SEC Form 4 · accession 0001209191-17-058269
DIODES INC /DEL/ · DIOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clemente Beltran
Officer — Vice President
Period of report
Oct 27, 2017
Accepted (ET)
Oct 30, 2017 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000029002
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Oct 27, 2017 | M | 5,250 | $27.92 | A | 31,256 | D | |
| Diodes Incorporated Common Stock | Oct 27, 2017 | S | 4,993 | $35.00 | D | 26,263 | D | |
| Diodes Incorporated Common StockF3 | holding | — | — | — | 10,788 | I | Owned By Spouse | |
| Diodes Incorporated Common Stock - Performance Stock Units | holding | — | — | — | 3,797 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 05/27/14 DIOD NQSOF4 | $27.92 | Oct 27, 2017 | M | 5,250 | D | May 26, 2015 | May 27, 2022 | Diodes Incorporated Common Stock - Diodes | 5,250 | 1,750 | D |
Explanation of responses
- F1Exercised under a 10b5-1 plan.
- F2Sold under a 10b5-1 plan.
- F3The amount of securities beneficially owned includes both restricted stock units and common stock.
- F4Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.