SEC Form 4 · accession 0001225208-15-019424
SYNLOGIC, INC. · SYBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PFIZER INC
10% Owner
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527599
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 5, 2015 | C | 1,539,224 | $0.00 | A | 1,539,224 | D | |
| Common Stock | Oct 6, 2015 | P | 714,285 | $7.00 | A | 2,253,509 | D | |
| Common Stock | Oct 6, 2015 | J | 235,855 | $7.00 | A | 2,489,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Convertible Preferred StockF1 | — | Oct 5, 2015 | C | 1,047,806 | D | — | — | Common Stock | 1,047,806 | 0 | D |
| Series D Convertible Preferred StockF1 | — | Oct 5, 2015 | C | 491,418 | D | — | — | Common Stock | 491,418 | 0 | D |
Explanation of responses
- F1Each share of the issuer's Series C Convertible and Series D Convertible Preferred Stock converted into Common Stock of the issuer on a 1-to-1 basis immediately prior to the closing of the issuer's initial public offering, and has no expiration date.
- F2The reporting person received 235,855 shares of Common Stock as a payment-in-kind dividend in connection with the conversion of the reporting person's Series C Convertible and Series D Convertible Preferred Stock into shares of Common Stock.