SEC Form 4 · accession 0000717538-17-000167
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. DeMarco
Officer — SVP
Period of report
Oct 27, 2017
Accepted (ET)
Oct 27, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2017 | M | 4,141 | $21.53 | A | 26,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $21.53 | Oct 27, 2017 | M | 4,141 | D | — | Jan 26, 2021 | Common Stock | 4,141 | 0 | D |
Explanation of responses
- F1The information provided reflects 50 shares acquired under the Company's DRIP and 1 share acquired via stock dividends since May 22,2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The options vested in four equal installments beginning January 26, 2012.