4 →	Oct 30, 12:55 pm EDT	OWENS & MINOR INC/VA/OMI	Lemuel E LewisDirector	237	$27.40	$6,493	38,834	—	late
Oct 26, 2017 AForm 4 →	Oct 30, 9:23 am EDT	SCOTTS MIRACLE-GRO COSMG	Denise StumpEVP, Global Human Resources	58	$99.60	$5,741	5,068	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:27 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Kalpana RainaDirector	94	$54.05	$5,094	16,013	—
Oct 5, 2017 AForm 4 →	Oct 30, 12:58 pm EDT	OWENS & MINOR INC/VA/OMI	Barbara B HillDirector	176	$27.31	$4,806	2,122	—	late
Oct 25, 2017 AForm 4 →	Oct 27, 4:26 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Mari Jean BakerDirector	74	$54.05	$3,991	12,546	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:26 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	George BellDirector	46	$54.05	$2,503	7,869	—
Oct 27, 2017 AForm 4 →	Oct 30, 1:52 pm EDT	WORTHINGTON INDUSTRIES INCWOR	Mark A RussellPres/COO, Worthington Industri	46	$46.43	$2,136	235,093	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:26 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Laurie A LeshinDirector	33	$54.05	$1,799	5,655	—
Oct 26, 2017 MForm 4 →	Oct 27, 4:04 pm EDT	TORCHMARK CORPTMK	Ben LutekExec. VP & Chief Actuary	52,500	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 4:05 pm EDT	NN INCNNBR	Thomas C. Burwell Jr.See Remarks	2,000	—	—	6,000	—
Oct 25, 2017 MForm 4 →	Oct 27, 4:05 pm EDT	CORNING INC /NYGLW	Eric S MusserExec VP, Corning Tech. & Intl.	29,949	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 4:07 pm EDT	CORNING INC /NYGLW	Hansel E Tookes IIDirector	6,513	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 4:07 pm EDT	Financial Engines, Inc.FNGN	Jeffrey C GraceOther	6,180	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 4:09 pm EDT	BB&T CORPBBT	Robert Jerome Johnson Jr.S.E.V.P/Secretary/Gen. Counsel	12,357	—	—	0	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:09 pm EDT	APPIAN CORPAPPN	Robert Charles KramerGeneral Manager, Director	50,000	—	—	2,670,000	—	amended
Oct 25, 2017 AForm 4 →	Oct 27, 4:10 pm EDT	APPIAN CORPAPPN	Edward L HughesSenior VP, Worldwide Sales	50,000	—	—	50,000	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:10 pm EDT	APPIAN CORPAPPN	Mark Steven LynchChief Financial Officer	50,000	—	—	50,000	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:10 pm EDT	APPIAN CORPAPPN	Christopher WintersGeneral Counsel	50,000	—	—	50,000	—
Oct 26, 2017 AForm 4 →	Oct 27, 4:20 pm EDT	AEHR TEST SYSTEMSAEHR	William W R ElderDirector	10,000	—	—	10,000	—
Oct 25, 2017 MForm 4 →	Oct 27, 4:24 pm EDT	CAPITAL ONE FINANCIAL CORPCOF	Ann F HackettDirector	11,055	—	—	0	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:26 pm EDT	PIERIS PHARMACEUTICALS, INC.PIRS	Chau Quang KhuongDirector, 10% Owner	6,115	—	—	6,115	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:26 pm EDT	PIERIS PHARMACEUTICALS, INC.PIRS	Michael RichmanDirector	4,006	—	—	4,006	—
Oct 26, 2017 AMForm 4 →	Oct 27, 4:28 pm EDT	ARRAY BIOPHARMA INCARRY	Gwen A. FyfeDirector	35,000	—	—	0	—
Oct 26, 2017 AForm 4 →	Oct 27, 4:29 pm EDT	ARRAY BIOPHARMA INCARRY	Shalini SharpDirector	30,000	—	—	5,000	—
Oct 26, 2017 MForm 4 →	Oct 27, 4:29 pm EDT	TRIMBLE INC.TRMB	Sachin SankpalSVP & Sector Head	9,575	—	—	9,866	—
Oct 25, 2017 AForm 4 →	Oct 27, 4:30 pm EDT	National Vision Holdings, Inc.EYE	Patrick R. MooreSVP, Chief Financial Officer	92,443	—	—	92,443	—
Oct 26, 2017 AMForm 4 →	Oct 27, 4:32 pm EDT	ARRAY BIOPHARMA INCARRY	Charles M BaumDirector	35,000	—	—	0	—
Oct 26, 2017 AMForm 4 →	Oct 27, 4:32 pm EDT	ARRAY BIOPHARMA INCARRY	Kyle LefkoffDirector	35,000	—	—	0	—
Oct 26, 2017 AMForm 4 →	Oct 27, 4:32 pm EDT	ARRAY BIOPHARMA INCARRY	John A OrwinDirector	35,000	—	—	0	—
Oct 26, 2017 AForm 4 →	Oct 27, 4:33 pm EDT	AEHR TEST SYSTEMSAEHR	Mario M RosatiDirector	10,000	—	—	10,000	—
Oct 26, 2017 AMForm 4 →	Oct 27, 4:36 pm EDT	ARRAY BIOPHARMA INCARRY	Gil J Van LunsenDirector	35,000	—	—	0	—
Oct 26, 2017 AForm 4 →	Oct 27, 4:43 pm EDT	AEHR TEST SYSTEMSAEHR	John M. SchneiderDirector	10,000	—	—	10,000	—
Feb 23, 2017 MForm 4 →	Oct 27, 4:46 pm EDT	GRAPHIC PACKAGING HOLDING COGPK	Deborah R. FrankVP, Chief Accounting Officer	43,522	—	—	5,495	—	late
Oct 26, 2017 AForm 4 →	Oct 27, 4:47 pm EDT	QUOTEMEDIA INCQMCI	Keith J RandallChief Financial Officer	100,000	—	—	100,000	—
Oct 26, 2017 AForm 4 →	Oct 27, 4:52 pm EDT	AEHR TEST SYSTEMSAEHR	Howard T SlayenDirector	10,000	—	—	10,000	—
Oct 25, 2017 MForm 4 →	Oct 27, 4:58 pm EDT	INTEL CORPINTC	Andy D BryantChairman, Director	3,032	—	—	15,159	—
Oct 25, 2017 MForm 4 →	Oct 27, 4:58 pm EDT	COLLEGIUM PHARMACEUTICAL, INCCOLL	Alison B FlemingChief Technology Officer	1,811	—	—	0	—
Oct 16, 2017 AForm 4 →	Oct 27, 5:00 pm EDT	SIERRA MONITOR CORP /CA/SRMC	Michael Conrad FarrVice President Ops	—	—	—	85,000	—	late
Oct 25, 2017 MForm 4 →	Oct 27, 5:01 pm EDT	INTEL CORPINTC	Brian M KrzanichCEO, Director	13,382	—	—	66,909	—
Oct 25, 2017 CMForm 4 →	Oct 27, 5:03 pm EDT	MINDBODY, Inc.MB	Kimberly Gail LytikainenChief Legal Officer &Secretary	150,000	—	—	0	—
Oct 16, 2017 AForm 4 →	Oct 27, 5:05 pm EDT	SIERRA MONITOR CORP /CA/SRMC	Tamara S AllenChief Financial Officer	—	—	—	185,000	—	late
Oct 25, 2017 CForm 4 →	Oct 27, 5:06 pm EDT	Shake Shack Inc.SHAK	Randall J Garutti +3Chief Executive Officer, Director, 10% Owner	8,000	—	—	653,051	—
Oct 26, 2017 MForm 4 →	Oct 27, 5:13 pm EDT	Verisk Analytics, Inc.VRSK	Kenneth E ThompsonEVP, Gen Counsel and Corp Sec	69,793	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:15 pm EDT	LendingClub CorpLC	Sameer GulatiChief Operations Officer	15,725	—	—	487,480	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:23 pm EDT	EXELON CORPEXC	Mayo A Shattuck IIIDirector	567,070	—	—	59,267	—
Oct 27, 2017 MForm 4 →	Oct 27, 5:29 pm EDT	ARROW FINANCIAL CORPAROW	David S. DeMarcoSVP	4,141	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:30 pm EDT	Groupon, Inc.GRPN	Michael O RandolfiCFO	55,000	—	—	298,572	—
Oct 26, 2017 MForm 4 →	Oct 27, 5:30 pm EDT	EAGLE MATERIALS INCEXP	Gerald J EsslExecutive Vice President	8,161	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:39 pm EDT	INTEL CORPINTC	Robert Holmes SwanChief Financial Officer	90,140	—	—	180,280	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:39 pm EDT	CASTLIGHT HEALTH, INC.CSLT	Giovanni M. ColellaDirector, 10% Owner	254,938	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:41 pm EDT	INTEL CORPINTC	Venkata S M RenduchintalaGroup President (CISA)	29,272	—	—	112,905	—
Oct 20, 2017 AForm 4/A →	Oct 27, 5:42 pm EDT	FULLER H B COFUL	James OwensPresident and CEO	289,684	—	—	289,684	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:43 pm EDT	INTEL CORPINTC	Stacy J SmithGroup President, Mfg Ops Sales	5,270	—	—	26,346	—
Oct 25, 2017 MForm 4 →	Oct 27, 5:46 pm EDT	INTEL CORPINTC	Diane M BryantEVP and Group President	4,433	—	—	22,163	—
Oct 26, 2017 MForm 4 →	Oct 27, 6:18 pm EDT	UMPQUA HOLDINGS CORPUMPQ	Gary F NealEVP/Enterprise Risk	5,007	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 6:21 pm EDT	CALLAWAY GOLF COELY	Brian P. LynchSVP, CF0, GC & Corp. Secretary	6,277	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 6:22 pm EDT	CALLAWAY GOLF COELY	Alan HocknellSVP, Research & Development	8,369	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 6:23 pm EDT	CALLAWAY GOLF COELY	Jennifer L. ThomasChief Accounting Officer	8,503	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 7:23 pm EDT	CAI International, Inc.CAI	Camille CutinoVP, Operations and HR	74,666	—	—	0	—
Oct 25, 2017 MForm 4 →	Oct 27, 7:23 pm EDT	CAI International, Inc.CAI	David G RemingtonDirector	22,500	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 27, 8:04 pm EDT	General Motors CoGM	Thomas S TimkoVP, Controller & CAO	40,738	—	—	111,106	—
Oct 27, 2017 MForm 4 →	Oct 27, 8:04 pm EDT	General Motors CoGM	Charles K. Stevens IIIExecutive Vice President & CFO	249,458	—	—	374,187	—
Oct 27, 2017 MForm 4 →	Oct 27, 8:04 pm EDT	General Motors CoGM	Carel J. de NysschenExecutive Vice President	123,645	—	—	185,466	—
Oct 27, 2017 MForm 4 →	Oct 27, 9:01 pm EDT	Kraton CorpKRA	James Leo SimmonsSVP, General Counsel & Sec.	6,950	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 30, 7:42 am EDT	WATERS CORP /DE/WAT	Rohit KhannaSVP, Applied Technology	26,913	—	—	10,496	—
Oct 26, 2017 AForm 4 →	Oct 30, 8:36 am EDT	MEDALLION FINANCIAL CORPMFIN	Allan J TanenbaumDirector	6,333	—	—	6,333	—
Oct 27, 2017 MForm 4 →	Oct 30, 8:37 am EDT	FRANKLIN ELECTRIC CO INCFELE	Donald P KenneyVP & President	12,000	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 30, 9:32 am EDT	FIRST COMMUNITY BANCSHARES INC /NV/FCBC	I Norris KantorDirector	338	—	—	6,662	—
Oct 26, 2017 MForm 4 →	Oct 30, 9:41 am EDT	NORFOLK SOUTHERN CORPNSC	Michael Joseph WheelerEVP & Chief Operating Officer	3,568	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 30, 9:44 am EDT	AMPHENOL CORP /DE/APH	Jean-Luc GavelleVice President	88,000	—	—	60,000	—
Oct 27, 2017 MForm 4 →	Oct 30, 11:03 am EDT	DNB FINANCIAL CORP /PA/DNBF	Gerald F SoppCFO	5,500	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 30, 11:26 am EDT	Meridian Bancorp, Inc.EBSB	Richard F FernandezDirector	18,363	—	—	18,363	—
May 23, 2017 MForm 4 →	Oct 30, 11:56 am EDT	UNITED FIRE GROUP INCUFCS	George D MilliganDirector	3,000	—	—	0	—	late
Oct 27, 2017 MForm 4 →	Oct 30, 12:18 pm EDT	DEERE & CODE	Max A GuinnPresident, WW C&F, Lbr Rltns	7,174	—	—	0	—
Oct 26, 2017 IForm 4 →	Oct 30, 12:28 pm EDT	ADTRAN INCADTN	Raymond R SchansmanSVP Global Services & Support	14,760	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 1:01 pm EDT	USANA HEALTH SCIENCES INCUSNA	Robert AuciauxDirector	16,000	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 1:39 pm EDT	V F CORPVFC	Steven E RendlePresident & CEO, Director	65,604	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 2:20 pm EDT	CIT GROUP INCCIT	Gerald RosenfeldDirector	824	—	—	0	—
Oct 27, 2017 MForm 4 →	Oct 30, 2:30 pm EDT	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	100,000	—	—	150,000	—
Oct 28, 2017 MForm 4 →	Oct 30, 3:07 pm EDT	FAIR ISAAC CORPFICO	Marc F McMorrisDirector	898	—	—	898	—
Oct 27, 2017 MForm 4 →	Oct 30, 3:41 pm EDT	DIODES INC /DEL/DIOD	Clemente BeltranVice President	5,250	—	—	1,750	—
Oct 26, 2017 MForm 4 →	Oct 30, 3:46 pm EDT	POLARIS INDUSTRIES INC/MNPII	Stacy L BogartSVP-General Counsel	20,000	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 3:54 pm EDT	POLARIS INDUSTRIES INC/MNPII	Michael D. DoughertyPresident-International	8,000	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 30, 3:56 pm EDT	POLARIS INDUSTRIES INC/MNPII	Matthew J. HomanPresident-Off-Road Vehicles	19,000	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.