Company · CIK 0000078003 · SIC 2834 — Pharmaceutical Preparations · NYSE

PFIZER INC · PFE

Insider activity reported against this company. All insider holders · Files at: ICUI, ALLO, RYTM, SYBX, NGNE. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $3.0M · 4sales $160.9M · 73net −$157.8M

Open-market trades as an insider elsewherebuys $6.7M · 3sales $729.1M · 3net −$722.4M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 24, 2018 FMForm 4 →	Feb 27, 7:51 pm EST	Sally SusmanExecutive Vice President	150,385	$25.60	$3,849,785	148,463	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:43 pm EST	Freda C Lewis-HallExecutive Vice President	147,746	$25.41	$3,754,094	257,629	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:43 pm EST	Douglas M LanklerExecutive Vice President	43,855	$25.00	$1,096,575	96,514	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:43 pm EST	Rady A JohnsonExecutive Vice President	24,633	$25.01	$616,010	54,100	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:38 pm EST	Charles H HillExecutive Vice President	103,783	$25.28	$2,624,079	84,106	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:38 pm EST	Alexander R MackenzieExecutive Vice President	65,851	$25.81	$1,699,551	116,856	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:38 pm EST	Kirsten Lund-JurgensenExecutive Vice President	25,636	$25.43	$651,866	27,280	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:32 pm EST	Mikael DolstenPresident R&D	283,574	$25.55	$7,244,795	115,772	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:30 pm EST	Frank A DamelioExecutive Vice President	283,570	$25.55	$7,244,650	401,981	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:30 pm EST	Albert BourlaChief Operating Officer, Director	39,360	$25.01	$984,207	144,197	—	plan?
Feb 24, 2018 FMForm 4 →	Feb 27, 7:30 pm EST	Loretta V CangialosiSr. Vice President, Controller	45,396	$25.41	$1,153,729	99,661	—	plan?
Feb 22, 2018 AForm 4 →	Feb 23, 3:43 pm EST	Loretta V CangialosiSr. Vice President, Controller	4,166	—	—	88,481	—	plan?
Dec 29, 2017 AForm 4 →	Jan 3, 2018, 5:39 pm EST	John D YoungGroup President	55,218	—	—	179,700	—	plan?
Dec 15, 2017 SForm 4 →	Dec 18, 6:17 pm EST	Rady A JohnsonExecutive Vice President	8,000	$37.07	$296,560	46,963	−14.6%	plan?
Dec 15, 2017 SForm 4 →	Dec 18, 6:17 pm EST	Alexander R MackenzieExecutive Vice President	6,750	$37.00	$249,750	103,458	−6.12%	plan?
Dec 14, 2017 GForm 4 →	Dec 18, 6:17 pm EST	Ian C ReadChairman & CEO, Director	7,460	—	—	0	—	plan?
Dec 8, 2017 GForm 4 →	Dec 12, 5:11 pm EST	Loretta V CangialosiSr. Vice President, Controller	300	—	—	84,136	—	plan?
Nov 1, 2017 GForm 4 →	Nov 2, 7:03 pm EDT	John D YoungGroup President	4,219	—	—	124,257	—	plan?
Oct 2, 2017 SForm 4 →	Nov 2, 7:03 pm EDT	Alexander R MackenzieExecutive Vice President	14,700	$35.30	$518,837	110,082	−11.8%	plan? late
Sep 12, 2017 SForm 4 →	Sep 14, 9:13 am EDT	Sally SusmanExecutive Vice President	38,230	$35.00	$1,338,050	115,096	−24.9%	plan?
Sep 1, 2017 SForm 4 →	Sep 5, 6:15 pm EDT	Alexander R MackenzieExecutive Vice President	7,350	$34.00	$249,900	124,774	−5.56%	plan?
Aug 31, 2017 SForm 4 →	Sep 1, 6:37 pm EDT	Frank A DamelioExecutive Vice President	94,409	$34.00	$3,209,906	337,389	−21.9%	plan?
Aug 31, 2017 SForm 4 →	Sep 1, 6:37 pm EDT	Alexander R MackenzieExecutive Vice President	7,350	$34.00	$249,900	132,124	−5.27%	plan?
Aug 31, 2017 SForm 4 →	Sep 1, 6:37 pm EDT	Ian C ReadChairman & CEO, Director	197,168	$34.00	$6,703,712	80,762	−70.9%	plan?
Aug 21, 2017 SForm 4 →	Aug 23, 3:51 pm EDT	Laurie J OlsonExecutive Vice President	8,064	$32.70	$263,693	74,506	−9.77%	plan?
Aug 7, 2017 SForm 4 →	Aug 9, 5:00 pm EDT	Alexander R MackenzieExecutive Vice President	15,000	$33.50	$502,560	139,474	−9.71%	plan?
Aug 4, 2017 SForm 4 →	Aug 8, 5:02 pm EDT	Ian C ReadChairman & CEO, Director	96,950	$34.00	$3,296,300	221,955	−30.4%	plan?
Mar 31, 2017 GForm 4 →	Apr 3, 7:28 pm EDT	John D YoungGroup President	8,732	—	—	127,992	—	plan?
Mar 10, 2017 SForm 4 →	Mar 13, 5:36 pm EDT	Rady A JohnsonExecutive Vice President	4,500	$34.19	$153,855	54,963	−7.57%	plan?
Mar 9, 2017 SForm 4 →	Mar 10, 3:59 pm EST	Charles H HillExecutive Vice President	36,000	$34.07	$1,226,520	57,329	−38.6%	plan?
Mar 9, 2017 IForm 4 →	Mar 10, 3:59 pm EST	Rady A JohnsonExecutive Vice President	4,405	$34.05	$149,990	4,821	—	plan?
Mar 2, 2017 SForm 4 →	Mar 3, 4:06 pm EST	Douglas M LanklerExecutive Vice President	20,000	$34.66	$693,200	83,793	−19.3%	plan?
Mar 1, 2017 SForm 4 →	Mar 3, 4:06 pm EST	Mikael DolstenPresident R&D	30,970	$34.51	$1,068,924	49,318	−38.6%	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	John D YoungGroup President	62,677	$34.28	$1,087,910	136,494	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Sally SusmanExecutive Vice President	26,891	$34.28	$332,585	170,515	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Ian C ReadChairman & CEO, Director	219,229	$34.28	$3,743,993	541,531	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Laurie J OlsonExecutive Vice President	12,438	$34.28	$181,855	82,569	—	plan?
Feb 27, 2017 FForm 4 →	Mar 1, 5:10 pm EST	Alexander R MackenzieExecutive Vice President	3,857	$34.28	$132,218	154,192	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Kirsten Lund-JurgensenExecutive Vice President	5,079	$34.28	$69,897	20,730	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Douglas M LanklerExecutive Vice President	25,955	$34.28	$447,834	103,793	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Freda C Lewis-HallExecutive Vice President	33,265	$34.28	$580,566	221,623	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Rady A JohnsonExecutive Vice President	10,347	$34.28	$148,467	59,463	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Charles H HillExecutive Vice President	33,656	$34.28	$580,703	93,329	—	plan?
Feb 27, 2017 SForm 4 →	Mar 1, 5:10 pm EST	Mikael DolstenPresident R&D	58,846	$34.26	$2,016,244	80,288	−42.3%	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Mikael DolstenPresident R&D	64,781	$34.28	$1,130,589	132,479	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Frank A DamelioExecutive Vice President	74,412	$34.28	$1,298,664	431,798	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Albert BourlaGroup President	18,730	$34.28	$200,161	143,860	—	plan?
Feb 27, 2017 AFForm 4 →	Mar 1, 5:10 pm EST	Loretta V CangialosiSr. Vice President, Controller	8,869	$34.28	$127,247	83,895	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:56 pm EST	John D YoungGroup President	86,831	$25.87	$2,246,198	137,289	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:55 pm EST	Ian C ReadChairman & CEO, Director	1,372,190	$26.13	$35,858,666	540,738	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:55 pm EST	Sally SusmanExecutive Vice President	200,028	$26.11	$5,223,078	163,028	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:47 pm EST	Laurie J OlsonExecutive Vice President	45,789	$25.84	$1,183,021	80,741	—	plan?
Feb 23, 2017 AFForm 4 →	Feb 27, 6:47 pm EST	Alexander R MackenzieExecutive Vice President	43,822	$34.06	$442,201	158,049	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:30 pm EST	Kirsten Lund-JurgensenExecutive Vice President	35,357	$25.78	$911,386	19,729	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:30 pm EST	Douglas M LanklerExecutive Vice President	86,370	$25.82	$2,230,496	103,966	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:30 pm EST	Rady A JohnsonExecutive Vice President	35,632	$25.84	$920,752	57,778	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:30 pm EST	Freda C Lewis-HallExecutive Vice President	176,281	$25.99	$4,581,612	222,230	—	plan?
Feb 23, 2017 FForm 4 →	Feb 27, 6:24 pm EST	Charles H HillExecutive Vice President	22,837	$34.06	$777,828	93,553	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:21 pm EST	Mikael DolstenPresident R&D	378,047	$26.09	$9,863,872	140,315	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:21 pm EST	Albert BourlaGroup President	71,142	$25.83	$1,837,347	136,808	—	plan?
Feb 23, 2017 FMForm 4 →	Feb 27, 6:21 pm EST	Frank A DamelioExecutive Vice President	378,058	$26.09	$9,864,246	433,154	—	plan?
Feb 23, 2017 AFMForm 4 →	Feb 27, 6:10 pm EST	Loretta V CangialosiSr. Vice President, Controller	65,493	$25.83	$1,576,645	82,450	—	plan?
Dec 31, 2016 FForm 4 →	Jan 4, 2017, 6:10 pm EST	Kirsten Lund-JurgensenExecutive Vice President	1,233	$32.48	$40,048	12,523	—	plan?
Dec 28, 2016 SForm 4 →	Oct 16, 2017, 5:26 pm EDT	James C SmithDirector	24	$32.38	$777	1,542	−1.53%	plan? late
Dec 21, 2016 GForm 5 →	Feb 7, 2017, 6:07 pm EST	Anthony J MaddalunaExecutive Vice President	2,586	—	—	110,140	—	plan?
Dec 20, 2016 PForm 4 →	Oct 16, 2017, 5:26 pm EDT	James C SmithDirector	1,566	$32.84	$51,427	1,566	—	plan? late
Dec 7, 2016 FMForm 4 →	Dec 8, 9:48 pm EST	Alexander R MackenzieExecutive Vice President	57,934	$28.17	$1,632,277	139,753	—	plan?
Nov 9, 2016 SForm 4 →	Nov 10, 7:44 pm EST	Anthony J MaddalunaExecutive Vice President	10,000	$33.00	$330,000	112,087	−8.19%	plan?
Nov 4, 2016 SForm 4 →	Nov 7, 5:58 pm EST	Albert BourlaGroup President	18,390	$30.05	$552,530	130,809	−12.3%	plan?
Nov 4, 2016 MForm 4 →	Nov 7, 5:58 pm EST	Albert BourlaGroup President	20,000	$24.99	$499,800	149,199	—	plan?
Nov 3, 2016 MForm 4 →	Nov 7, 5:50 pm EST	Charles H HillExecutive Vice President	53,918	$21.03	$1,133,896	115,033	—	plan?
Nov 2, 2016 MForm 4 →	Nov 4, 4:36 pm EDT	Anthony J MaddalunaExecutive Vice President	32,545	$21.03	$684,421	122,087	—	plan?
Aug 3, 2016 IForm 4 →	Aug 5, 5:29 pm EDT	Ian C ReadChairman & CEO, Director	954,993	$35.29	$33,701,703	252,093	—	plan?
Jun 30, 2016 FForm 4 →	Jul 1, 12:07 pm EDT	Douglas M LanklerExecutive Vice President	9,981	$35.21	$351,431	86,826	—	plan?
May 26, 2016 SForm 4 →	May 27, 11:03 am EDT	Frank A DamelioExecutive Vice President	100,000	$34.49	$3,449,115	372,994	−21.1%	plan?
May 26, 2016 MForm 4 →	May 27, 11:03 am EDT	Frank A DamelioExecutive Vice President	100,000	$24.43	$2,443,000	472,994	—	plan?
May 24, 2016 SForm 4 →	May 26, 10:07 am EDT	Loretta V CangialosiSr. Vice President, Controller	86,000	$33.97	$2,921,147	185,663	−31.7%	plan?
May 24, 2016 MForm 4 →	May 26, 10:07 am EDT	Loretta V CangialosiSr. Vice President, Controller	86,000	$25.87	$2,224,820	271,663	—	plan?
May 11, 2016 SForm 4 →	May 12, 8:21 am EDT	Laurie J OlsonExecutive Vice President	4,700	$33.50	$157,450	71,659	−6.16%	plan?
May 10, 2016 SForm 4 →	May 11, 6:04 pm EDT	John D YoungGroup President	41,700	$33.53	$1,398,277	158,699	−20.8%	plan?
May 10, 2016 MForm 4 →	May 11, 6:04 pm EDT	John D YoungGroup President	41,700	$25.87	$1,078,779	200,399	—	plan?
May 10, 2016 SForm 4 →	May 11, 6:04 pm EDT	Frank A DamelioExecutive Vice President	192,000	$33.66	$6,462,579	372,994	−34.0%	plan?
May 10, 2016 MForm 4 →	May 11, 6:04 pm EDT	Frank A DamelioExecutive Vice President	192,000	$24.43	$4,690,560	564,994	—	plan?
May 9, 2016 SForm 4 →	May 11, 6:03 pm EDT	Ian C ReadChairman & CEO, Director	275,000	$33.80	$9,295,039	1,196,738	−18.7%	plan?
May 9, 2016 MForm 4 →	May 11, 6:03 pm EDT	Ian C ReadChairman & CEO, Director	275,000	$25.74	$7,078,250	1,471,738	—	plan?
May 9, 2016 SForm 4 →	May 11, 4:35 pm EDT	Sally SusmanExecutive Vice President	67,884	$33.71	$2,288,669	131,851	−34.0%	plan?
May 9, 2016 MForm 4 →	May 11, 4:35 pm EDT	Sally SusmanExecutive Vice President	23,884	$22.28	$532,136	199,735	—	plan?
May 9, 2016 SForm 4 →	May 11, 4:35 pm EDT	Charles H HillExecutive Vice President	29,600	$33.84	$1,001,651	60,828	−32.7%	plan?
May 9, 2016 SForm 4 →	May 11, 4:35 pm EDT	Anthony J MaddalunaExecutive Vice President	8,950	$33.75	$302,063	88,922	−9.14%	plan?
May 4, 2016 SForm 4 →	May 6, 9:51 am EDT	Sally SusmanExecutive Vice President	76,116	$33.75	$2,568,906	175,851	−30.2%	plan?
May 4, 2016 MForm 4 →	May 6, 9:51 am EDT	Sally SusmanExecutive Vice President	76,116	$22.28	$1,695,864	231,867	—	plan?
May 4, 2016 SForm 4 →	May 5, 5:29 pm EDT	Mikael DolstenPresident R&D	67,588	$33.46	$2,261,564	370,619	−15.4%	plan?
May 4, 2016 SForm 4 →	May 5, 5:29 pm EDT	Douglas M LanklerExecutive Vice President	29,700	$33.69	$1,000,558	96,520	−23.5%	plan?
May 3, 2016 SForm 4 →	May 5, 5:27 pm EDT	Frank A DamelioExecutive Vice President	87,079	$33.65	$2,930,208	372,994	−18.9%	plan?
Mar 15, 2016 GForm 4 →	Mar 17, 2:25 pm EDT	Loretta V CangialosiSr. Vice President, Controller	8,450	—	—	185,663	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:32 pm EST	John D YoungGroup President	16,375	$30.23	$152,692	158,292	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:32 pm EST	Ian C ReadChairman & CEO, Director	91,439	$30.23	$928,121	1,633,375	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Freda C Lewis-HallExecutive Vice President	24,930	$30.23	$457,985	191,609	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Sally SusmanExecutive Vice President	27,557	$30.23	$521,830	175,851	—	plan?
Feb 28, 2016 AFForm 4 →	Mar 1, 7:13 pm EST	Laurie J OlsonExecutive Vice President	7,606	$30.23	$121,011	76,359	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 31, 2018 AForm 4 →	Sep 4, 5:29 pm EDT	Albert BourlaChief Operating Officer, Director	21	$41.52	$872	12,349	—
Aug 15, 2018 AForm 4 →	Aug 16, 9:22 pm EDT	John D YoungGroup President	10	$41.16	$412	10,430	—
Aug 15, 2018 AForm 4 →	Aug 16, 9:22 pm EDT	Dawn RogersExecutive Vice President	43	$41.16	$1,770	6,911	—
Aug 15, 2018 AForm 4 →	Aug 16, 9:21 pm EDT	Rady A JohnsonExecutive Vice President	4	$41.16	$165	4,572	—
Aug 15, 2018 AForm 4 →	Aug 16, 9:21 pm EDT	Albert BourlaChief Operating Officer, Director	21	$41.16	$864	12,329	—
Aug 13, 2018 IForm 4 →	Aug 14, 5:04 pm EDT	Mikael DolstenPresident R&D	24,504	$40.81	$1,000,008	100,677	—
Aug 1, 2018 IForm 4 →	Aug 3, 3:38 pm EDT	Michael GoettlerGroup President	17,383	$40.27	$700,013	17,383	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:57 pm EDT	John D YoungGroup President	10	$39.93	$399	10,336	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:57 pm EDT	Dawn RogersExecutive Vice President	44	$39.93	$1,757	6,813	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:57 pm EDT	Rady A JohnsonExecutive Vice President	4	$39.93	$160	4,532	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:57 pm EDT	Albert BourlaChief Operating Officer, Director	22	$39.93	$878	12,208	—
Jul 13, 2018 AForm 4 →	Jul 17, 5:01 pm EDT	John D YoungGroup President	11	$37.53	$413	10,328	—
Jul 13, 2018 AForm 4 →	Jul 17, 5:01 pm EDT	Dawn RogersExecutive Vice President	47	$37.53	$1,764	6,772	—
Jul 13, 2018 AForm 4 →	Jul 17, 5:01 pm EDT	Rady A JohnsonExecutive Vice President	4	$37.53	$150	4,530	—
Jul 13, 2018 AForm 4 →	Jul 17, 5:01 pm EDT	Albert BourlaChief Operating Officer, Director	23	$37.53	$863	12,189	—
Jul 11, 2018 AForm 4 →	Jul 13, 10:01 am EDT	John D YoungGroup President	37	$37.21	$1,377	10,318	—
Jul 11, 2018 AForm 4 →	Jul 13, 10:01 am EDT	Dawn RogersExecutive Vice President	173	$37.21	$6,437	6,725	—
Jul 11, 2018 AForm 4 →	Jul 13, 10:01 am EDT	Rady A JohnsonExecutive Vice President	18	$37.21	$670	4,526	—
Jul 11, 2018 AForm 4 →	Jul 13, 10:01 am EDT	Albert BourlaChief Operating Officer, Director	42	$37.21	$1,563	12,167	—
Jun 29, 2018 AForm 4 →	Jul 2, 5:51 pm EDT	John D YoungGroup President	11	$36.28	$399	10,282	—
Jun 29, 2018 AForm 4 →	Jul 2, 5:51 pm EDT	Dawn RogersExecutive Vice President	48	$36.28	$1,741	6,553	—
Jun 29, 2018 AForm 4 →	Jul 2, 5:51 pm EDT	Rady A JohnsonExecutive Vice President	4	$36.28	$145	4,509	—
Jun 29, 2018 AForm 4 →	Jul 2, 5:51 pm EDT	Albert BourlaChief Operating Officer, Director	24	$36.28	$871	12,125	—
Jun 29, 2018 AForm 4 →	Jul 2, 5:38 pm EDT	James C SmithDirector	1,144	$36.28	$41,518	47,967	—
Jun 29, 2018 AForm 4 →	Jul 2, 5:38 pm EDT	Shantanu NarayenDirector	1,184	$36.28	$42,946	56,010	—
Jun 29, 2018 AForm 4 →	Jul 2, 5:37 pm EDT	James M KiltsDirector	938	$36.28	$34,018	154,099	—
Jun 29, 2018 AForm 4 →	Jul 2, 5:37 pm EDT	Joseph EchevarriaDirector	1,120	$36.28	$40,625	35,684	—
Jun 15, 2018 AForm 4 →	Jun 19, 12:44 pm EDT	John D YoungGroup President	11	$36.36	$400	10,271	—
Jun 15, 2018 AForm 4 →	Jun 19, 12:44 pm EDT	Rady A JohnsonExecutive Vice President	4	$36.36	$145	4,505	—
Jun 15, 2018 AForm 4 →	Jun 19, 12:44 pm EDT	Albert BourlaChief Operating Officer, Director	24	$36.36	$873	12,101	—
Jun 15, 2018 AForm 4 →	Jun 19, 12:44 pm EDT	Dawn RogersExecutive Vice President	48	$36.36	$1,745	6,505	—
May 31, 2018 AForm 4 →	Jun 1, 6:23 pm EDT	John D YoungGroup President	11	$35.93	$395	10,261	—
May 31, 2018 AForm 4 →	Jun 1, 6:23 pm EDT	Rady A JohnsonExecutive Vice President	4	$35.93	$144	4,501	—
May 31, 2018 AForm 4 →	Jun 1, 6:23 pm EDT	Albert BourlaChief Operating Officer, Director	24	$35.93	$862	12,078	—
May 15, 2018 AForm 4 →	May 16, 3:36 pm EDT	John D YoungGroup President	11	$35.69	$393	10,251	—
May 15, 2018 AForm 4 →	May 16, 3:36 pm EDT	Rady A JohnsonExecutive Vice President	4	$35.69	$143	4,497	—
May 15, 2018 AForm 4 →	May 16, 3:36 pm EDT	Albert BourlaChief Operating Officer, Director	25	$35.69	$892	12,055	—
Apr 30, 2018 AForm 4 →	May 1, 5:33 pm EDT	John D YoungGroup President	11	$36.61	$403	10,141	—
Apr 30, 2018 AForm 4 →	May 1, 5:33 pm EDT	Rady A JohnsonExecutive Vice President	4	$36.61	$146	4,450	—
Apr 30, 2018 AForm 4 →	May 1, 5:33 pm EDT	Albert BourlaChief Operating Officer, Director	24	$36.61	$879	11,916	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:33 pm EDT	James C SmithDirector	5,224	$36.85	$192,500	46,388	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:33 pm EDT	Johnson Suzanne M NoraDirector	5,224	$36.85	$192,500	63,852	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:33 pm EDT	Shantanu NarayenDirector	5,224	$36.85	$192,500	54,316	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:33 pm EDT	Dan R. LittmanDirector	5,224	$36.85	$192,500	10,415	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:33 pm EDT	James M KiltsDirector	5,224	$36.85	$192,500	151,738	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:33 pm EDT	Helen HobbsDirector	5,224	$36.85	$192,500	57,665	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:33 pm EDT	Joseph EchevarriaDirector	5,224	$36.85	$192,500	34,243	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:33 pm EDT	Ronald E BlaylockDirector	5,224	$36.85	$192,500	16,687	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:31 pm EDT	W Don CornwellDirector	1	$36.85	$32	123,143	—
Apr 26, 2018 AForm 4 →	Apr 30, 1:30 pm EDT	Dennis A AusielloDirector	5,224	$36.85	$192,500	47,346	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:06 pm EDT	John D YoungGroup President	11	$36.32	$400	10,130	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:05 pm EDT	Rady A JohnsonExecutive Vice President	4	$36.32	$145	4,446	—
Apr 13, 2018 AForm 4 →	Apr 16, 6:04 pm EDT	Albert BourlaChief Operating Officer, Director	24	$36.32	$872	11,892	—
Apr 11, 2018 AForm 4 →	Apr 13, 2:01 pm EDT	Rady A JohnsonExecutive Vice President	26	$35.79	$931	4,442	—
Apr 11, 2018 AForm 4 →	Apr 13, 2:01 pm EDT	Albert BourlaChief Operating Officer, Director	168	$35.79	$6,013	11,869	—
Apr 11, 2018 AForm 4 →	Apr 13, 2:01 pm EDT	John D YoungGroup President	130	$35.79	$4,653	10,120	—
Mar 29, 2018 AForm 4 →	Apr 2, 6:26 pm EDT	John D YoungGroup President	11	$35.49	$390	9,990	—
Mar 29, 2018 AForm 4 →	Apr 2, 6:26 pm EDT	Rady A JohnsonExecutive Vice President	4	$35.49	$142	4,417	—
Mar 29, 2018 AForm 4 →	Apr 2, 6:26 pm EDT	Albert BourlaChief Operating Officer, Director	25	$35.49	$887	11,702	—
Mar 29, 2018 AForm 4 →	Apr 2, 5:53 pm EDT	James C SmithDirector	1,145	$35.49	$40,625	41,164	—
Mar 29, 2018 AForm 4 →	Apr 2, 5:53 pm EDT	Stephen W SangerDirector	1,145	$35.49	$40,625	127,586	—
Mar 29, 2018 AForm 4 →	Apr 2, 5:53 pm EDT	Shantanu NarayenDirector	933	$35.49	$33,125	49,092	—
Mar 29, 2018 AForm 4 →	Apr 2, 5:53 pm EDT	James M KiltsDirector	933	$35.49	$33,125	146,514	—
Mar 29, 2018 AForm 4 →	Apr 2, 5:53 pm EDT	Joseph EchevarriaDirector	969	$35.49	$34,375	29,020	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:38 pm EDT	John D YoungGroup President	216	$36.58	$7,901	9,978	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:38 pm EDT	Rady A JohnsonExecutive Vice President	30	$36.58	$1,097	4,413	—
Mar 15, 2018 AForm 4 →	Mar 19, 2:37 pm EDT	Albert BourlaChief Operating Officer, Director	524	$36.58	$19,168	11,676	—
Mar 5, 2018 AForm 4 →	Mar 6, 4:07 pm EST	Dan R. LittmanDirector	5,191	$36.12	$187,500	5,191	—
Feb 28, 2018 MForm 4 →	Mar 2, 4:10 pm EST	John D YoungGroup President	121,145	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 4:03 pm EST	Sally SusmanExecutive Vice President	110,132	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 4:03 pm EST	Ian C ReadChairman & CEO, Director	649,780	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 4:02 pm EST	Laurie J OlsonExecutive Vice President	38,546	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:44 pm EST	Kirsten Lund-JurgensenExecutive Vice President	19,273	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:44 pm EST	Freda C Lewis-HallExecutive Vice President	104,626	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:44 pm EST	Douglas M LanklerExecutive Vice President	46,806	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:44 pm EST	Rady A JohnsonExecutive Vice President	19,273	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:24 pm EST	Charles H HillExecutive Vice President	101,872	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:24 pm EST	Mikael DolstenPresident R&D	198,238	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:24 pm EST	Albert BourlaChief Operating Officer, Director	39,923	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:24 pm EST	Loretta V CangialosiSr. Vice President, Controller	33,040	—	—	0	—
Feb 28, 2018 MForm 4 →	Mar 2, 3:24 pm EST	Frank A DamelioExecutive Vice President	209,251	—	—	0	—
Feb 26, 2018 AForm 4 →	Feb 28, 6:00 pm EST	Albert BourlaChief Operating Officer, Director	52,608	—	—	75,976	—
Feb 24, 2018 MForm 4 →	Feb 27, 8:59 pm EST	John D YoungGroup President	43,520	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 8:58 pm EST	Ian C ReadChairman & CEO, Director	903,559	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:53 pm EST	Laurie J OlsonExecutive Vice President	15,716	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:51 pm EST	Sally SusmanExecutive Vice President	91,876	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:43 pm EST	Freda C Lewis-HallExecutive Vice President	91,876	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:43 pm EST	Douglas M LanklerExecutive Vice President	28,288	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:43 pm EST	Rady A JohnsonExecutive Vice President	15,885	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:38 pm EST	Charles H HillExecutive Vice President	65,280	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:38 pm EST	Alexander R MackenzieExecutive Vice President	39,555	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:38 pm EST	Kirsten Lund-JurgensenExecutive Vice President	15,957	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:30 pm EST	Frank A DamelioExecutive Vice President	174,081	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:30 pm EST	Albert BourlaChief Operating Officer, Director	25,387	—	—	0	—
Feb 24, 2018 MForm 4 →	Feb 27, 7:30 pm EST	Loretta V CangialosiSr. Vice President, Controller	28,288	—	—	0	—
Feb 23, 2018 IMForm 4 →	Feb 27, 7:32 pm EST	Mikael DolstenPresident R&D	190,628	$36.26	$599,994	0	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:54 pm EST	Sally SusmanExecutive Vice President	132,639	—	—	60,396	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:54 pm EST	John D YoungGroup President	265,277	—	—	120,792	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:54 pm EST	Ian C ReadChairman & CEO, Director	862,151	—	—	392,574	—
Feb 22, 2018 AForm 4 →	Feb 23, 3:54 pm EST	Laurie J OlsonExecutive Vice President	55,045	—	—	25,064	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 15, 2018 SForm 4 →	Nov 16, 4:50 pm EST	ICU MEDICAL INC/DEICUI	2,500,000	$209.25	$523,125,000	0	−100%	plan?
Oct 15, 2018 PForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	55,556	$18.00	$1,000,008	22,032,040	+0.25%	plan?
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	21,976,484	—	—	21,976,484	—	plan?
Aug 13, 2018 SForm 4 →	Aug 15, 4:33 pm EDT	ICU MEDICAL INC/DEICUI	700,000	$284.35	$199,045,000	2,500,000	−21.9%	plan?
Oct 10, 2017 PForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	40,000	$17.00	$680,000	1,427,639	+2.88%	plan?
Oct 10, 2017 CForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	1,387,639	—	—	1,387,639	—	plan?
Oct 6, 2015 PForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	714,285	$7.00	$4,999,995	2,253,509	+46.4%	plan?
Oct 5, 2015 CJForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	1,775,079	$7.00	$1,650,985	2,489,364	—	plan?
Aug 10, 2015 SForm 4 →	Aug 12, 4:30 pm EDT	AQUINOX PHARMACEUTICALS, INCAQXP	259,927	$26.47	$6,880,295	975,403	−21.0%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Δ stake
Oct 15, 2018 CForm 4 →	Oct 17, 5:17 pm EDT	Allogene Therapeutics, Inc.ALLO	4,185,997	—	—	—
Oct 10, 2017 CForm 4 →	Oct 10, 4:22 pm EDT	RHYTHM PHARMACEUTICALS, INC.RYTM	1,387,639	—	—	—
Oct 5, 2015 CForm 4 →	Oct 7, 5:42 pm EDT	Mirna Therapeutics, Inc.MIRN	1,539,224	—	—	—