SEC Form 4 · accession 0001225208-17-016637
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Remington
Director
Period of report
Oct 25, 2017
Accepted (ET)
Oct 27, 2017 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 25, 2017 | M | 12,500 | $15.14 | A | 13,041 | D | |
| Common Stock | Oct 25, 2017 | M | 10,000 | $21.62 | A | 23,041 | D | |
| Common StockF1 | Oct 25, 2017 | F | 10,776 | $37.63 | D | 12,265 | D | |
| Common StockF2 | Oct 26, 2017 | S | 11,724 | $37.50 | D | 541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $21.62 | Oct 25, 2017 | M | 10,000 | D | — | Jun 2, 2021 | Common Stock | 10,000 | 0 | D |
| Stock Option (right to buy) | $15.14 | Oct 25, 2017 | M | 12,500 | D | Sep 29, 2011 | Sep 28, 2020 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Represents shares withheld by the issuer to cover the exercise price upon the exercise of the options.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.34 to $37.63, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The option was fully vested on June 3, 2012.