SEC Form 4 · accession 0001225208-16-033172
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank A Damelio
Officer — Executive Vice President
Period of report
May 10, 2016
Accepted (ET)
May 11, 2016 · 6:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 192,000 | $24.43 | A | 564,994 | D | |
| Common Stock | May 10, 2016 | S | 100 | $33.70 | D | 564,894 | D | |
| Common Stock | May 10, 2016 | S | 100 | $33.62 | D | 564,794 | D | |
| Common Stock | May 10, 2016 | S | 100 | $33.51 | D | 564,694 | D | |
| Common Stock | May 10, 2016 | S | 600 | $33.86 | D | 564,094 | D | |
| Common Stock | May 10, 2016 | S | 800 | $33.49 | D | 563,294 | D | |
| Common Stock | May 10, 2016 | S | 1,600 | $33.65 | D | 561,694 | D | |
| Common Stock | May 10, 2016 | S | 1,800 | $33.78 | D | 559,894 | D | |
| Common Stock | May 10, 2016 | S | 1,800 | $33.54 | D | 558,094 | D | |
| Common Stock | May 10, 2016 | S | 2,000 | $33.84 | D | 556,094 | D | |
| Common Stock | May 10, 2016 | S | 2,000 | $33.82 | D | 554,094 | D | |
| Common Stock | May 10, 2016 | S | 2,300 | $33.68 | D | 551,794 | D | |
| Common Stock | May 10, 2016 | S | 2,880 | $33.66 | D | 548,914 | D | |
| Common Stock | May 10, 2016 | S | 3,500 | $33.55 | D | 545,414 | D | |
| Common Stock | May 10, 2016 | S | 4,700 | $33.77 | D | 540,714 | D | |
| Common Stock | May 10, 2016 | S | 4,998 | $33.79 | D | 535,716 | D | |
| Common Stock | May 10, 2016 | S | 6,400 | $33.76 | D | 529,316 | D | |
| Common Stock | May 10, 2016 | S | 7,300 | $33.56 | D | 522,016 | D | |
| Common Stock | May 10, 2016 | S | 8,300 | $33.52 | D | 513,716 | D | |
| Common Stock | May 10, 2016 | S | 9,100 | $33.61 | D | 504,616 | D | |
| Common Stock | May 10, 2016 | S | 10,789 | $33.60 | D | 493,827 | D | |
| Common Stock | May 10, 2016 | S | 11,620 | $33.67 | D | 482,207 | D | |
| Common Stock | May 10, 2016 | S | 12,766 | $33.57 | D | 469,441 | D | |
| Common Stock | May 10, 2016 | S | 13,611 | $33.59 | D | 455,830 | D | |
| Common Stock | May 10, 2016 | S | 14,500 | $33.50 | D | 441,330 | D | |
| Common Stock | May 10, 2016 | S | 15,900 | $33.69 | D | 425,430 | D | |
| Common Stock | May 10, 2016 | S | 17,334 | $33.58 | D | 408,096 | D | |
| Common Stock | May 10, 2016 | S | 35,102 | $33.83 | D | 372,994 | D | |
| Common Stock | holding | — | — | — | 4,663 | I | By Rule 16b-3 Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $24.43 | May 10, 2016 | M | 192,000 | D | — | Sep 27, 2017 | Common Stock | 192,000 | 100,000 | D |
Explanation of responses
- F1These options are fully exercisable.