SEC Form 4 · accession 0001225208-17-005110
PFIZER INC · PFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian C Read
Officer — Chairman & CEO · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | A | 110,011 | $0.00 | A | 650,749 | D | |
| Common StockF2 | Feb 27, 2017 | F | 53,609 | $34.28 | D | 597,140 | D | |
| Common StockF3 | Feb 27, 2017 | F | 55,609 | $34.28 | D | 541,531 | D | |
| Common Stock | holding | — | — | — | 10,675 | I | By Rule 16b-3 Plan | |
| Common Stock | holding | — | — | — | 410,762 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).
- F2The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).
- F3The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).