SEC Form 4 · accession 0001225208-17-016647
WASTE MANAGEMENT INC · WM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Fish Jr.
Officer — Pres, Chief Executive Officer
Period of report
Oct 26, 2017
Accepted (ET)
Oct 30, 2017 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000823768
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2017 | M | 13,629 | $56.235 | A | 169,722 | D | |
| Common Stock | Oct 26, 2017 | F | 11,278 | $80.00 | D | 158,444 | D | |
| Common Stock | holding | — | — | — | 3,730 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $56.235 | Oct 26, 2017 | M | 13,629 | D | Feb 26, 2017 | Feb 26, 2026 | Common Stock | 13,629 | 40,888 | D |
Explanation of responses
- F1Stock option exercise and shares withheld to pay option costs and taxes pursuant to a stock trading plan.
- F2Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.