SEC Form 4 · accession 0001467858-17-000137
General Motors Co · GM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carel J. de Nysschen
Officer — Executive Vice President
Period of report
Oct 27, 2017
Accepted (ET)
Oct 27, 2017 · 8:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001467858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2017 | M | 123,645 | $31.32 | A | 150,484 | D | |
| Common StockF1 | Oct 27, 2017 | S | 123,645 | $44.59 | D | 26,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $31.32 | Oct 27, 2017 | M | 123,645 | D | — | Jul 28, 2025 | Common Stock | 123,645 | 185,466 | D |
Explanation of responses
- F1The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $44.55 to $44.62, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
- F2The stock options were granted on July 28, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017.