SEC Form 4 · accession 0001562180-17-003340
PALVELLA THERAPEUTICS, INC. · PVLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Richman
Director
Period of report
Oct 25, 2017
Accepted (ET)
Oct 27, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001583648
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Rights to buy) | $4.68 | Oct 25, 2017 | A | 4,006 | A | Oct 25, 2017 | Oct 25, 2027 | Common Stock | 4,006 | 4,006 | D |