SEC Form 4 · accession 0001214659-17-006240

NOVAGOLD RESOURCES INC · NG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Exec. VP & General Counsel

Period of report

Oct 27, 2017

Accepted (ET)

Oct 30, 2017 · 2:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173420

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares^F1	Oct 27, 2017	M	100,000	$3.40	A	815,062	D
Common Shares^F2	Oct 27, 2017	F	82,798	$4.11	D	732,264	D
Common Shares^F3	Oct 27, 2017	S	17,202	$4.09	D	715,062	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$3.40	Oct 27, 2017	M	100,000	D	Dec 5, 2012	Dec 4, 2017	Common Shares	100,000	150,000	D

F1The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2874=U.S.$1.00.
F2The price reported above was converted from the Canadian price of C$5.29 to USD using an exchange rate of C$1.2874=USD $1.00.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.27 to C$5.28, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.27 to USD using an exchange rate of C$1.2874=US$1.00.