SEC Form 4 · accession 0001127602-17-030391
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Holmes Swan
Officer — Chief Financial Officer
Period of report
Oct 25, 2017
Accepted (ET)
Oct 27, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 25, 2017 | M | 90,140 | $0.00 | A | 108,364 | D | |
| Common StockF3 | Oct 25, 2017 | F | 47,036 | $40.7725 | D | 61,328 | D | |
| Common Stock | holding | — | — | — | 3,364 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Oct 25, 2017 | M | 90,140 | D | Oct 25, 2017 | — | Common Stock | 90,140 | 180,280 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2Includes 675 shares acquired under the Company's Stock Purchase Plan on August 18, 2017.
- F3Shares withheld for payment of tax liability.
- F4Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F5Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.