SEC Form 4 · accession 0001225208-16-033155
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sally Susman
Officer — Executive Vice President
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | M | 23,884 | $22.28 | A | 199,735 | D | |
| Common Stock | May 9, 2016 | S | 100 | $33.80 | D | 199,635 | D | |
| Common Stock | May 9, 2016 | S | 200 | $33.84 | D | 199,435 | D | |
| Common Stock | May 9, 2016 | S | 300 | $33.81 | D | 199,135 | D | |
| Common Stock | May 9, 2016 | S | 400 | $33.85 | D | 198,735 | D | |
| Common Stock | May 9, 2016 | S | 400 | $33.74 | D | 198,335 | D | |
| Common Stock | May 9, 2016 | S | 500 | $33.882 | D | 197,835 | D | |
| Common Stock | May 9, 2016 | S | 700 | $33.78 | D | 197,135 | D | |
| Common Stock | May 9, 2016 | S | 1,100 | $33.83 | D | 196,035 | D | |
| Common Stock | May 9, 2016 | S | 1,100 | $33.76 | D | 194,935 | D | |
| Common Stock | May 9, 2016 | S | 1,600 | $33.75 | D | 193,335 | D | |
| Common Stock | May 9, 2016 | S | 4,600 | $33.73 | D | 188,735 | D | |
| Common Stock | May 9, 2016 | S | 8,400 | $33.72 | D | 180,335 | D | |
| Common Stock | May 9, 2016 | S | 8,900 | $33.71 | D | 171,435 | D | |
| Common Stock | May 9, 2016 | S | 39,584 | $33.70 | D | 131,851 | D | |
| Common Stock | holding | — | — | — | 600 | I | By Rule 16b-3 Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $22.28 | May 9, 2016 | M | 23,884 | D | Feb 28, 2011 | Feb 28, 2018 | Common Stock | 23,884 | 0 | D |