SEC Form 4 · accession 0001214659-17-006241
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc F McMorris
Director
Period of report
Oct 28, 2017
Accepted (ET)
Oct 30, 2017 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2017 | M | 898 | $0.00 | A | 1,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Oct 28, 2017 | M | 898 | D | Oct 28, 2016 | — | Common Stock | 898 | 898 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2The restricted stock units vest in three equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- F3No expiration date.