SEC Form 4 · accession 0001467858-17-000136

General Motors Co · GM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President & CFO

Period of report

Oct 27, 2017

Accepted (ET)

Oct 27, 2017 · 8:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001467858

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 27, 2017	M	249,458	$31.32	A	326,510	D
Common Stock^F1	Oct 27, 2017	S	249,458	$44.46	D	77,052	D
Common Stock^F2,F3	Oct 27, 2017	S	16,000	$44.90	D	61,052	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$31.32	Oct 27, 2017	M	249,458	D	—	Jul 28, 2025	Common Stock	249,458	374,187	D

F1The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $44.25 to $45.15, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
F2The sales reported in this line were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in May 2017.
F3The price in Column 4 is the weighted average selling price of the shares. The shares were sold in multiple transactions at prices from $45.15 to $44.70, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares sold at each price point within the ranges set forth in this footnote.
F4The stock options were granted on July 28, 2015 under the 2014 Long-Term Incentive Plan and vested on February 15, 2017.