SEC Form 4 · accession 0001127602-17-030402
AMPHENOL CORP /DE/ · APH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Luc Gavelle
Officer — Vice President
Period of report
Oct 27, 2017
Accepted (ET)
Oct 30, 2017 · 9:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 27, 2017 | M | 48,000 | $48.58 | A | 48,000 | D | |
| Class A Common StockF1,F2 | Oct 27, 2017 | S | 48,000 | $86.3735 | D | 0 | D | |
| Class A Common Stock | Oct 27, 2017 | M | 40,000 | $57.97 | A | 40,000 | D | |
| Class A Common StockF1,F2 | Oct 27, 2017 | S | 40,000 | $86.3735 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $48.58 | Oct 27, 2017 | M | 48,000 | D | Aug 4, 2015 | Aug 4, 2024 | Class A Common Stock | 48,000 | 32,000 | D |
| Stock Option | $57.97 | Oct 27, 2017 | M | 40,000 | D | May 21, 2016 | May 21, 2025 | Class A Common Stock | 40,000 | 60,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $86.3735 to $86.44.
- F2The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.