SEC Form 4 · accession 0001225208-16-041273
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Bourla
Officer — Group President
Period of report
Nov 4, 2016
Accepted (ET)
Nov 7, 2016 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 4, 2016 | M | 20,000 | $24.99 | A | 149,199 | D | |
| Common Stock | Nov 4, 2016 | S | 100 | $30.06 | D | 149,099 | D | |
| Common Stock | Nov 4, 2016 | S | 1,690 | $30.03 | D | 147,409 | D | |
| Common Stock | Nov 4, 2016 | S | 5,707 | $30.04 | D | 141,702 | D | |
| Common Stock | Nov 4, 2016 | S | 10,893 | $30.05 | D | 130,809 | D | |
| Common Stock | holding | — | — | — | 2,439 | I | By Rule 16b-3 Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $24.99 | Nov 4, 2016 | M | 20,000 | D | — | Mar 15, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1These options are fully exercisable.