SEC Form 4 · accession 0001608562-17-000007
SIERRA MONITOR CORP /CA/ · SRMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tamara S Allen
Officer — Chief Financial Officer
Period of report
Oct 16, 2017
Accepted (ET)
Oct 27, 2017 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000100625
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $1.20 | Oct 16, 2017 | A | 0 | A | Oct 16, 2018 | Oct 16, 2027 | Common Stock | 0 | 185,000 | D |
Remarks
Correction to amend the "Number of Derivative Securities Beneficially Owned Following Reported Transaction" filed 10/25/2017.